Join the SIFMA Compliance & Legal Society at one of our special luncheon presentations. Registration is now open for the April…
SIFMA C&L Annual Seminar
SIFMA’s C&L Annual Seminar is the premier event for compliance and legal professionals working in the financial services industry. This seminar provides a unique opportunity for industry leaders and regulators to gather for three days of information sharing, networking and collaboration.
With noted keynote speakers and 60+ in-depth breakout sessions, participants earn CLE credit while discussing the latest industry developments and collaborating on best practices.
Mark your calendar to join us again! The 2020 SIFMA C&L Annual Seminar will be held on March 15-18 at the Grande Lakes Orlando.
Watch Livestream Replays
Watch livestream replays from SIFMA’s 2019 C&L Annual Seminar to watch select sessions on the latest industry developments for compliance and legal professionals working in the financial services industry:
- Enforcement Panel with SEC, SDNY, CFTC, FINRA
- Regulatory Panel with FINRA, OCC, SEC
Our 2019 Raushcman Award Winner
What to Expect at C&L Annual
Mix and match from eight program tracks to build your personalized agenda.
|Diversity & Inclusion||D&I|
May 2, 2019
Join the SIFMA Compliance & Legal Society Future Leaders, registration is now open. For registration questions, please contact SIFMA Compliance…
May 6 – 9, 2019
Returning to Boca Raton, Florida, on May 6–9, the 46th annual SIFMA Operations Conference & Exhibition will gather operations, technology…