SIFMA's Equity Capital Markets group strives to promote equity market structures and standards to best match those who seek capital with those who can provide it.
Equity Capital Markets Committees
Equity Markets and Trading Committee
Objective: Monitor impact of and facilitate industry input on U.S. Securities and Exchange Commission (SEC) and Self Regulatory Organization (SRO) market structure proposals, trading regulations and rules. Issues include enhancing transparency of trading venues, increasing order execution disclosure for institutional clients, SRO structure and NMS Plan governance reform, and ensuring market stability and resiliency.
Listed Options Trading Committee Contact: Ellen Greene | [email protected] | 212.313.1287
Objective: With a goal of enhancing investor trust in the listed options markets, the committee brings together options professionals to focus on issues relating to the trading of equity listed options. This includes market structure, regulation, and operational resiliency, while enabling industry input on Self Regulatory Organization (SRO) rule making. Priorities include market maker liquidity provision, harmonization of noncompetitive exchange rules, strike listing program, Options Regulatory Fee and other issues impacting firms and investors.
Subgroups of Equity Capital Markets
FINRA Market Structure Subcommittee
Regulation SCI Working Group
Tick Size Working Group
For more information on
Equity Capital Markets,