C&L Society St. Petersburg Breakfast

Date

January 25, 2019

Location

St. Petersburg, FL

Hosted by

C&L Society and FSDA

C&L St. Petersburg Breakfast – Until 1/25/19

  • C&L Society Members Complimentary
  • Non-Members $50

Overview

Join the SIFMA Compliance & Legal Society at one of our topical networking breakfasts. Registration is now open for the next breakfast, taking place in St. Petersburg.

For registration questions, please contact SIFMA Compliance & Legal Society.

Registration is COMPLIMENTARY for C&L Society members and FSDA members; $50 for non-members.

To learn more about becoming a member of the C&L Society, click HERE.

 

 

Program

7:00am – 10:15am

Registration Desk Hours

7:00am – 7:55am

Networking Breakfast

7:55am – 8:00am

Welcome Remarks

8:00am – 9:00am

Participants

Ira D. Hammerman, Yvette Panetta

Moderator

Ira D. Hammerman

Executive Vice President & General Counsel

SIFMA

Ira D. Hammerman’s Biography

Speaker

Yvette Panetta

Deputy District Director

FINRA

Yvette Panetta’s Biography

9:00am – 9:15am

Networking Break

9:15am – 10:15am

Supervision Best Practices 2019

10:15am – 10:15am

Closing Remarks

Venue

Raymond James Financial, Inc.

880 Carillon Parkway
Saint Petersburg, FL 33716