The C&L Society Boston Regional Seminar gathers compliance and legal professionals working in the financial services industry to exchange ideas,…
SIFMA C&L Annual Seminar
SIFMA’s C&L Annual Seminar is the premier event for compliance and legal professionals working in the financial services industry. This seminar provides a unique opportunity for industry leaders and regulators to gather for three days of information sharing, networking and collaboration.
With noted keynote speakers and 60+ in-depth breakout sessions, participants earn CLE credit while discussing the latest industry developments and collaborating on best practices.
What to Expect at C&L Annual
Watch 2019 Livestream Replays
Watch livestream replays from SIFMA’s 2019 C&L Annual Seminar to watch select sessions on the latest industry developments for compliance and legal professionals working in the financial services industry:
- Enforcement Panel with SEC, SDNY, CFTC, FINRA
- Regulatory Panel with FINRA, OCC, SEC
2019 Keynote Speakers
Our 2019 Raushcman Award Winner
Mix and match from eight program tracks to build your personalized agenda.
|Diversity & Inclusion||D&I|
May 21 – 22, 2019
SIFMA's Diversity and Inclusion Conference brings together business executives, human resource professionals and diversity practitioners to explore how we can…
June 4, 2019
SIFMA and the Bank Policy Institute will again gather policymakers, practitioners, financial researchers and subject matter experts at the 6th…