AICPA and SIFMA FMS National Conference on the Securities Industry

Date

October 17 - October 18, 2018

Location

New York, NY or Webcast

Hosted by

AICPA and SIFMA FMS

Early Bird Rates – Until 9/14/18

  • Member $895
  • Event + Membership $970
  • Non-Member $1195

Overview

Co-hosted by the American Institute of Certified Public Accountants (AICPA) and the SIFMA Financial Management Society (SIFMA FMS), the National Conference on the Securities Industry features senior executives on the latest developments in securities regulation, auditing and accounting requirements.

Gain insight into regulatory and industry initiatives for the coming year with:

  • A senior executive’s view of the securities industry
  • The analyst perspective of the banking and securities industries
  • Recent and pending accounting and auditing pronouncements from FASB and industry experts
  • PCAOB feedback on inspections of broker-dealer audits
  • Open Q&A session with representatives from the SEC, FINRA and CFTC

Participate in-person or via webcast.

Venue

New York Law School

185 West Broadway
New York, NY 10013

For nearly 125 years, New York Law School has been a leader in providing an innovative legal education, delivered by a world class faculty, in the most important city in the world.

Picture of venue

Hotel Accommodations

SIFMA does not have a room block for this meeting. If you need hotel accommodation, here are suggested properties near the conference venue:

The Roxy
2 Avenue of the Americas
New York, NY 10019
(212) 519-6600

Hilton Garden Inn Tribeca
39 Avenue of the Americas
New York, NY 10013
(212) 966-4091

The Frederick Hotel
95 West Broadway
New York, NY
(212) 566-1900

Related Resources

Accreditation

Attendees are eligible to receive Continuing Professional Education (CPE) Credits for this conference.

AICPA is an accredited CPE provider in the United States. For more information on CPE credits, contact AICPA Conferences at 888.777.7077.

Media

Media Inquiries
Contact Katrina Cavalli at 212.313.1181.

Media Registration
Contact Emily Reinus at 212.313.1339.

Policy
View SIFMA’s official press policy.

Media Partnerships
Custom media partnership opportunities are available for almost every objective and budget, with benefits including complimentary event passes. Contact Monica Ilyevsky at 212.313.1263 by August 17, 2018.

Terms and Conditions

Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. SIFMA defines inappropriate behavior as any possible illegal conduct, verbal or physical abuse of any type, use of derogatory or discriminatory language, gestures or actions, unwanted invasions of privacy, any form of harassment, racism, sexism, or any other targeted comments which are intended to cause personal offense to another participant either in-person at the event or through social media channels, or the violation of any local, state, or federal laws or regulations.

If you are involved in or witness an incident at a SIFMA meeting or event that violates this Code of Conduct, please use this anonymous incident report form to let SIFMA know immediately. Please provide as much information as possible about the incident so that we can make a proper investigation. Any violations of law should be reported to law enforcement authorities.

SIFMA will investigate any reported incidents swiftly and confidentially if possible. SIFMA, at our discretion, may act on any reports of inappropriate behavior, including but not limited to removing a participant from the meeting or event and/or bar that person from attending future SIFMA meetings or events. SIFMA shall not refund any money paid for such attendee to attend the meeting or event, or for any travel expenses incurred to attend.

Attendee Roster
For your name to be included in the Attendee Roster, your completed registration form and payment must be received no later than two weeks prior to the event. Registrations received after that time will not be included in the Roster.

Substitutions
Conference registration substitutions are welcome. Email [email protected] with the following information and we will confirm the change: original registrant’s full name, substitute registrant’s full name, mailing address, title, phone and email.

Cancellations
Refunds will granted for cancellations made three weeks prior to the start of the event. All cancellation requests are subject to a $100 processing fee and must be made in writing.