Overview

The National Conference on the Securities Industry, hosted by the SIFMA FMS and AICPA, is going virtual! Stay tuned for more information – registration opens soon.

About The National Conference on the Securities Industry

This conference features senior executives and regulators on the latest developments in securities regulation, auditing and accounting requirements.

The PCAOB and other noted industry experts will give critical updates; the conference will also discuss innovation in financial management and include an open Q&A session with representatives from the SEC, FINRA and CFTC.

AICPA and SIFMA FMS National Conference on the Securities Industry

Date

October 28 - October 30, 2020

Location

Virtual

Hosted by

AICPA and SIFMA FMS

Overview

The National Conference on the Securities Industry, hosted by the SIFMA FMS and AICPA, is going virtual! Stay tuned for more information – registration opens soon.

About The National Conference on the Securities Industry

This conference features senior executives and regulators on the latest developments in securities regulation, auditing and accounting requirements.

The PCAOB and other noted industry experts will give critical updates; the conference will also discuss innovation in financial management and include an open Q&A session with representatives from the SEC, FINRA and CFTC.

Venue

Virtual Gathering


Webinars, Webcasts, and Virtual Events

Join us online for live and on-demand sessions! Participation instructions will be sent in advance of the event.

Picture of venue

Accreditation

In 2019, attendees were eligible to receive 16.5 hours of Continuing Professional Education (CPE) Credits for this conference. 2020 credit is pending.

AICPA is an accredited CPE provider in the United States. For more information on CPE credits, contact AICPA Conferences at 888.777.7077.

Media

Media Inquiries and Registration
Contact Evan Grogan at 212.313.1134.

Policy
View SIFMA’s official webinar press policy.

Terms and Conditions

Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. View our Code of Conduct and anonymous incident report form.

Substitutions
Conference registration substitutions are welcome. Email SIFMA Conferences with the following information and we will confirm the change: original registrant’s full name, substitute registrant’s full name, mailing address, title, phone and email.

Cancellations
Refunds will be granted for cancellations made three weeks prior to the start of the event. All cancellation requests are subject to a $100 processing fee and must be made in writing.