Featured Event

CL Luncheon

Monthly Luncheon

May 9, 2017

SIFMA Conference Center, NYC

Please join us for the SIFMA Compliance & Legal Society May luncheon.

C&L Boston Regional Seminar 2017

C&L Boston Regional Seminar 2017

June 07, 2017

Boston, MA

This one day seminar will feature presentations by leading securities regulators and industry professionals. 

C&L St. Louis Regional Seminar 2017

C&L St. Louis Regional Seminar 2017

June 20, 2017

Maryland Heights, MO

This one day seminar will feature presentations by leading securities regulators and industry professionals.

Upcoming Events

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C&L Charlotte Breakfast 2017

The SIFMA Compliance & Legal Society will host a breakfast in Charlotte, NC on April 28, 2017 at One Bank of America Center.

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C&L May 2017 Luncheon

Please join us for our monthly luncheon.

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C&L Boston Regional Seminar 2017

This one day seminar will feature presentations by leading securities regulators and industry professionals. 

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C&L St. Louis Regional Seminar 2017

This one day seminar will feature presentations by leading securities regulators and industry professionals.

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C&L Minneapolis Breakfast 2017


C&L Charlotte Regional Seminar 2017


C&L Toronto Breakfast 2017


C&L Chicago Breakfast 2017


C&L St. Petersburg Breakfast 2017


2018 C&L Annual Seminar



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