SIFMA's Compliance & Legal Society Monthly Luncheons are opportunities to gain insights from influential voices in the compliance and legal…
CAS Annual Meeting
Join us for our annual networking dinner at Chelsea Piers.Learn More
Join us for our annual networking dinner at Chelsea Piers.
September 16, 2019
The U.S. Securities and Exchange Commission (SEC) is creating a Consolidated Audit Trail (CAT) that would enable regulators to track…
September 18, 2019
Join industry, exchange and regulatory leaders for a robust discussion on the state of the options industry, market structure and…