C&L Society Breakfast Series

Date

October 19, 2018

Location

Toronto, Ontario

Hosted by

C&L Society and IIAC

C&L Toronto Breakfast – Until 10/19/18

  • C&L Society Members Complimentary
  • Non-Members $50

Overview

Join the SIFMA Compliance & Legal Society at one of our topical networking breakfasts. Registration is now open for the next breakfast, taking place in Toronto.

For registration questions, please contact SIFMA Compliance & Legal Society.

Registration is COMPLIMENTARY for C&L Society members and IIAC members; $50 for non-members.

IIAC Members: To register, please email C&L Society at [email protected] with the following information:

  • Name
  • Title
  • Firm
  • Email address

To learn more about becoming a member of the C&L Society, click HERE.

 

 

Program

7:00am – 10:15am

Registration Desk Hours

7:00am – 7:55am

Networking Breakfast

7:55am – 8:00am

Participants

Ira D. Hammerman

Speaker

Ira D. Hammerman

Executive Vice President & General Counsel

SIFMA

Ira D. Hammerman’s Biography

8:00am – 9:00am

Participants

Nick Cardinale, Wayne J. Bolton, Diana Ianetta, D. Grant Vingoe

Moderator

Nick Cardinale

Chief Compliance Officer, Head of Candian Wealth Management Compliance

RBC Wealth Management

Nick Cardinale’s Biography

Speakers

Wayne J. Bolton

Principal, Compliance

Edward D. Jones & Co., L.P.

Wayne J. Bolton’s Biography

Diana Ianetta

Managing Counsel, Canadian Disputes

TD

Diana Ianetta’s Biography

9:00am – 9:15am

Networking Break

9:15am – 10:15am

Participants

Anthony Gigllio, Steve Strombellini, Alex Taylor

Speakers

Anthony Gigllio

VP, Governance & Control

TD Wealth

Anthony Gigllio’s Biography

Steve Strombellini

Managing Director

Capital Forensics

Steve Strombellini’s Biography

Alex Taylor

Vice President, Surveillance

IIROC

Alex Taylor’s Biography

10:15am – 10:15am

Participants

Michelle Alexander

Speaker

Michelle Alexander

Vice President and Corporate Secretary

IIAC

Michelle Alexander’s Biography

Venue

BMO Financial Group

First Canadian Place
100 King Street, 68th floor
Toronto, Ontario