Overview

Join the SIFMA Compliance & Legal Society Future Leaders, registration is now open.

For registration questions, please contact SIFMA Compliance & Legal Society.

Registration is COMPLIMENTARY

To learn more about becoming a member of the C&L Society, click HERE.

C&L St. Louis Future Leaders

Date

June 17, 2019

Location

St. Louis, MO

Hosted by

The SIFMA Compliance & Legal (C&L) Society Future Leaders Committee

Overview

Join the SIFMA Compliance & Legal Society Future Leaders, registration is now open.

For registration questions, please contact SIFMA Compliance & Legal Society.

Registration is COMPLIMENTARY

To learn more about becoming a member of the C&L Society, click HERE.

Pricing

C&L Society Member
Future Leaders Complimentary
Non-Member
Future Leaders Complimentary
Pricing
C&L Society Member Non-Member
Future Leaders Complimentary Complimentary

Program

3:00pm – 5:00pm

Registration Desk Hours

4:00pm – 4:05pm

Participants

Stacie Owens

Speaker

Stacie Owens

Associate General Counsel

Edward D. Jones & Co., L.P.

Stacie Owens’s Biography

4:05pm – 5:05pm

Participants

Stacey George, Patrick Chavez, DeVona Wright Cottrell, David Stauss

Moderator

Panelists

Patrick Chavez

Chief Privacy Officer & Associate General Counsel, Records and Information Management Program, Legal Division

Edward D. Jones & Co., L.P.

Patrick Chavez’s Biography

DeVona Wright Cottrell

Director, Associate General Counsel

Baird

DeVona Wright Cottrell’s Biography

5:05pm – 5:10pm

Participants

Molly Deere

Speaker

Molly Deere

Vice President & Assistant General Counsel

Stephens Inc.

Molly Deere’s Biography

5:10pm – 6:00pm

Sponsored by Moore & Van Allen 

Sponsored by Moore & Van Allen 

Venue

Edward Jones Conference Center

130 Edward Jones Boulevard
Maryland Heights, MO 63043

Hotel Accommodations

SIFMA has a room block at The Ritz-Carlton, St. Louis.

100 Carondelet Plaza, St. Louis, MO 63105

To make a reservation, please email C&L Society at [email protected]

Guests can also call 1-314-863-6300 or 1-800-960-7056 and ask for the SIFMA event rate.

Rates will start at $199 per night and are quoted exclusive of applicable room tax (currently 16.488%), applicable service/hotel-specific fees, or other miscellaneous taxes.

Group rates are only valid through Friday, May 24, 2019 5:00 PM CST, but rooms are limited and only available on a first-come, first-served basis. They may sell out early!

Make sure to confirm all cancellation policies and forfeiture of deposits directly with the hotel when booking your reservation.

Terms and Conditions

Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. SIFMA defines inappropriate behavior as any possible illegal conduct, verbal or physical abuse of any type, use of derogatory or discriminatory language, gestures or actions, unwanted invasions of privacy, any form of harassment, racism, sexism, or any other targeted comments which are intended to cause personal offense to another participant either in-person at the event or through social media channels, or the violation of any local, state, or federal laws or regulations.

If you are involved in or witness an incident at a SIFMA meeting or event that violates this Code of Conduct, please use this anonymous incident report form to let SIFMA know immediately. Please provide as much information as possible about the incident so that we can make a proper investigation. Any violations of law should be reported to law enforcement authorities.

SIFMA will investigate any reported incidents swiftly and confidentially if possible. SIFMA, at our discretion, may act on any reports of inappropriate behavior, including but not limited to removing a participant from the meeting or event and/or bar that person from attending future SIFMA meetings or events. SIFMA shall not refund any money paid for such attendee to attend the meeting or event, or for any travel expenses incurred to attend.

Attendee Roster
For your name to be included in the Attendee Roster, your completed registration form and payment must be received no later than two weeks prior to the event. Registrations received after that time will not be included in the Roster.

Substitutions
Conference registration substitutions are welcome. Email [email protected] with the following information and we will confirm the change: original registrant’s full name, substitute registrant’s full name, mailing address, title, phone and email.

Cancellations
Refunds will be granted for cancellations made three weeks prior to the start of the event. All cancellation requests are subject to a $100 processing fee and must be made in writing.