C&L Society October Luncheon

Date

October 17, 2017

Location

St. Louis, MO

Overview

Please join us for a very special luncheon presentation as Ira Hammerman, SIFMA’s Executive Vice President & General Counsel, will interview two titans of the securities compliance & legal field: James Tricarico, Chief Legal Officer at Edward Jones, and Douglas Kelly, Assistant General Counsel at Wells Fargo Advisors.  As Jim and Doug approach their retirements from their respective firms, this will be a unique opportunity to hear from the two of them as they reflect on  their stellar careers and engage in a wide-ranging discussion with SIFMA’s General Counsel.

Programs

12:00pm – 2:00pm

Participants

Ira D. Hammerman, Douglas Kelly, James A. Tricarico Jr.

Moderator

Ira D. Hammerman

Executive Vice President & General Counsel

SIFMA

Panelists

Douglas Kelly

Assistant General Counsel

Wells Fargo Advisors

James A. Tricarico Jr.

Chief Legal Officer

Edward Jones

Venue

Edward Jones, South Campus

12555 Manchester Rd.
St. Louis, MO 63131

Terms and Conditions

Policy

SIFMA reserves the right to remove, bar, or expel any attendee or guest from the conference for disruptive, disrespectful, or possibly illegal conduct, statements, or actions or for any reason which may tarnish the conference, SIFMA, or its members, in SIFMA’s sole discretion. SIFMA shall not refund any money paid for such attendee or guest to attend the conference, or for any travel expenses incurred to attend the conference.

Substitutions

Conference registration substitutions are welcome. Email [email protected] with the following information and we will confirm the change: original registrant’s full name, substitute registrant’s full name, mailing address, title, phone and email.

Cancellations

Refunds will be granted for cancellations made three weeks prior to the start of the event. All cancellation requests are subject to a processing fee and must be made in writing.

Contact Information

For group pricing, contact C&L Society for more information.