Officers

James Monahan, President  

• Morgan Stanley

Steve Dapcic, Executive Vice President  

• Pershing

Larry Conover, Senior Vice President  

• National Financial Services

Joseph Porcello, Senior Vice President  

• Jefferies

Dan Salcido, Senior Vice President  

• Credit Agricole Securities

James Boyle, Senior Vice President  

• Goldman Sachs

Advisory Board

Len Belvedere 

• Inveshare

Michael Finck 

• Bank of New York Mellon

John Wagner 

• Morgan Stanley

John Binder 

• Deutsche Bank

Gene Banfi 

• BNP Paribas

Brad Lesowitz 

• Charles Schwab

Board of Directors

John Barry 

• Citigroup Services

Deborah Culhane 

• Fidelity Investments

Sue Mayhem 

• Bank of New York Mellon

Greg Schron 

• JP Morgan Clearing Corp.

Kathryn Sevcik 

• Wells Fargo

Larry Hammond 

• Morgan Stanley

Paul McCarthy 

• Barclay Capital

Chad Johnsen 

• Ameritrade

Christopher Thiebaut 

• RBC Capital Markets

Henry Napier 

• Industrial and Commercial Bank of China Financial Services

Nick Sblano 

• Deutsche Bank

Kevin Carney 

• B of A / Merrill Lynch

Brian Moran 

• Charles Schwab

Wes Colbert 

• Edward Jones

John Price 

• NFS

Vincent McNeece 

• Morgan Stanley

Ronald Persaud 

• BNP Paribas

Peter Bove 

• Jefferies

Adam Miranda 

• Credit Suisse

Industry Leadership Members

Chip Pasfield 

• Broadridge Financial Solutions

Steve Neiss 

• Broadridge Financial Solutions

Edwin Mecabe 

• NYSE Group

Judith McElevey 

• NYSE Group

Lori-Anne Trezza 

• DTCC

Robert Hensey 

• DTCC

Harold Shapero 

• Globe Tax

Paul Fullam 

• XSP