The AMG Operations Member Meeting covers important industry topics for asset management operations, and provides operations professionals an opportunity to…
CAS DTCC Seminar
Join the Corporate Actions Section for our annual DTCC Seminar, covering the latest updates in operations, tax, product enhancements and more!
All CAS Members are entitled to one complimentary event for 2018 at the SIFMA Conference Center. Interested in using this event as your comp? Email SIFMA Societies at [email protected] to register.
|CAS Member||CAS Member - Webinar||Non-Member||Non-Member - Webinar|
1:30pm – 2:00pm
2:00pm – 2:10pm
2:10pm – 3:00pm
A review of specific challenges that Mandatory Reorg, Voluntary Reorg, and P&I Operations work though in order to efficiently service the industry. Panelists will share the internal DTCC approach to mitigate risk and increase processing efficiencies, as well as address industry concerns and best practices.
Nathan Hahn, Rachel Garcia-Kessel, Douglas Shivers, William Simunek, Phillip Wong
3:00pm – 3:30pm
Updates on DTCC’s 305c service for 2017, expansion of the Canadian Tax Relief service, and updates to DTCC’s 871m announcement service.
3:30pm – 3:45pm
3:45pm – 4:30pm
Updates will be provided on the final phase of CA Transformation, migrating Reorg entitlements and allocation activity to CA Web for parallel testing in 2018. Updates and discussion on timing for automating the Reorg Instructions to DTCC using ISO 20022, Self-Service for Treasury Buy-Backs on CA Web, and the creation of a Corporate Actions Cash Claims application supported by DTCC.
Patrick B. Barthel, Matthew Schill
4:30pm – 4:45pm
4:45pm – 6:00pm
SIFMA Conference Center
New York, NY 10271
Located at 120 Broadway, a National Historic Landmark and a New York treasure, the SIFMA Conference Center is situated at the heart of New York’s Financial District.
With a rare combination of advanced technologies and sophistication, SIFMA’s Conference Center is fully furnished and equipped to offer unique features that stand alone amongst New York’s leading conference facilities.
If you require hotel accommodation, a special SIFMA rate is available at the following:
Double Tree by Hilton Hotel – Financial District
8 Stone Street, New York, NY 10004, Phone# 212-480-9100
DISCOUNT: Corporate ID #0560038852
52 William Street, New York, NY 10005, Phone# 212-269-6400
DISCOUNT: Password (SIFMA)
Residence Inn New York Downtown Manhattan / World Trade Center
170 Broadway, New York, NY 10007, Phone# 212-600-8900
DISCOUNT: Password (SIFMA)
Terms and Conditions
Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. SIFMA defines inappropriate behavior as any possible illegal conduct, verbal or physical abuse of any type, use of derogatory or discriminatory language, gestures or actions, unwanted invasions of privacy, any form of harassment, racism, sexism, or any other targeted comments which are intended to cause personal offense to another participant either in-person at the event or through social media channels, or the violation of any local, state, or federal laws or regulations.
If you are involved in or witness an incident at a SIFMA meeting or event that violates this Code of Conduct, please use this anonymous incident report form to let SIFMA know immediately. Please provide as much information as possible about the incident so that we can make a proper investigation. Any violations of law should be reported to law enforcement authorities.
SIFMA will investigate any reported incidents swiftly and confidentially if possible. SIFMA, at our discretion, may act on any reports of inappropriate behavior, including but not limited to removing a participant from the meeting or event and/or bar that person from attending future SIFMA meetings or events. SIFMA shall not refund any money paid for such attendee to attend the meeting or event, or for any travel expenses incurred to attend.