Prudential Regulation Conference

Overview

In early February 2017, President Trump issued several executive orders that will cause a review of the financial regulatory framework in the United States and globally.

In particular, one such order announces seven ‘core principles’ that will govern the new Administration’s approach to financial regulation. The order also requires the Treasury Department and other financial regulators to produce a report by early June 2017, identifying existing laws, regulations, treaties and other regulatory requirements that either promote or inhibit the core principles. Together, these executive orders, the forthcoming Treasury report on financial reform, and a host of new senior appointments at U.S. agencies will pave the way for significant legal and policy changes to the U.S. financial regulatory framework.

With 2017 set to be a year of change in the U.S. and one of transition in Europe due to regulatory reform and the uncertainty of Brexit, the SIFMA-TCH Prudential Regulation Conference will gather financial researchers, policymakers, practitioners and subject matter experts to provide insight into the possible changes that may reshape the direction of regulation in the year ahead.

Join SIFMA and The Clearing House on June 13 in Washington D.C. to explore these changes and the role of regulation in our capital markets.

Pricing

Member
Early Bird Rates $495
Pre-Conferece Rates $545
On-Site Rates $595
Non-Member
Early Bird Rates $595
Pre-Conferece Rates $645
On-Site Rates $695
Government/Regulator
Early Bird Rates $195
Pre-Conferece Rates $195
On-Site Rates $195
Pricing
Member Non-Member Government/Regulator
Early Bird Rates $495 $595 $195
Pre-Conferece Rates $545 $645 $195
On-Site Rates $595 $695 $195

Programs

7:45am – 8:30am

Registration Desk Open
Sponsored By: Sullivan & Cromwell

Sponsored By: Sullivan & Cromwell

8:30am – 8:35am

Participants

Kenneth E. Bentsen, Jr.

Speaker

Kenneth E. Bentsen, Jr.

President and CEO

SIFMA

Kenneth E. Bentsen, Jr.’s Biography

8:35am – 9:15am

Participants

William S. Demchak

Speaker

William S. Demchak

Chairman, President & Chief Executive Officer

The PNC Financial Services Group

William S. Demchak’s Biography

9:15am – 10:15am

This panel will address the U.S. Treasury Department’s report (expected to be released on or around June 3, 2017), which will make recommendations on how to align U.S. financial regulation with…

This panel will address the U.S. Treasury Department’s report (expected to be released on or around June 3, 2017), which will make recommendations on how to align U.S. financial regulation with President Trump’s "Core Principles for Regulating the United States Financial System", first outlined in an Executive Order dated February 3, 2017.

Participants

Jeremy Newell, Margaret E. Tahyar, Craig Phillips

Moderators

Jeremy Newell

Executive Managing Director, Head of Regulatory Affairs and General Counsel of the Association

The Clearing House

Jeremy Newell’s Biography

Speaker

Craig Phillips

Counselor to the Secretary

U.S. Department of the Treasury

Craig Phillips’s Biography

10:15am – 10:35am

Networking Break

10:35am – 11:45am

Panelists will examine the role of the government in the boardroom of banks, and the growing concern that supervisory expectations are distracting boards from their core functions. The panel will…

Panelists will examine the role of the government in the boardroom of banks, and the growing concern that supervisory expectations are distracting boards from their core functions. The panel will offer an assessment of how these supervisory expectations could be modified to promote better and more effective board governance.

Participants

H. Rodgin Cohen, Jewell D. Hoover, Laban Jackson, T. Timothy Ryan

Moderator

H. Rodgin Cohen

Senior Chairman

Sullivan & Cromwell LLP

H. Rodgin Cohen’s Biography

Panelists

Laban Jackson

Independent Director

JPMorgan Chase & Co.

Laban Jackson’s Biography

11:45am – 12:15pm

Participants

Kenneth E. Bentsen, Jr., Senator Mike Crapo

Speakers

Kenneth E. Bentsen, Jr.

President and CEO

SIFMA

Kenneth E. Bentsen, Jr.’s Biography

12:15pm – 1:45pm

Networking Lunch

1:45pm – 2:45pm

This panel will offer a practical tutorial on how banks allocate capital internally to support various products and service offerings, as well as provide an assessment of how different kinds…

This panel will offer a practical tutorial on how banks allocate capital internally to support various products and service offerings, as well as provide an assessment of how different kinds of capital regulation (including stress testing, RWA and leverage requirements) impact this allocation technique.

Participants

Bill Nelson, Scott M. Albinson, Francisco Covas, Beverly Hirtle, Chris Mazingo

Moderator

Bill Nelson

Executive Managing Director, Chief Economist, and Head of Research

The Clearing House Association

Bill Nelson’s Biography

Panelists

Scott M. Albinson

Managing Director, Head of Capital Policy & Strategy, Regulatory Capital Management Office

JPMorgan Chase & Co.

Scott M. Albinson’s Biography

Francisco Covas

Senior Vice President, Deputy Head of Research

The Clearing House Association

Francisco Covas’s Biography

Beverly Hirtle

Executive Vice President, Director of Research

Federal Reserve Bank of New York

Beverly Hirtle’s Biography

2:45pm – 3:05pm

Networking Break

3:05pm – 4:05pm

Recent political trends towards populism and nationalism have called into question the commitment to continued coordination of prudential regulatory policy at the global level. This panel will address these trends…

Recent political trends towards populism and nationalism have called into question the commitment to continued coordination of prudential regulatory policy at the global level. This panel will address these trends and offer an assessment of their impact on the future role of coordination through organizations such as the Financial Stability Board, Basel Committee on Banking Supervision, CPMI-IOSCO and other similar organizations.

Participants

John C. Dugan, Greg Baer, Julie Anderson Hill, Martin Pfinsgraff

Moderator

Panelists

Martin Pfinsgraff

Former Senior Deputy Comptroller for Large Bank Supervision

Office of the Comptroller of the Currency

Martin Pfinsgraff’s Biography

4:05pm – 5:05pm

Since the financial crisis, there has been a much greater emphasis on imposing a comprehensive prudential regulatory framework on U.S. capital markets activity, which previously had been governed largely through…

Since the financial crisis, there has been a much greater emphasis on imposing a comprehensive prudential regulatory framework on U.S. capital markets activity, which previously had been governed largely through only market regulation. This panel will debate the relative merits of prudential versus market regulation for capital markets activities, and offer an assessment as to whether additional refinements are required to achieve a more proper balance.

Participants

Stephen M. Cutler, Paul Atkins

Moderator

Panelist

Paul Atkins

Chief Executive Officer

Patomak Global Partners

Paul Atkins’s Biography

5:05pm – 5:15pm

Participants

John Court, Carter McDowell

Speakers

John Court

Managing Director and Deputy General Counsel

The Clearing House Association

John Court’s Biography

Carter McDowell

Managing Director and Associate General Counsel

SIFMA

Carter McDowell’s Biography

5:15pm – 6:45pm

Networking Reception

Venue

Covington One City Center

850 Tenth Street, NW
Washington, DC 20001-4956

Hotel Accomodations

If you require accommodation, the following hotels are located near One CityCenter:

Grand Hyatt Washington 1000 H St NW
Washington, DC 20001
(202) 582-1234

Washington Marriott at Metro Center 775 12th St NW
Washington, DC 20005
(202) 737-2200

Renaissance Washington DC Downtown Hotel 999 9th St NW
Washington, DC 20001
(202) 898-9000

Hilton Garden Inn Washington DC Downtown 815 14th St NW
Washington, DC 20005
(202) 783-7800

Related Resources

Accreditation

CLE Credit
SIFMA has been certified by the New York State Continuing Legal Education Board as an Accredited Provider of continuing legal education in the state of New York. Parts of this program have been approved for CLE credits.

Fee reduction may be available for qualified registrants.

Contact Information

Registration questions? Contact
Meagan Prescott

Program questions? Contact
Emily Harris

Sponsorship questions? Contact Diana Serri