- Education
Chaired by Steven Dapcic, Pershing LLC
The Education Subcommittee assists in the planning and coordination of educational seminars and events for the Section. Entertainment
Chaired by James Monahan, Morgan Stanley
The Entertainment Subcommittee assists in the planning and coordination of networking events for the Section.
- Industry Issues
Chaired by Joseph Porcello, Jefferies & Co., Inc.
The Industry Issues Subcommittee tackles a wide range of interconnected industry issues that regularly affect Corporate Actions.
- Membership
Chaired by James Boyle, Goldman Sachs
The Membership Subcommittee focuses on membership outreach and retention efforts, specifically aimed towards growing and diversifying the Section membership.
- Physicals, DRS and Payments
Chaired by Thomas O’Hara, Edward Jones and Kathryn Sevcik, Wells Fargo
The Physicals, DRS and Payments Subcommittee meets to discuss issues regarding the exchange of physical certificates and the entitlement processing and collection of any security which has undergone Corporate Actions processing.
- Proxy
Chaired by Leonard Belvedere, American Stock Transfer
The Proxy Subcommittee focuses on a range of industry proxy issues, including the 2010 SEC Concept Release on the U.S. Proxy System.
- STP
Chaired by John Wagner, Morgan Stanley Smith Barney
The STP Subcommittee meets to explore potential issues stemming from the industry conversion to the T+1 settlement cycle, particularly for Corporate Actions.
For more information on how to get involved in any of the Corporate Actions Subcommittees, email sifma-societies@sifma.org.