Securitization Spotlight Session - FINRA Rule 4210 Implementation

Securitization Spotlight Session - FINRA Rule 4210 - TBA Margining


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On April 19, SIFMA hosted a  Securitization Spotlight Session on FINRA Rule 4210 Implementation. With the December 2017 compliance deadline for FINRA's margin collection requirements for TBAs and other Agency MBS quickly approaching, the event reviewed how critical aspects of the rule are affecting business almost a year into the implementation process. During the program, industry speakers discussed their successes and struggles, including those related to risk limits, revision of documentation and internal systems builds. 

SIFMA is pleased to offer a replay of the Spotlight Session webinar to registered attendees.  To access the webcast, please enter the same email and password used at registration. 


If you were unable to attend, but would like to purchase a copy, please click here.

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Program questions? Contact Joseph Cox

Registration questions? Contact Lizzie Grimm

Sponsorship Questions? Contact Tamara Tondu


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