C&L Future Leaders Breakfast


September 25, 2018


Charlotte, NC

Hosted by

The SIFMA Compliance & Legal (C&L) Society Future Leaders Committee


Please join the SIFMA C&L Future Leaders Committee at their inaugural Charlotte event. This breakfast session will cover Artificial Intelligence FinTech: An Introduction to Practical Use-Cases in the Financial Services Industry and the Impact on the Compliance & Legal Practices.

Register now and take this opportunity to network with your compliance and legal colleagues.

This event is complimentary.


C&L Society Member
Future Leaders Complimentary
Future Leaders Complimentary
C&L Society Member Non-Member
Future Leaders Complimentary Complimentary


8:00am – 10:20am

Networking Breakfast

9:00am – 9:10am


J. Curtis McCubbin


J. Curtis McCubbin

Senior Vice President, Chief Legal Officer

Hilliard Lyons

J. Curtis McCubbin’s Biography

9:10am – 10:10am


Charles M. Post, Joseph S. Mendel, Alexandra Villarreal O’Rourke, Kelly Orzillo


Charles M. Post

Head of Legal Data Management & Advisory

BNY Mellon

Charles M. Post’s Biography


Joseph S. Mendel

Senior Manager


Joseph S. Mendel’s Biography

Kelly Orzillo

Deputy Director of Wealth Management Investment Advisory Compliance


Kelly Orzillo’s Biography

10:10am – 10:20am

Closing Remarks


The Ritz-Carlton

201 East Trade Street
Charlotte, NC

Located in the heart of vibrant Uptown Charlotte, The Ritz-Carlton, is a luxury hotel that brings an urbane sophistication and an unforgettable experience just steps from the city’s cultural heart.

Picture of venue

Hotel Accommodations

SIFMA has a room block at the Ritz-Carlton Charlotte.

To make a reservation, please click here

Rates will start at $279 per night and are quoted exclusive of applicable room tax (currently 15.25%), applicable service/hotel-specific fees, or other miscellaneous taxes.

Please note that the link will only be permitted for the dates between September 23rd – 25th.  Should you need to reserve additional nights,please call reservations at 888-236-2427.

Group rates are only valid through September 7th, 2018 but rooms are limited and only available on a first-come, first-served basis. They may sell out early!

Make sure to confirm all cancellation policies and forfeiture of deposits directly with the hotel when booking your reservation.


Book a Room

Terms and Conditions

No refunds will be made for cancellations after March 15, 2016. All cancellation requests are subject to a $100 processing fee. Cancellations prior to refund cutoff date must be in writing.
SIFMA reserves the right to remove, bar, or expel any attendee or guest from the conference for disruptive, disrespectful, or possibly illegal conduct, statements, or actions or for any reason which may tarnish the conference, SIFMA, or its members, in SIFMA's sole discretion. SIFMA shall not refund any money paid for such attendee or guest to attend the conference, or for any travel expenses incurred to attend the conference. All information is subject to change, including date, location and continuing education credit offerings. Please note that this is a public event and that by attending you consent to photography, audio recording, video recording and its/their release, publication, exhibition or reproduction to be used in any format including promotional purposes by SIFMA. You waive the right to review this content prior to publication; release SIFMA from any liability connected with the taking, recording, digitizing or publication of such content; and waive all rights to any claims for payment or royalties in connection with the use of the content.