Join the SIFMA Compliance & Legal Society at one of our special luncheon presentations. Registration is now open for the…
C&L Society St. Petersburg Breakfast
C&L St. Petersburg Breakfast – Until 1/25/19
- C&L Society Members Complimentary
- Non-Members $50
Join the SIFMA Compliance & Legal Society at one of our topical networking breakfasts. Registration is now open for the next breakfast, taking place in St. Petersburg.
For registration questions, please contact SIFMA Compliance & Legal Society.
Registration is COMPLIMENTARY for C&L Society members and FSDA members; $50 for non-members.
FSDA Members: To register, please email C&L Society at [email protected] with the following information:
• Email address
To learn more about becoming a member of the C&L Society, click HERE.
February 4 – 5, 2019
SIFMA’s Anti-Money Laundering & Financial Crimes Conference brings together leading professionals from the securities industry, regulatory agencies and law enforcement…
February 5, 2019
FINRA rules 2165 and 4512, which provide firms with a safe harbor for temporarily holding suspect disbursements and requires firms…