Join us for another C&L Society Regional Seminar on September 24 at the Ritz-Carlton in Charlotte, North Carolina. This one…
CAS Proxy Seminar
SIFMA Corporate Actions Section’s Proxy Seminar will bring you current updates on the latest regulatory issues surrounding Proxy processing and Shareholder communications. We are excited to welcome Keir Gumbs from Covington & Burling LLP who will provide a Washington viewpoint on the most current regulatory topics. Lyell Dampeer from Broadridge Financial Solutions will discuss new distributed ledger technologies like Blockchain and the impact this can have on proxy processing. A panel of industry experts will discuss current operational proxy issues and impact to your investors and clients.
8:30am – 9:00am
8:30am – 12:00pm
9:00am – 9:15am
9:15am – 10:00am
Keir Gumbs, as a leading authority on securities regulation and corporate governance will provide an overview of the key players in Washington and the regulatory agenda. He will focus on the key themes to watch in Shareholder Communications, review the hot button items, and recent corporate governance developments.
Keir D. Gumbs
10:00am – 10:15am
10:15am – 11:00am
Our panel of subject matter experts will debate impacts to Broker Dealers and the industry on a variety of topics, including contested votes and activism, virtual shareholder meetings, over voting, and other trends to expect in 2018.
Elizabeth Rolwes, Wes Colbert, James F. Duffy, John O’Day, Charles (Chip) Pasfield
11:00am – 11:45am
Lyell Dampeer will provide a presentation on the practical application of Distributed Ledger technology (DLT) in the US proxy system, reviewing the current efforts to prove the viability in a full production platform for all facets of Proxy processing.
11:45am – 12:00pm
SIFMA Conference Center
New York, NY 10271
Located at 120 Broadway, a National Historic Landmark and a New York treasure, the SIFMA Conference Center is situated at the heart of New York’s Financial District.
With a rare combination of advanced technologies and sophistication, SIFMA’s Conference Center is fully furnished and equipped to offer unique features that stand alone amongst New York’s leading conference facilities.
If you require hotel accommodation, a special SIFMA rate is available at the following:
Double Tree by Hilton Hotel – Financial District
8 Stone Street, New York, NY 10004, Phone# 212-480-9100
DISCOUNT: Corporate ID #0560038852
52 William Street, New York, NY 10005, Phone# 212-269-6400
DISCOUNT: Password (SIFMA)
Residence Inn New York Downtown Manhattan / World Trade Center
170 Broadway, New York, NY 10007, Phone# 212-600-8900
DISCOUNT: Password (SIFMA)
View Sponsor Profile (PDF)