Overview

Network with colleagues and receive updates from industry practitioners and regulators at these morning events.

Registration is COMPLIMENTARY for SIFMA members; $50 for non-members.

If you are a member of the C&L Society and are not with a member firm, please contact [email protected]

 

 

C&L Society Denver Breakfast

Date

January 16, 2020

Location

Denver, CO

Hosted by

C&L Society

C&L Denver Breakfast – Until 1/16/20

  • Members Complimentary
  • Non-Members $50

Overview

Network with colleagues and receive updates from industry practitioners and regulators at these morning events.

Registration is COMPLIMENTARY for SIFMA members; $50 for non-members.

If you are a member of the C&L Society and are not with a member firm, please contact [email protected]

 

 

Program

7:00am – 10:40am

Registration Desk Hours

7:00am – 7:55am

Networking Breakfast

7:55am – 8:00am

Welcome Remarks

8:00am – 8:25am

Participants

Ira D. Hammerman, Bari M. Havlik

Moderator

Ira D. Hammerman

Executive Vice President & General Counsel

SIFMA

Ira D. Hammerman’s Biography

Speaker

Bari M. Havlik

Executive Vice President, Member Supervision

FINRA

Bari M. Havlik’s Biography

8:25am – 9:25am

Participants

Gabriel Ayala, Orit Weinstein

Moderator

Gabriel Ayala

Managing Director, Investment Advisory Compliance

Charles Schwab & Co., Inc

Gabriel Ayala’s Biography

Panelist

Orit Weinstein

Associate General Counsel

TIAA

Orit Weinstein’s Biography

9:25am – 9:40am

Networking Break

9:40am – 10:40am

Cannabis Panel

10:40am – 10:40am

Closing Remarks

Venue

Charles Schwab

9800 Schwab Way
Lone Tree, CO 80124

*approximately 20 minutes from downtown Denver.

Hotel Accommodations

SIFMA will not have a dedicated hotel block, however, these are suggested hotels located near Charles Schwab (located at 9800 Schwab Way, Lone Tree, Colorado 80124):

Hampton Inn & Suites Denver/South-RidgeGate
Distance: 0.3 miles
10030 Trainstation Circle
(303) 790-4100

Denver Marriott South at Park Meadows
Distance: 1.0 mile
10345 Park Meadows Drive
(303) 925-0004

Hilton Garden Inn Denver South/Meridian
Distance: 1.4 miles
9290 Meridian Boulevard
(303) 824-1550