All members of the Operations & Technology Society (comprised of Corporate Actions Section, Credit & Margin Section, Customer Account Transfer…
C&L Society New York Regional Seminar
Early Bird Rates – Until 10/5/18
- Industry Member $325
- Counsel Member $450
- Special Member $450
- Regulator $50
- Non-Member $700
Join several hundred of your colleagues at the C&L Society Regional Seminar in New York City on November 5th at the Marriott Marquis. This one day seminar will feature presentations by leading securities regulators and industry professionals. CLE credits will be offered.
- Corporate and Investment Bank Current Issues
- Current Issues in Wealth Management & Investment Advisory
- Washington Update
- Sales & Trading
- Hot Topics in Compliance
|Early Bird Rates||$325|
|Early Bird Rates||$450|
|Early Bird Rates||$450|
|Early Bird Rates||$50|
|Early Bird Rates||$700|
|Industry Member||Counsel Member||Special Member||Regulator||Non-Member|
|Early Bird Rates||$325||$450||$450||$50||$700|
8:00am – 5:45pm
8:00am – 8:35am
8:35am – 8:45am
8:45am – 10:00am
Scott W. Anderson, Craig Barrack, Yoon-Young Lee
10:20am – 11:20am
Ira D. Hammerman, Andy Blocker, Jeffrey T. Brown, John Savercool, Michael Thompson
11:20am – 12:05pm
1:05pm – 2:20pm
Neil Rosolinsky, Angie Karna, Theodore R. Lazo, Kate Lesker
Joellen Valentine, Cheryl J. Scarboro, Daniel Silver, Michael Stone
2:20pm – 3:20pm
Susan Boudrot, Lisa M. Francomano, Ben A. Indek, Douglas Siegel, Michael D. Solomon
3:40pm – 4:40pm
Susan F. Axelrod, Mark D. Knoll, Ilene Marquardt, Steven Peikin, Susan A. Schroeder
4:40pm – 4:40pm
Brent H. Taylor
New York Marriott Marquis
New York, NY 10036
Surround yourself with the sights and sounds of the city at New York Marriott Marquis. Get relaxed and energized simultaneously as you step into some of the largest guest rooms in NYC, amid the hustle and bustle of famed Broadway.
Stay tuned for a comprehensive guide to all sponsorship opportunities available at this conference.
Questions? Contact Diana Serri at 212.313.1258.
SIFMA's Strategic Partners
Note: The general sessions of the C&L New York Regional Seminar are open to the press, however the breakout sessions will be closed.
Contact Liz Pierce at 212.313.1173.
Contact Emily Reinus at 212.313.1339.
View SIFMA’s official press policy.
Custom media partnership opportunities are available for almost every objective and budget, with benefits including complimentary event passes. Contact Jeana Dollear at 212.313.1263.
SIFMA has been certified by the New York State Continuing Legal Education Board as an Accredited Provider of continuing legal education in the State of New York. Parts of this program will be available for CLE credits. Fee reduction may be available for qualified registrants.
It is the responsibility of the registrant to comply with all rules and regulations governing the jurisdictions in which the attendee is seeking credit. Panel attendance must be certified by each registrant seeking CLE credits. Attendees do not need to certify after each panel. CLE Credit cannot be certified after the Seminar adjourns.
When registering for the conference, make sure to check the box for CLE Credit. There is an additional charge of $75 for CLE Credit and you may select up to three states to receive CLE credit.
SIFMA will seek CLE Credit for this program in the following states:
- New Jersey
- New York