CAS Annual Meeting
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15th Annual
CAS Global Corporate Actions Forum
Registration Closed
Overview
Join operations and technology professionals from broker-dealers, banks, asset managers, service providers and clearing firms to discuss the latest challenges, regulations, and best practices affecting the Corporate Actions community.
With a focus on managing risk and improving processes in corporate actions, proxy, and settlement, the 2018 Global Corporate Actions Forum program addressed:
- U.S. and Global Tax Regulations
- Global Market Practices
- Regulatory Perspectives with FINRA, NYSE and NASDAQ
- Transfer Agents, Brokers, and DTCC – Issues and Synergies
- Break-out Sessions on Industry Challenges and Best Practices
- Proxy and Corporate Actions Shareholder Communications Update
- And more
Pricing
| Registration Rates | $150 |
|---|
| Registration Rates | $400 |
|---|
| CAS Member | Non-Member | |
|---|---|---|
| Registration Rates | $150 | $400 |
Program
8:00am – 6:30pm
Registration Desk Hours
8:00am – 9:00am
Networking Breakfast
9:00am – 9:10am
Introduction and welcome to the 15th annual Global Corporate Actions Forum.
Introduction and welcome to the 15th annual Global Corporate Actions Forum.
Participants
Carly Byrd
Speaker
9:10am – 10:00am
Panelists - representing FINRA, NYSE and NASDAQ - will review efforts and priorities within these organizations, which are helping to create efficiency and reduce risk. This session is a terrific opportunity for…
Panelists – representing FINRA, NYSE and NASDAQ – will review efforts and priorities within these organizations, which are helping to create efficiency and reduce risk. This session is a terrific opportunity for operations professionals to hear regulatory perspectives and to ask the panelists your questions.
Participants
Lawrence Conover, Patricia Casimates, Tara Petta, Benjamin Sawyer
Moderator
Panelists
10:00am – 10:45am
Reorg Instructions/ISO 20022 Messaging Cash Claims Processing App Treasury Buy Backs CA Web
- Reorg Instructions/ISO 20022 Messaging
- Cash Claims Processing App
- Treasury Buy Backs CA Web
Participants
Matthew Schill
Speaker
11:00am – 12:30pm
This session will feature in-depth breakouts on: Dividends Reorganization Tax
This session will feature in-depth breakouts on:
- Dividends
- Reorganization
- Tax
Participants
Jamila Alkaifi-Hercules, Siobhan Bolger, Silvio (Joe) Conte, Larry Hammond, Jr., Cynthia Rainis-Tirino, Christopher Thiebaut
Speakers
1:30pm – 2:15pm
At a time of political polarization of historic proportions, both the House and the Senate are (again) up for grabs. And with control of the committee gavels comes with it…
At a time of political polarization of historic proportions, both the House and the Senate are (again) up for grabs. And with control of the committee gavels comes with it the power to shape the policy and oversight agendas for the next two years. With voters already casting early and absentee ballots across the country, Accenture’s head of North American Government Relations, Robert Hoffman, will highlight the handful of races that will determine who leads the key committees, and also will preview the key issues that matter for the financial services industry when the 116th Congress convenes in January.
Participants
Ilia Rodriguez
Speaker
2:15pm – 3:00pm
Discussion topics include: Deadline extensions Odd Lot Preference Bankruptcy events (Seadrill) Worthless Securities
Discussion topics include:
- Deadline extensions
- Odd Lot Preference
- Bankruptcy events (Seadrill)
- Worthless Securities
Participants
John O’Day, Philip Iacono, James Monahan, Christina Pullo, Christopher Scotto, Neda Sheridan
Moderator
Panelists
3:00pm – 3:15pm
Networking Break
3:15pm – 4:00pm
Participants
Greggory Lewis, Anna Vayser
Speakers
4:00pm – 4:30pm
Panelists will describe the latest corporate actions communications practices and challenges, and provide updates on proxy and shareholder communications.
Panelists will describe the latest corporate actions communications practices and challenges, and provide updates on proxy and shareholder communications.
Participants
Leonard (Len) Belvedere, Lawrence Conover, Charles (Chip) Pasfield, Steven Watts
Moderator
Panelists
4:30pm – 5:00pm
Participants
James Tharin, Steven P. Dapcic, Jill Whitney, Christina Young
Moderator
Panelists
5:00pm – 5:05pm
Participants
Carly Byrd
Speaker
5:05pm – 6:15pm
Co-Sponsored by Chicago Clearing Corporation and GlobeTax
Co-Sponsored by Chicago Clearing Corporation and GlobeTax
Venue
Renaissance Chicago Downtown Hotel
1 West Wacker Drive
Chicago, IL 60601
Perched on the edge of the Loop, this award-winning and recently renovated hotel will captivate you from the moment you arrive with thoughtful amenities and world-class service for a modern conference experience.
Related Resources
2018 Featured Presentations
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PDFDownload DTCC Corporate Actions Update
DTCC Corporate Actions Update
This presentation describes the Corporate Actions Transformation, ISO 20022 for Instructions, and Cash Claims.
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PDFDownload Global Tax Regulations - 2018 Update
Global Tax Regulations - 2018 Update
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PDFDownload Mid-Terms Preview
Mid-Terms Preview
The Fork in the Policy Road: This presentation highlights the races that will determine who leads the key committees, and also previews the key issues that matter for the financial services industry when the 116th Congress convenes in January 2019.
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PDFDownload Tax Topics
Tax Topics
The latest developments in tax affecting corporate actions, including Sec. 305(c) and Sec. 871(m).
Additional Resources
Event Program
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PDFDownload 2018 Printable Program
2018 Printable Program
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PDFDownload 2017 Printable Program
2017 Printable Program
Sponsorship
Questions? Contact Tamara Tondu at 212.313.1240.
View Sponsor Profiles (PDF)
Diamond
Sponsors
Contributor
SIFMA's Strategic Partners
Media
Media Inquiries
Contact Katrina Cavalli at 212.313.1181.
Registration
Contact Emily Reinus at 212.313.1339.
Policy
View SIFMA’s official press policy.
Terms and Conditions
Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. SIFMA defines inappropriate behavior as any possible illegal conduct, verbal or physical abuse of any type, use of derogatory or discriminatory language, gestures or actions, unwanted invasions of privacy, any form of harassment, racism, sexism, or any other targeted comments which are intended to cause personal offense to another participant either in-person at the event or through social media channels, or the violation of any local, state, or federal laws or regulations.
If you are involved in or witness an incident at a SIFMA meeting or event that violates this Code of Conduct, please use this anonymous incident report form to let SIFMA know immediately. Please provide as much information as possible about the incident so that we can make a proper investigation. Any violations of law should be reported to law enforcement authorities.
SIFMA will investigate any reported incidents swiftly and confidentially if possible. SIFMA, at our discretion, may act on any reports of inappropriate behavior, including but not limited to removing a participant from the meeting or event and/or bar that person from attending future SIFMA meetings or events. SIFMA shall not refund any money paid for such attendee to attend the meeting or event, or for any travel expenses incurred to attend.
Attendee Roster
For your name to be included in the Attendee Roster, your completed registration form and payment must be received no later than two weeks prior to the event. Registrations received after that time will not be included in the Roster.
Substitutions
Conference registration substitutions are welcome. Email [email protected] with the following information and we will confirm the change: original registrant’s full name, substitute registrant’s full name, mailing address, title, phone and email.
Cancellations
Refunds will granted for cancellations made three weeks prior to the start of the event. All cancellation requests are subject to a $100 processing fee and must be made in writing.