Join SIFMA for a morning of practical learning and information sharing among key stakeholders on how best to protect our…
C&L Society New York Regional Seminar
Join several hundred of your colleagues at the C&L Society Regional Seminar in New York City on November 1st at the Grand Hyatt. This one day seminar will feature presentations by leading securities regulators and industry professionals. CLE credits will be offered.
- Corporate and Investment Bank Current Issues
- Current Issues in Wealth Management & Investment Advisory
- Washington Update
- Sales & Trading
- Hot Topics in Compliance
|Early Bird Rates||$325|
|Early Bird Rates||$450|
|Early Bird Rates||$450|
|Early Bird Rates||$50|
|Early Bird Rates||$700|
|Industry Member||Counsel Member||Special Member||Regulator||Non-Member|
|Early Bird Rates||$325||$450||$450||$50||$700|
8:00am – 5:40pm
8:30am – 8:35am
Garry J. Stegeland
8:35am – 9:20am
Christian T. Kemnitz, James McDonald, Steven Schwartz
9:20am – 10:35am
Scott W. Anderson, Steven R. Burwell, Gina E. Hyde, Yoon-Young Lee, Allen Meyer
Jack McGuire, Brian F. Amery, Lisa M. Francomano, Julie M. Riewe, Jessica M. Phillips, Michael D. Solomon
10:55am – 11:55am
Ira D. Hammerman, Peggy Ho, Paul N. D. Thornell, Joe Wall
12:55pm – 2:10pm
Paul Ayd, Joshua Klein, Sean C. Davy, Mark E. Wolfe, Michael D. Wolk
Howard R. Plotkin, Ornella Bergeron, Jennifer Woods Burke, Esq., Ben A. Indek, Douglas Siegel
2:10pm – 3:10pm
Michelle Rhee, Thomas J. Hennessey, Noreen Kelly, Ilene Marquardt, James Q. Walker
3:10pm – 3:30pm
3:30pm – 4:30pm
Joshua E. Levine, J. Bradley Bennett, Andrew J. Ceresney, Scott W. Friestad, Jessica Hopper, Manal Sultan
4:30pm – 4:40pm
Brent H. Taylor
Grand Hyatt New York
109 East 42nd Street
New York, NY 10017
Experience spacious guestrooms, top dining, and more at Grand Hyatt New York, centrally located in the heart of New York City, New York.
SIFMA has reserved a block of rooms at the Grand Hyatt New York.
To make a hotel reservation, please click here. or use the link below:
You may also contact The Grand Hyatt reservations department at 1-888-591-1234. Please reference the SIFMA Group Rate when speaking to a reservationist.
Rates will start at $319 per night and are quoted exclusive of applicable state and local tax (currently 14.75% and $3.50 occupancy charge).
Please note that the group rates are good through October 17, 2017 and only available on a first-come, first-served basis–they may sell out early! Once the block is sold out, the hotel’s market price applies regardless of the date booking.
Make sure to confirm all cancellation policies and forfeiture of deposits directly with the hotel when booking your reservation.
Note: The general sessions of the C&L New York Regional Seminar are open to the press, however the breakout sessions will be closed.
Contact Liz Pierce at 212.313.1173.
Contact Emily Reinus at 212.313.1339.
View SIFMA’s official press policy.
Custom media partnership opportunities are available for almost every objective and budget, with benefits including complimentary event passes. Contact Jeana Dollear at 212.313.1263.
SIFMA has been certified by the New York State Continuing Legal Education Board as an Accredited Provider of continuing legal education in the State of New York. Parts of this program will be available for CLE credits. Fee reduction may be available for qualified registrants.
It is the responsibility of the registrant to comply with all rules and regulations governing the jurisdictions in which the attendee is seeking credit. Panel attendance must be certified by each registrant seeking CLE credits. Attendees do not need to certify after each panel. CLE Credit cannot be certified after the Seminar adjourns.
When registering for the conference, make sure to check the box for CLE Credit. There is an additional charge of $75 for CLE Credit and you may select up to three states to receive CLE credit.
SIFMA will seek CLE Credit for this program in the following states:
- New Jersey
- New York