Overview

Future Leaders Forums are hosted by the C&L Society Future Leaders Committee to discuss topics that matter on the horizon.

Join the SIFMA Compliance & Legal Society Future Leaders, registration is now open.

For registration questions, please contact SIFMA Compliance & Legal Society. To learn more about the C&L Society, click HERE.

C&L Future Leaders Forum: A Budding Industry: The Compliance, Legal, and Political Landscape of Cannabis and Hemp in 2020

Date

February 27, 2020

Location

New York, NY

Hosted by

The SIFMA Compliance & Legal (C&L) Society Future Leaders Committee

Overview

Future Leaders Forums are hosted by the C&L Society Future Leaders Committee to discuss topics that matter on the horizon.

Join the SIFMA Compliance & Legal Society Future Leaders, registration is now open.

For registration questions, please contact SIFMA Compliance & Legal Society. To learn more about the C&L Society, click HERE.

Register

Member
Future Leaders $25
Associate Member
Future Leaders $25
Regulator
Future Leaders $25
Non-Member
Future Leaders $25
Register
Member Associate Member Regulator Non-Member
Future Leaders $25 $25 $25 $25

Program

3:00pm – 6:10pm

Registration Desk Hours

3:30pm – 3:35pm

Participants

Neil Rosolinsky

Speaker

Neil Rosolinsky

Deputy General Counsel, Litigation & Employment

Citizens Financial Group, Inc.

Neil Rosolinsky’s Biography

3:35pm – 4:05pm

Participants

Susan A. Schroeder, Sara Carlesimo

Speakers

Susan A. Schroeder

Partner and Vice-Chair, Securities Department

WilmerHale

Formerly Executive Vice President and Head of Enforcement

FINRA

Susan A. Schroeder’s Biography

Sara Carlesimo

Director and Managing Counsel, Markets Legal

BNY Mellon

Sara Carlesimo’s Biography

4:05pm – 5:05pm

Cannabis/Hemp/CBD 101 – level setting for the audience including overview of legal and compliance issues that face our industry How to identify, manage, and mitigate risks, including how to identify…

  • Cannabis/Hemp/CBD 101 – level setting for the audience including overview of legal and compliance issues that face our industry
  • How to identify, manage, and mitigate risks, including how to identify cannabis/hemp/CBD clients
  • Discussion of real-world examples in order to provide practical advice and tips; discussion of various gray areas in the business
  • Global issues, particularly in the EU, UK, and Canada
  • The political and legislative future of cannabis/hemp/CBD at the federal and state levels

Participants

J. Curtis McCubbin, Bernard Canepa, Katrina A. Carroll, Sharon Cohen Levin, Nikolas S. Komyati

Moderator

J. Curtis McCubbin

Director, Senior Associate General Counsel

Robert W. Baird & Co.

J. Curtis McCubbin’s Biography

Panelists

Bernard Canepa

Vice President, Assistant General Counsel

SIFMA

Bernard Canepa’s Biography

Katrina A. Carroll

Executive Vice President and Chief Anti-Money Laundering Officer

LPL Financial LLC

Katrina A. Carroll’s Biography

5:05pm – 5:10pm

Participants

Neil Rosolinsky

Speaker

Neil Rosolinsky

Deputy General Counsel, Litigation & Employment

Citizens Financial Group, Inc.

Neil Rosolinsky’s Biography

5:10pm – 6:10pm

Networking Reception

Venue

SIFMA Conference Center

120 Broadway
Floor 2
New York, NY 10271

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Located at 120 Broadway, a National Historic Landmark and a New York treasure, the SIFMA Conference Center is situated at the heart of New York’s Financial District.

With a rare combination of advanced technologies and sophistication, SIFMA’s Conference Center is fully furnished and equipped to offer unique features that stand alone amongst New York’s leading conference facilities.

Picture of venue

Hotel Accommodations

If you require hotel accommodation, a special SIFMA rate is available at the following:

Double Tree by Hilton Hotel – Financial District
8 Stone Street, New York, NY  10004, Phone# 212-480-9100
DISCOUNT: Corporate ID #0560038852

Club Quarters
52 William Street, New York, NY 10005, Phone# 212-269-6400
DISCOUNT: Password (SIFMA)

Residence Inn New York Downtown Manhattan / World Trade Center
170 Broadway, New York, NY 10007, Phone# 212-600-8900
DISCOUNT: Password (SIFMA)

Terms and Conditions

Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. SIFMA defines inappropriate behavior as any possible illegal conduct, verbal or physical abuse of any type, use of derogatory or discriminatory language, gestures or actions, unwanted invasions of privacy, any form of harassment, racism, sexism, or any other targeted comments which are intended to cause personal offense to another participant either in-person at the event or through social media channels, or the violation of any local, state, or federal laws or regulations.

If you are involved in or witness an incident at a SIFMA meeting or event that violates this Code of Conduct, please use this anonymous incident report form to let SIFMA know immediately. Please provide as much information as possible about the incident so that we can make a proper investigation. Any violations of law should be reported to law enforcement authorities.

SIFMA will investigate any reported incidents swiftly and confidentially if possible. SIFMA, at our discretion, may act on any reports of inappropriate behavior, including but not limited to removing a participant from the meeting or event and/or bar that person from attending future SIFMA meetings or events. SIFMA shall not refund any money paid for such attendee to attend the meeting or event, or for any travel expenses incurred to attend.

Attendee Roster
For your name to be included in the Attendee Roster, your completed registration form and payment must be received no later than two weeks prior to the event. Registrations received after that time will not be included in the Roster.

Substitutions
Conference registration substitutions are welcome. Email [email protected] with the following information and we will confirm the change: original registrant’s full name, substitute registrant’s full name, mailing address, title, phone and email.

Cancellations
Refunds will be granted for cancellations made three weeks prior to the start of the event. All cancellation requests are subject to a $100 processing fee and must be made in writing.