C&L Society Boston Regional Seminar

Overview

SIFMA’s Compliance & Legal Society 2017 Regional Seminars will be held in Boston at the Seaport Hotel and Seaport World Trade Center on June 7th. This one day seminar will feature presentations by leading securities regulators and industry professionals.

Pricing

Industry Member
Early Bird Rates $150
Pre-Conference Rates $200
On-Site Rates $300
Counsel Member
Early Bird Rates $250
Pre-Conference Rates $300
On-Site Rates $400
Special Member
Early Bird Rates $250
Pre-Conference Rates $300
On-Site Rates $400
Non-Member
Early Bird Rates $450
Pre-Conference Rates $500
On-Site Rates $600
Regulator
Early Bird Rates $50
Pre-Conference Rates $50
On-Site Rates $50
Pricing
Industry Member Counsel Member Special Member Non-Member Regulator
Early Bird Rates $150 $250 $250 $450 $50
Pre-Conference Rates $200 $300 $300 $500 $50
On-Site Rates $300 $400 $400 $600 $50

Program

7:15am – 8:15am

Registration Desk Hours

8:15am – 8:30am

Participants

Ira D. Hammerman

Speaker

Ira D. Hammerman

Executive Vice President & General Counsel

SIFMA

Ira D. Hammerman’s Biography

8:30am – 9:30am

Participants

Paul G. Levenson, John T. Dugan, Kevin Kelcourse

Speakers

Paul G. Levenson

Director of the Boston Regional Office

U.S. Securities and Exchange Commission

John T. Dugan

Associate Regional Director for Enforcement

U.S. Securities and Exchange Commission

Kevin Kelcourse

Associate Regional Director, Compliance Inspection and Examination

U.S. Securities and Exchange Commission

Venue

Seaport Hotel and Seaport World Trade Center

1 Seaport Ln
Boston, MA 02210