SIFMA provides comments to the Securities and Exchange Commission (SEC) on proposed rules implementing the Credit Rating Agency Reform Act of 2006, Release No. 34-55231. SIFMA believes the section dealing, in the context of structured products, with the concerns over Nationally Recognized Statistical Rating Agencies (NRSRO) “notching” practices and contained in Section 17g-6 of the proposed rules should be both clarified and altered.
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on to urge the Commission to disapprove the proposal.
SIFMA provided comments to the Consumer Financial Protection Bureau (CFPB) on the Advance Notice of Proposed Rulemaking on Reconsideration of…
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary…