Overview

Join the SIFMA Compliance & Legal Society at one of our topical networking breakfasts. Registration is now open for the next breakfast, taking place in St. Petersburg.

For registration questions, please contact SIFMA Compliance & Legal Society.

Registration is COMPLIMENTARY for C&L Society members and FSDA members; $50 for non-members.

FSDA Members: To register, please email C&L Society at [email protected] with the following information:

• Name
• Title
• Firm
• Email address

To learn more about becoming a member of the C&L Society, click HERE.

 

 

C&L Society St. Petersburg Breakfast

Date

January 25, 2019

Location

St. Petersburg, FL

Hosted by

C&L Society and FSDA

C&L St. Petersburg Breakfast – Until 1/25/19

  • C&L Society Members Complimentary
  • Non-Members $50

Overview

Join the SIFMA Compliance & Legal Society at one of our topical networking breakfasts. Registration is now open for the next breakfast, taking place in St. Petersburg.

For registration questions, please contact SIFMA Compliance & Legal Society.

Registration is COMPLIMENTARY for C&L Society members and FSDA members; $50 for non-members.

FSDA Members: To register, please email C&L Society at [email protected] with the following information:

• Name
• Title
• Firm
• Email address

To learn more about becoming a member of the C&L Society, click HERE.

 

 

Program

7:00am – 10:15am

Registration Desk Hours

7:00am – 7:55am

Networking Breakfast

7:55am – 8:00am

Welcome Remarks

8:00am – 9:00am

Participants

Ira D. Hammerman, Glenn S. Gordon, Lee Kell, Yvette Panetta

Moderator

Ira D. Hammerman

Executive Vice President & General Counsel

SIFMA

Ira D. Hammerman’s Biography

Panelists

Glenn S. Gordon

Associate Regional Director, Enforcement

U.S. Securities and Exchange Commission

Glenn S. Gordon’s Biography

Yvette Panetta

Deputy District Director

FINRA

Yvette Panetta’s Biography

9:00am – 9:15am

Networking Break

9:15am – 10:15am

Participants

Steven Greenbaum, Olga Greenberg

Moderator

Panelist

10:15am – 10:15am

Closing Remarks

Venue

Raymond James Financial, Inc.

880 Carillon Parkway
Saint Petersburg, FL 33716