Overview

Join the Corporate Actions Section for our annual DTCC Seminar, covering the latest updates in operations, tax, product enhancements and more!

All CAS Members are entitled to one complimentary event for 2018 at the SIFMA Conference Center. Interested in using this event as your comp? Email SIFMA Societies at [email protected] to register.

CAS DTCC Seminar

Overview

Join the Corporate Actions Section for our annual DTCC Seminar, covering the latest updates in operations, tax, product enhancements and more!

All CAS Members are entitled to one complimentary event for 2018 at the SIFMA Conference Center. Interested in using this event as your comp? Email SIFMA Societies at [email protected] to register.

Pricing

CAS Member
Registration Rates $75
CAS Member - Webinar
Registration Rates $75
Non-Member
Registration Rates $300
Non-Member - Webinar
Registration Rates $300
Pricing
CAS Member CAS Member - Webinar Non-Member Non-Member - Webinar
Registration Rates $75 $75 $300 $300

Program

1:30pm – 2:00pm

Registration

2:00pm – 2:10pm

Participants

Carly Byrd

Speaker

Carly Byrd

Director, Global Tax Utility

Deutsche Bank

Carly Byrd’s Biography

2:10pm – 3:00pm

A review of specific challenges that Mandatory Reorg, Voluntary Reorg, and P&I Operations work though in order to efficiently service the industry.  Panelists will share the internal DTCC approach to…

A review of specific challenges that Mandatory Reorg, Voluntary Reorg, and P&I Operations work though in order to efficiently service the industry.  Panelists will share the internal DTCC approach to mitigate risk and increase processing efficiencies, as well as address industry concerns and best practices.

Participants

Nathan Hahn, Rachel Garcia-Kessel, Douglas Shivers, William Simunek, Phillip Wong

Speakers

Nathan Hahn

Director, P&I Operations

DTCC

Nathan Hahn’s Biography

Rachel Garcia-Kessel

Associate Director, Mandatory Reorg Operations

DTCC

Rachel Garcia-Kessel’s Biography

Douglas Shivers

Senior Associate, Stock Dividend Operations

DTCC

Douglas Shivers’s Biography

William Simunek

Director, Mandatory Reorg Operations

DTCC

William Simunek’s Biography

Phillip Wong

Senior Associate, Voluntary Reorg Operations

DTCC

Phillip Wong’s Biography

3:00pm – 3:30pm

Updates on DTCC’s 305c service for 2017, expansion of the Canadian Tax Relief service, and updates to DTCC’s 871m announcement service.

Updates on DTCC’s 305c service for 2017, expansion of the Canadian Tax Relief service, and updates to DTCC’s 871m announcement service.

Participants

Ian DeSacia

Speaker

Ian DeSacia

Director, Asset Services Product Management

DTCC

Ian DeSacia’s Biography

3:30pm – 3:45pm

Networking Break

3:45pm – 4:30pm

Updates will be provided on the final phase of CA Transformation, migrating Reorg entitlements and allocation activity to CA Web for parallel testing in 2018.  Updates and discussion on timing…

Updates will be provided on the final phase of CA Transformation, migrating Reorg entitlements and allocation activity to CA Web for parallel testing in 2018.  Updates and discussion on timing for automating the Reorg Instructions to DTCC using ISO 20022, Self-Service for Treasury Buy-Backs on CA Web, and the creation of a Corporate Actions Cash Claims application supported by DTCC.

Participants

Patrick B. Barthel, Matthew Schill

Speakers

Patrick B. Barthel

Director, Asset Services Product Management

DTCC

Patrick B. Barthel’s Biography

Matthew Schill

Director, Asset Services Product Management

DTCC

Matthew Schill’s Biography

4:30pm – 4:45pm

Participants

Carly Byrd

Speaker

Carly Byrd

Director, Global Tax Utility

Deutsche Bank

Carly Byrd’s Biography

4:45pm – 6:00pm

Networking Reception

Venue

SIFMA Conference Center

120 Broadway
Floor 2
New York, NY 10271

View on Google Maps

Located at 120 Broadway, a National Historic Landmark and a New York treasure, the SIFMA Conference Center is situated at the heart of New York’s Financial District.

With a rare combination of advanced technologies and sophistication, SIFMA’s Conference Center is fully furnished and equipped to offer unique features that stand alone amongst New York’s leading conference facilities.

Picture of venue

Hotel Accommodations

If you require hotel accommodation, a special SIFMA rate is available at the following:

Double Tree by Hilton Hotel – Financial District
8 Stone Street, New York, NY  10004, Phone# 212-480-9100
DISCOUNT: Corporate ID #0560038852

Club Quarters
52 William Street, New York, NY 10005, Phone# 212-269-6400
DISCOUNT: Password (SIFMA)

Residence Inn New York Downtown Manhattan / World Trade Center
170 Broadway, New York, NY 10007, Phone# 212-600-8900
DISCOUNT: Password (SIFMA)

Terms and Conditions

Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. SIFMA defines inappropriate behavior as any possible illegal conduct, verbal or physical abuse of any type, use of derogatory or discriminatory language, gestures or actions, unwanted invasions of privacy, any form of harassment, racism, sexism, or any other targeted comments which are intended to cause personal offense to another participant either in-person at the event or through social media channels, or the violation of any local, state, or federal laws or regulations.

If you are involved in or witness an incident at a SIFMA meeting or event that violates this Code of Conduct, please use this anonymous incident report form to let SIFMA know immediately. Please provide as much information as possible about the incident so that we can make a proper investigation. Any violations of law should be reported to law enforcement authorities.

SIFMA will investigate any reported incidents swiftly and confidentially if possible. SIFMA, at our discretion, may act on any reports of inappropriate behavior, including but not limited to removing a participant from the meeting or event and/or bar that person from attending future SIFMA meetings or events. SIFMA shall not refund any money paid for such attendee to attend the meeting or event, or for any travel expenses incurred to attend.