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Prudential Regulation Conference
In early February 2017, President Trump issued several executive orders that will cause a review of the financial regulatory framework in the United States and globally.
In particular, one such order announces seven ‘core principles’ that will govern the new Administration’s approach to financial regulation. The order also requires the Treasury Department and other financial regulators to produce a report by early June 2017, identifying existing laws, regulations, treaties and other regulatory requirements that either promote or inhibit the core principles. Together, these executive orders, the forthcoming Treasury report on financial reform, and a host of new senior appointments at U.S. agencies will pave the way for significant legal and policy changes to the U.S. financial regulatory framework.
With 2017 set to be a year of change in the U.S. and one of transition in Europe due to regulatory reform and the uncertainty of Brexit, the SIFMA-TCH Prudential Regulation Conference will gather financial researchers, policymakers, practitioners and subject matter experts to provide insight into the possible changes that may reshape the direction of regulation in the year ahead.
Join SIFMA and The Clearing House on June 13 in Washington D.C. to explore these changes and the role of regulation in our capital markets.
|Early Bird Rates||$495|
|Early Bird Rates||$595|
|Early Bird Rates||$195|
|Early Bird Rates||$495||$595||$195|
7:45am – 8:30am
8:30am – 8:35am
Kenneth E. Bentsen, Jr.
8:35am – 9:15am
William S. Demchak
9:15am – 10:15am
This panel will address the U.S. Treasury Department’s report (expected to be released on or around June 3, 2017), which will make recommendations on how to align U.S. financial regulation with President Trump’s "Core Principles for Regulating the United States Financial System", first outlined in an Executive Order dated February 3, 2017.
Jeremy Newell, Margaret E. Tahyar, Craig Phillips
10:15am – 10:35am
10:35am – 11:45am
Panelists will examine the role of the government in the boardroom of banks, and the growing concern that supervisory expectations are distracting boards from their core functions. The panel will offer an assessment of how these supervisory expectations could be modified to promote better and more effective board governance.
H. Rodgin Cohen, Jewell D. Hoover, Laban Jackson, T. Timothy Ryan
11:45am – 12:15pm
Kenneth E. Bentsen, Jr., Senator Mike Crapo
12:15pm – 1:45pm
1:45pm – 2:45pm
This panel will offer a practical tutorial on how banks allocate capital internally to support various products and service offerings, as well as provide an assessment of how different kinds of capital regulation (including stress testing, RWA and leverage requirements) impact this allocation technique.
Bill Nelson, Scott M. Albinson, Francisco Covas, Beverly Hirtle, Chris Mazingo
2:45pm – 3:05pm
3:05pm – 4:05pm
Recent political trends towards populism and nationalism have called into question the commitment to continued coordination of prudential regulatory policy at the global level. This panel will address these trends and offer an assessment of their impact on the future role of coordination through organizations such as the Financial Stability Board, Basel Committee on Banking Supervision, CPMI-IOSCO and other similar organizations.
John C. Dugan, Greg Baer, Julie Anderson Hill, Martin Pfinsgraff
4:05pm – 5:05pm
Since the financial crisis, there has been a much greater emphasis on imposing a comprehensive prudential regulatory framework on U.S. capital markets activity, which previously had been governed largely through only market regulation. This panel will debate the relative merits of prudential versus market regulation for capital markets activities, and offer an assessment as to whether additional refinements are required to achieve a more proper balance.
Stephen M. Cutler, Paul Atkins
5:05pm – 5:15pm
John Court, Carter McDowell
5:15pm – 6:45pm
Covington One City Center
850 Tenth Street, NW
Washington, DC 20001-4956
If you require accommodation, the following hotels are located near One CityCenter:
Grand Hyatt Washington 1000 H St NW
Washington, DC 20001
Washington Marriott at Metro Center 775 12th St NW
Washington, DC 20005
Renaissance Washington DC Downtown Hotel 999 9th St NW
Washington, DC 20001
Hilton Garden Inn Washington DC Downtown 815 14th St NW
Washington, DC 20005
More About SIFMA
SIFMA has been certified by the New York State Continuing Legal Education Board as an Accredited Provider of continuing legal education in the state of New York. Parts of this program have been approved for CLE credits.
Fee reduction may be available for qualified registrants.