CAT Fall Seminar
Please join the SIFMA Customer Account Transfer Section at our annual Fall Educational Seminar. Highlights include detailed discussions on preparing…
Anti-Money Laundering & Financial Crimes Conference
On-Site Rates
- Member $1295
- Non-Member $1545
- Regulator $795
Overview
SIFMA’s Anti-Money Laundering & Financial Crimes Conference brings together leading professionals from the securities industry, regulatory agencies and law enforcement to discuss current developments and priorities in the AML and financial crime space. Celebrating its 19th year, this is the only conference in the AML and financial crime space tailored to broker-dealers and other members of the securities industry.
Join us to learn the latest developments and obtain practical guidance for implementing effective compliance programs to address money laundering and other financial crimes. Register today!
Pricing
| Early Bird Rates | $1095 |
|---|---|
| Pre-Conference Rates | $1195 |
| On-Site Rates | $1295 |
| Early Bird Rates | $1345 |
|---|---|
| Pre-Conference Rates | $1445 |
| On-Site Rates | $1545 |
| Early Bird Rates | $795 |
|---|---|
| Pre-Conference Rates | $795 |
| On-Site Rates | $795 |
| Member | Non-Member | Regulator | |
|---|---|---|---|
| Early Bird Rates | $1095 | $1345 | $795 |
| Pre-Conference Rates | $1195 | $1445 | $795 |
| On-Site Rates | $1295 | $1545 | $795 |
Venue
Grand Hyatt New York
109 East 42nd Street
New York, NY 10017
Experience spacious guestrooms, top dining and more at Grand Hyatt New York, centrally located in the heart of New York City, New York.
Hotel Accommodations
SIFMA has reserved a block of rooms at the Grand Hyatt New York. Rates will start at $229 per night and are quoted exclusive of applicable room tax, applicable service/hotel-specific fees or other miscellaneous taxes.
Please make your booking through the following link: https://newyork.grand.hyatt.com/en/hotel/home.html?corp_id=G-BSMA and use the code (G-BSMA).
Please note that the group rates are good through January 12th, but rooms are limited and only available on a first-come, first-served basis–they may sell out early! Once the block is sold out, the hotel’s market price applies regardless of the date booking. Make sure to confirm all cancellation policies and forfeiture of deposits directly with the hotel when booking your reservation.
Related Resources
2018 Remarks as Prepared for Delivery
-
Remarks as Prepared for Delivery
Ira D. Hammerman, Executive Vice President and General Counsel, SIFMA
-
Remarks as Prepared for Delivery
Susan Schroeder, Executive Vice President, Enforcement, FINRA
-
Remarks as Prepared for Delivery
Sigal Mandelker, Under Secretary for Terrorism and Financial Intelligence, U.S. Department of the Treasury
Download Program
-
PDFDownload 2018 Program
2018 Program
Past Conference Resources
-
PDFDownload Pocket Guide - AML2017
Pocket Guide - AML2017
Sponsorship
Stay tuned for a comprehensive guide to all sponsorship opportunities available at this conference.
Sponsorship Questions? Contact Diana Serri at 212.313.1258.
Gold
SIFMA's Strategic Partners
Media
Policy
Thank you for your interest in the 2019 Anti-Money Laundering & Financial Crimes Conference. Select keynote speakers will be open to the media. Please contact Katrina Cavalli at 212.313.1181 for more information.
Media Registration
Contact Emily Reinus at 212.313.1339.
Terms and Conditions
Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. SIFMA defines inappropriate behavior as any possible illegal conduct, verbal or physical abuse of any type, use of derogatory or discriminatory language, gestures or actions, unwanted invasions of privacy, any form of harassment, racism, sexism, or any other targeted comments which are intended to cause personal offense to another participant either in-person at the event or through social media channels, or the violation of any local, state, or federal laws or regulations.
If you are involved in or witness an incident at a SIFMA meeting or event that violates this Code of Conduct, please use this anonymous incident report form to let SIFMA know immediately. Please provide as much information as possible about the incident so that we can make a proper investigation. Any violations of law should be reported to law enforcement authorities.
SIFMA will investigate any reported incidents swiftly and confidentially if possible. SIFMA, at our discretion, may act on any reports of inappropriate behavior, including but not limited to removing a participant from the meeting or event and/or bar that person from attending future SIFMA meetings or events. SIFMA shall not refund any money paid for such attendee to attend the meeting or event, or for any travel expenses incurred to attend.
Attendee Roster
For your name to be included in the Attendee Roster, your completed registration form and payment must be received no later than two weeks prior to the event. Registrations received after that time will not be included in the Roster.
Substitutions
Conference registration substitutions are welcome. Email [email protected] with the following information and we will confirm the change: original registrant’s full name, substitute registrant’s full name, mailing address, title, phone and email.
Cancellations
Refunds will be granted for cancellations made three weeks prior to the start of the event. All cancellation requests are subject to a $100 processing fee and must be made in writing.