Subcommittees

Breakdown of SIFMA Corporate Actions Section Subcommittees

  •  Education 
    Chaired by Steven Dapcic, Pershing LLC 
    The Education Subcommittee assists in the planning and coordination of educational seminars and events for the Section. Entertainment 
    Chaired by James Monahan, Morgan Stanley 
    The Entertainment Subcommittee assists in the planning and coordination of networking events for the Section.
     
  • Industry Issues 
    Chaired by Joseph Porcello, Jefferies & Co., Inc. 
    The Industry Issues Subcommittee tackles a wide range of interconnected industry issues that regularly affect Corporate Actions.
     
  • Membership 
    Chaired by James Boyle, Goldman Sachs 
    The Membership Subcommittee focuses on membership outreach and retention efforts, specifically aimed towards growing and diversifying the Section membership.  
     
  • Physicals, DRS and Payments 
    Chaired by Thomas O’Hara, Edward Jones and Kathryn Sevcik, Wells Fargo 
    The Physicals, DRS and Payments Subcommittee meets to discuss issues regarding the exchange of physical certificates and the entitlement processing and collection of any security which has undergone Corporate Actions processing.  
     
  • Proxy
    Chaired by Leonard Belvedere, American Stock Transfer 
    The Proxy Subcommittee focuses on a range of industry proxy issues, including the 2010 SEC Concept Release on the U.S. Proxy System.
     
  • STP
    Chaired by John Wagner, Morgan Stanley Smith Barney 
    The STP Subcommittee meets to explore potential issues stemming from the industry conversion to the T+1 settlement cycle, particularly for Corporate Actions. 

For more information on how to get involved in any of the Corporate Actions Subcommittees, email sifma-societies@sifma.org.


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