C&L Society Denver Regional Seminar


January 26, 2017


Lone Tree, CO


SIFMA’s Compliance & Legal Society 2017 Regional Seminar series will begin in Denver at Charles Schwab on January 26, 2017. This one day seminar will feature presentations by leading securities regulators and industry professionals.

Charles Schwab is located at:
9800 Schwab Way
Lone Tree, Colorado 80124*

*approximately 20 minutes from downtown Denver

Discussion topics will include:

  • Senior Investors
  • DOL Fiduciary Rule
  • Litigation & Arbitration
  • Regulatory Priorities
  • Using Data to Evolve AML/Compliance Programs


Charles Schwab

9800 Schwab Way
Lone Tree, CO 80124

*approximately 20 minutes from downtown Denver.

Hotel Accommodations

SIFMA will not have a dedicated hotel block for the Denver Regional Seminar, however, these are suggested hotels located near Charles Schwab (located at 9800 Schwab Way, Lone Tree, Colorado 80124):

Hampton Inn & Suites Denver/South-RidgeGate
Distance: 0.3 miles
10030 Trainstation Circle
(303) 790-4100

Denver Marriott South at Park Meadows
Distance: 1.0 mile
10345 Park Meadows Drive
(303) 925-0004

Hilton Garden Inn Denver South/Meridian
Distance: 1.4 miles
9290 Meridian Boulevard
(303) 824-1550