Overview

C&L Society St. Petersburg Breakfast

Date

January 25, 2019

Location

St. Petersburg, FL

Hosted by

C&L Society and FSDA

Overview

Join the SIFMA Compliance & Legal Society at one of our topical networking breakfasts. Registration is now open for the next breakfast, taking place in St. Petersburg.

For registration questions, please contact SIFMA Compliance & Legal Society.

Registration is COMPLIMENTARY for C&L Society members and FSDA members; $50 for non-members.

FSDA Members: To register, please email C&L Society at [email protected] with the following information:

• Name
• Title
• Firm
• Email address

To learn more about becoming a member of the C&L Society, click HERE.

 

 

Program

7:00am – 10:20am

Registration Desk Hours

7:00am – 7:55am

Networking Breakfast

7:55am – 8:00am

Participants

Jonathan N. Santelli

Speaker

Jonathan N. Santelli

Executive Vice President and General Counsel

Raymond James Financial, Inc.

Jonathan N. Santelli’s Biography

8:00am – 9:00am

Participants

Ira D. Hammerman, David Birnbaum, Caroline Holmes, Yvette Q. Panetta

Moderator

Ira D. Hammerman

Executive Vice President & General Counsel

SIFMA

Ira D. Hammerman’s Biography

Panelists

David Birnbaum

Managing Director, Business Development and Strategy

Bates Group LLC

David Birnbaum’s Biography

Caroline Holmes

Chief of the Bureau of Enforcement, Division of Securities

Florida Office of Financial Regulation

Caroline Holmes’s Biography

Yvette Q. Panetta

District Director

FINRA

Yvette Q. Panetta’s Biography

9:00am – 9:15am

Networking Break

9:15am – 9:20am

Participants

Alexander Sarafoglu

Speaker

Alexander Sarafoglu

Associate General Counsel

Bank of America Merrill Lynch

Alexander Sarafoglu’s Biography

9:20am – 10:20am

Participants

Steven Greenbaum, Roseann Chavanne, Olga Greenberg, Christopher Scot Majeski

Moderator

Steven Greenbaum

Vice President and General Counsel

TradeStation Securities, Inc.

Steven Greenbaum’s Biography

Panelists

Christopher Scot Majeski

SVP, Head of Private Client Group Supervision

Raymond James

Christopher Scot Majeski’s Biography

10:20am – 10:20am

Participants

Ira D. Hammerman

Speaker

Ira D. Hammerman

Executive Vice President & General Counsel

SIFMA

Ira D. Hammerman’s Biography

Venue

Raymond James Financial, Inc.

880 Carillon Parkway
Saint Petersburg, FL 33716