SIFMA C&L Annual Seminar


March 24 - March 27, 2019


Phoenix, AZ

Early Bird Rates – Until 1/18/19

  • Industry Member $895
  • Counsel Member $1600
  • Special Member $1600
  • Regulatory Member $395
  • Non-Member $1900


For over 50 years, SIFMA’s C&L Annual Seminar has convened industry leaders and regulators for information sharing, collaboration and networking. Register to join us at this premier event for compliance and legal professionals in financial services: March 24-27, 2019 at the JW Marriott Desert Ridge in Phoenix, AZ.


JW Marriott Phoenix Desert Ridge

5350 East Marriott Drive
Phoenix, AZ 85054

Set on 316 spectacular acres in the Sonoran Desert, the award-winning JW Marriott Phoenix Desert Ridge offers breathtaking views and everything you’ll require for a remarkable conference experience, less than 20 miles from downtown Scottsdale, Arizona.

Hotel accommodations are available starting on December 4, 12:00pm EST.

Picture of venue

Related Resources


Media Inquiries
Contact Lindsay Gilbride at 202.962.7390

Media Registration
Contact Emily Reinus at 212.313.1339.

Select sessions at this event will be open to the press. Please contact us for details.

Terms and Conditions

Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. SIFMA defines inappropriate behavior as any possible illegal conduct, verbal or physical abuse of any type, use of derogatory or discriminatory language, gestures or actions, unwanted invasions of privacy, any form of harassment, racism, sexism, or any other targeted comments which are intended to cause personal offense to another participant either in-person at the event or through social media channels, or the violation of any local, state, or federal laws or regulations.

If you are involved in or witness an incident at a SIFMA meeting or event that violates this Code of Conduct, please use this anonymous incident report form to let SIFMA know immediately. Please provide as much information as possible about the incident so that we can make a proper investigation. Any violations of law should be reported to law enforcement authorities.

SIFMA will investigate any reported incidents swiftly and confidentially if possible. SIFMA, at our discretion, may act on any reports of inappropriate behavior, including but not limited to removing a participant from the meeting or event and/or bar that person from attending future SIFMA meetings or events. SIFMA shall not refund any money paid for such attendee to attend the meeting or event, or for any travel expenses incurred to attend.

Attendee Roster
For your name to be included in the Attendee Roster, your completed registration form and payment must be received no later than two weeks prior to the event. Registrations received after that time will not be included in the Roster.

Conference registration substitutions are welcome. Email [email protected] with the following information and we will confirm the change: original registrant’s full name, substitute registrant’s full name, mailing address, title, phone and email.

Refunds will be granted for cancellations made three weeks prior to the start of the event. All cancellation requests are subject to a $100 processing fee and must be made in writing.