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https://www.sifma.org/advocacy/testimony/testimony-of-jane-carlin-chairwoman-over-the-counter-derivative-products-committee-sia-on-commodity-futures-trading-commission-reauthorization 1999-05-20T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/written-statement-of-brandon-becker-on-behalf-of-sia-before-subcommittee-on-financial-institutions-and-consumer-credit-hearings-on-h-r-10 1999-07-21T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-stephen-j-nelson-vice-president-herzog-heine-geduld-on-the-subject-of-securities-transaction-fees 1999-07-27T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/statement-for-the-record-by-steve-judge-on-u-s-preparations-for-the-world-trade-organization-ministerial-meeting 1999-08-05T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-broker-dealers-providing-investment-advice-in-certain-cases 2000-01-13T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-delivery-of-proxy-and-information-statements 2000-01-28T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-sec-on-a-proposed-system-for-collecting-and-disseminating-debt-market-transparency 2000-02-09T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-nasd-trace-proposal 2000-02-10T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-occ-on-financial-subsidiaries-and-operating-subsidiaries 2000-02-14T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-department-of-labor-on-proposed-class-exemption-for-securities-cross-traded-by-index-and-model-driven-funds 2000-02-14T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-trading-in-hot-equity-offerings 2000-02-18T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-opposing-proposed-regulation-fd 2000-02-24T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-and-the-aba-submit-comments-to-the-sec-requesting-the-extension-of-the-comment-period-for-proposed-regulation-fd 2000-02-24T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-federal-housing-finance-board-on-a-proposal-relating-to-the-joint-activities-of-the-federal-home-loan-banks 2000-03-06T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-proposed-margin-requirements-for-day-trading-customers 2000-03-14T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-frbny-on-the-frbnys-ability-to-engage-in-triparty-repo 2000-03-14T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-a-proposal-to-rescind-nyse-rule-390 2000-03-21T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-opening-day-trading-accounts 2000-03-23T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-federal-reserve-on-an-interim-rule-for-financial-holding-companies 2000-03-27T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-sec-on-financial-privacy-provisions-of-the-gramm-leach-bliley-act 2000-03-31T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-a-proposal-relating-to-the-privacy-of-consumer-financial-information 2000-03-31T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-financial-accounting-standards-board-on-accounting-for-certain-derivatives-and-certain-hedging-activities 2000-03-31T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-proposed-regulation-fd-and-securities-act-rule-181 2000-04-06T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-proposals-relating-to-market-information-fees-and-revenues 2000-04-11T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-irs-on-market-to-market-accounting 2000-04-13T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-federal-reserve-and-the-us-department-of-treasury-on-merchant-banking-and-capital-requirement-rules 2000-04-20T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-a-proposal-relating-to-supplementary-financial-information 2000-04-24T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-a-proposal-to-clarify-insider-trading-rules 2000-04-28T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-and-other-associations-submit-comments-to-the-sec-on-a-proposed-regulation-on-selective-disclosure 2000-04-28T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-issues-relating-to-market-fragmentation 2000-05-05T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-a-decimal-implementation-schedules 2000-05-10T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-irs-on-proposals-relating-to-new-comparability-plans 2000-05-12T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-federal-reserve-on-an-interim-rule-for-financial-activities 2000-05-12T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-sec-investment-adviser-roundtable-agenda 2000-05-15T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-irs-on-proposed-fasit-regulations 2000-05-19T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-supplemental-comments-to-the-federal-reserve-and-the-us-department-of-treasury-on-merchant-banking-and-capital-requirement-rules 2000-05-22T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-a-proposal-regarding-international-accounting-standards 2000-05-23T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-fasb-on-reporting-of-certain-assets-and-liabilities-at-fair-value 2000-05-31T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-a-proposal-relating-to-nasds-corporate-financing-rule 2000-06-09T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-possible-modifications-to-proposed-regulation-fd 2000-06-13T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-unsolicited-comments-to-the-sec-on-proposed-regulation-fd 2000-06-13T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-department-of-treasury-and-the-irs-on-the-registration-of-certain-corporate-tax-shelters 2000-06-13T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-electronic-blue-sheet-questionaire-forms 2000-06-15T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-and-other-associations-submit-comments-to-the-us-department-of-labor-on-proposed-active-cross-trading-exemption 2000-07-10T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-irs-on-the-valuation-of-securities 2000-07-13T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-department-of-labor-on-active-cross-trading-exemption 2000-07-17T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-proposed-regulation-fd 2000-07-27T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-new-york-state-banking-department-on-due-diligence-best-practices 2000-08-01T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-a-recent-gao-report-on-online-trading 2000-08-02T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-aicpa-and-the-fasb-on-block-discounts 2000-08-03T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-use-of-electronic-media-by-corporate-issuers-and-intermediaries 2000-08-25T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-fasac-on-the-most-recent-fasac-survey-and-future-fasb-priorities 2000-09-13T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-cftc-on-over-the-counter-derivatives-and-the-regulatory-framework-for-exchanges-and-clearing-organizations 2000-09-14T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-requesting-an-extension-on-the-implementation-date-of-regulation-fd 2000-09-25T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-proposed-rule-amendments-on-auditor-independence 2000-09-25T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-proposals-relating-to-public-disclosure-of-order-routing-and-execution-practices 2000-09-26T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-multiple-federal-agencies-on-proposed-insurance-consumer-protection-rules-under-gramm-leach-bliley 2000-10-05T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-limit-order-transparency 2000-10-16T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-ftc-on-gramm-leach-bliley-act-privacy-safeguards-rule 2000-10-20T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-proposed-changes-to-the-oats-rules 2000-10-24T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasdr-on-margin-rules-for-day-traders 2000-10-26T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-proposed-delivery-requirements-of-a-margin-disclosure-statement-to-non-institutional-accounts 2000-11-13T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-additional-comments-to-the-new-york-state-banking-department-on-due-diligence-best-practices 2000-11-14T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-judicial-review-commission-on-foreign-asset-control-on-the-foreign-narcotics-kingpin-designation-act 2000-11-16T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-fasb-a-replacement-for-fasb-statement-125 2000-11-30T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-msrb-on-proposals-relating-to-electronic-submission-of-official-statements 2000-11-30T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-msrb-on-draft-guidance-on-dealer-responsibilities-in-connection-with-municipal-securities-transactions 2000-12-04T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-a-gao-report-concerning-dollar-specific-disclosure-of-mutual-fund-fees 2000-12-07T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-sec-on-amendments-to-a-proposal-a-corporate-bond-trade-information-facility 2000-12-20T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-a-proposal-relating-to-the-nasd-corporate-bond-trade-reporting-facility 2000-12-21T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-additional-comments-to-the-sec-on-the-nasd-corporate-bond-trade-reporting-facility 2000-12-21T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-irs-on-credits-for-research-activities-and-the-definition-of-qualified-research 2001-01-01T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-and-other-associations-submit-comments-to-the-fasb-on-the-disposition-of-a-defaulted-loan-under-certain-circumstances 2001-01-01T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-a-proposal-to-amend-the-method-of-selecting-arbitrators-in-customer-disputes 2001-01-01T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-rule-governing-member-communications-with-the-public 2001-01-01T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-fincen-on-implementing-provisions-of-the-usa-patriot-act 2001-01-01T00:00:00+00:00 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https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasd-and-nasdr-on-the-implementation-of-the-order-audit-trail-system 2001-01-01T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-proposals-regarding-electronic-filing-by-investment-advisers 2001-01-01T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/lackritz4-30-97 2001-01-01T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/testimony_reinsurance_10-08-02 2001-01-01T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/appendixtransparentreg2001 2001-01-01T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-micah-s-green-president-the-bond-market-association-at-oversight-hearing-on-bond-market-regulation 2001-01-01T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/statement-of-the-bond-market-association-at-hearing-on-the-federal-government-s-role-in-empowering-americans-to-make-informed-financial-decisions 2001-01-01T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-certain-restrictions-for-initial-equity-public-offerings 2001-01-10T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-multiple-federal-agencies-on-amending-market-risk-rules 2001-01-19T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-multiple-federal-agencies-on-risk-based-capital-guidelines-in-securities-borrowing-transactions 2001-01-19T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-fasb-on-methods-of-accounting-for-borrow-versus-pledge-transactions 2001-01-26T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-aicpa-on-a-draft-amendment-to-an-interpretation-related-to-financial-accounting-standards 2001-01-26T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-multiple-federal-agencies-on-risk-based-capital-standards-and-claims-on-securities-firms 2001-01-29T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-department-of-treasury-and-the-federal-reserve-on-merchant-bank-activities 2001-01-30T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-marc-lackritz-before-senate-on-the-issue-of-securities-transaction-fees 2001-02-14T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-lon-gorman-president-of-schwab-capital-markets-and-vice-chairman-of-the-charles-schwab-corporation-securities-transaction-and-company-registration-fees 2001-02-14T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-government-securities-offerings 2001-02-15T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-federal-reserve-on-activities-of-financial-holdings-companies 2001-02-16T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-next-business-day-settlement-in-the-us-securities-markets 2001-02-16T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-fdic-on-guidance-regarding-predatory-mortgage-loans 2001-02-20T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-trade-through-disclosure-rule-for-options 2001-02-20T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-philadelphia-stock-exchange-on-implementation-of-the-secs-approved-linkage-plan 2001-02-21T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-pacific-exchange-on-implementation-of-the-secs-approved-linkage-plan 2001-02-21T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-ise-on-implementation-of-the-secs-approved-linkage-plan 2001-02-21T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-american-stock-exchange-on-implementation-of-the-sec-approved-linkage-plan 2001-02-21T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-requesting-a-delay-in-compliance-with-gramm-leach-bliley 2001-03-13T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-new-york-state-and-new-york-city-comptrollers-on-predatory-lending-standards 2001-03-13T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-market-risk-disclosures 2001-03-16T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-dtccs-proposal-for-unitary-action 2001-03-25T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-irs-on-regulations-relating-to-deductions-for-certain-capital-expenditures 2001-03-29T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-ftc-on-consumer-consent-provisions-in-the-electronic-signatures-in-global-national-commerce-act 2001-03-30T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/statement-of-securities-industry-association-on-the-promotion-of-capital-availability-to-american-businesses 2001-04-04T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-and-other-associations-submit-comments-to-fesco-on-conduct-of-business-proposals 2001-04-05T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-nasd-corporate-financing-rule 2001-04-06T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-requesting-a-temporary-exemption-for-certain-reporting-requirements 2001-04-11T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-multiple-federal-agencies-certain-risk-based-capital-rules 2001-04-16T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-cftc-on-implementation-of-certain-provisions-under-commodity-futures-modernization-act 2001-04-17T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-electronic-recordkeeping-by-investment-companies-and-investment-advisers 2001-04-19T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-aicpa-on-fair-value 2001-04-19T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-sec-on-the-initial-experiences-with-regulation-fd-in-the-debt-market 2001-04-20T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-department-of-treasury-requesting-guidance-on-mark-to-market-rules 2001-04-25T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-federal-reserve-and-the-us-department-of-treasury-on-real-estate-brokerage-and-financial-holding-company-activities 2001-05-01T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-marc-e-lackritz-before-the-house-judiciary-committee-on-anti-spam-legislation 2001-05-10T00:00:00+00:00 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https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-an-ici-petition-for-rulemaking-on-certain-portfolio-investment-programs 2001-06-14T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-department-of-treasury-and-the-irs-on-temporary-regulations-under-section-6112-of-the-internal-revenue-code 2001-06-14T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-global-documentation-steering-committee-on-involuntary-insolvency 2001-06-15T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-broker-dealer-exceptions-under-gramm-leach-bliley 2001-07-17T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-nasdaqs-filing-to-register-as-a-national-securities-exchange 2001-07-24T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-marc-e-lackritz-president-securities-industry-association-market-information 2001-07-26T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-department-of-treasury-and-the-irs-on-proposed-regulations-on-global-dealing 2001-07-27T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasdr-on-rule-modernization 2001-07-31T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-and-cftc-on-narrow-based-security-indexes 2001-08-03T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-irs-on-information-reporting-requirements-on-certain-sales-by-brokers 2001-08-14T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-federal-reserve-on-transactions-between-banks-and-their-affiliates 2001-08-15T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-federal-reserve-on-proposed-regulation-w-and-intraday-extensions-of-credit 2001-08-15T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasdr-on-communications-with-the-public 2001-08-22T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-supplemental-comments-to-the-sec-on-electronic-filing-by-investment-advisors-and-form-adv 2001-08-28T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-nasdaq-application-to-register-as-a-national-securities-exchange 2001-08-30T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-fesco-on-standards-for-alternative-trading-systems 2001-09-03T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-marc-e-lackritz-president-securities-industry-association-dismantling-the-financial-infrastructure-of-global-terrorism 2001-10-03T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-and-fia-submit-comments-to-the-us-house-financial-services-committee-on-cfma-rulemakings-to-permit-full-scale-trading-of-security-futures 2001-10-10T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nyse-on-the-customer-securities-account-transfers 2001-11-05T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-c-warren-axelrod-ph-d-board-of-managers-fsisac-llc-cyber-security-private-sector-efforts-addressing-cyber-threats 2001-11-15T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-cesr-on-consultation-practices 2001-11-19T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-effects-of-decimal-trading-in-subpennies 2001-11-21T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-and-fia-submit-comments-to-the-cftc-and-sec-on-the-treatment-of-customer-funds 2001-12-05T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-and-fia-submit-comments-to-the-cftc-and-sec-on-margin-rules-relating-to-security-futures 2001-12-05T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-status-of-intermarket-linkage-plan 2001-12-06T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-cboe-on-the-status-of-intermarket-linkage-plan-and-sec-rule-11ac1-7 2001-12-06T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-hague-conference-on-the-dispositions-of-securities-held-through-indirect-holdings 2001-12-07T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-irs-on-interest-expense-allocation 2001-12-17T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasdr-on-shelf-offerings-of-securities 2001-12-21T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasd-on-expungement-of-central-registration-depository-information 2001-12-31T00:00:00+00:00 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2002-04-04T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-research-analysts-conflicts-of-interest 2002-04-11T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-faf-on-fasb-structure-and-operations 2002-04-16T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasdaq-stock-market-on-the-nasdaq-online-quote-agreement 2002-04-17T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-irs-on-the-collection-of-income-tax-for-isos-and-espps 2002-04-23T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-order-tracking 2002-04-26T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-irs-on-the-section-475-mark-to-market-project 2002-04-29T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-ots-on-information-sharing-among-financial-institutions 2002-05-01T00:00:00+00:00 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https://www.sifma.org/advocacy/letters/sia-submits-comments-to-fincen-and-the-sec-on-customer-identification-programs-for-broker-dealers 2002-09-10T00:00:00+00:00 https://www.sifma.org/advocacy/letters/esf-submits-comments-to-bcbs-asset-securitization-provisions-of-the-new-basel-capital-accord 2002-09-11T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-distinction-between-broker-dealers-and-investment-advisers 2002-09-13T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-bureau-of-the-public-debt-on-large-position-reporting-rules 2002-09-16T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-and-tbma-submit-preliminary-comments-to-the-sec-on-standards-of-professional-conduct-for-attorneys 2002-09-18T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-netherlands-authority-for-the-financial-markets-on-in-house-matching 2002-09-20T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-analyst-certification 2002-09-23T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasd-on-ipo-allocations 2002-09-24T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-new-york-city-council-on-curtailing-predatory-lending-practices 2002-09-25T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-proposals-by-the-nasd-relating-to-member-regulatory-pricing-structures 2002-09-26T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-and-tbma-submit-comments-to-the-sec-on-the-nyse-proposal-relating-to-business-continuity-and-contingency-planning 2002-09-30T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-and-tbma-submit-comments-to-the-sec-on-a-nasd-proposal-relating-to-business-continuity-plans-and-emergency-contact-information 2002-09-30T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-fincen-on-proposed-suspicious-activity-report-by-the-securities-and-futures-industry 2002-10-04T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-micah-s-green-bma-before-a-hearing-of-nys-assembly-on-how-bond-markets-reacted-and-responded-to-terrorist-attacks-on-911 2002-10-08T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasd-on-customer-access-to-investment-analysis-rules 2002-10-09T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-kansas-securities-commission-on-the-investment-adviser-representatives-continuing-education-requirements 2002-10-21T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-nasd-on-amendments-to-the-branch-office-definition 2002-10-21T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-and-tbma-submit-comments-to-multiple-federal-agencies-on-sound-practices-to-strengthen-the-us-financial-system 2002-10-21T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-minimum-standards-of-professional-responsibility-for-attorneys 2002-10-22T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-and-other-associations-submit-comments-to-the-bcbs-on-counterparty-risk-issues-under-the-basel-accord 2002-11-08T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-pcipb-on-the-draft-strategy-to-secure-cyberspace 2002-11-19T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-proxy-voting-by-investment-advisers 2002-12-06T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-nasds-trading-activity-fee 2002-12-09T00:00:00+00:00 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https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasd-on-a-proposed-public-information-review-initiative 2003-01-06T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-proposed-rule-on-broker-dealer-exemption-from-sending-certain-financial-information-to-customers 2003-01-09T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-msrb-regarding-the-529-savings-plan-employees-payroll-deducion-programs 2003-01-10T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-and-fia-submit-comments-to-the-federal-reserve-on-credit-by-brokers-and-dealers-and-security-futures 2003-01-10T00:00:00+00:00 https://www.sifma.org/advocacy/letters/joint-letter-to-the-basel-committee-on-banking-supervision 2003-01-13T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-a-proposal-on-filing-copies-of-customer-complaints 2003-01-24T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-irs-regarding-disclosure-and-listing-of-tax-shelter-transactions 2003-01-24T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-department-of-the-treasury-on-the-designation-of-nauru-and-ukraine 2003-01-27T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-fsa-on-alternative-trading-systems-in-europe 2003-01-31T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-a-proposal-to-change-the-nyse-fee-structure 2003-02-10T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-a-proposal-to-disclose-portfolio-holdings-and-fees-of-registered-investment-companies 2003-02-14T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-a-proposal-to-modernize-the-electronic-storage-rule 2003-02-21T00:00:00+00:00 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https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-department-of-the-treasury-on-a-proposal-to-eliminate-the-double-taxation-of-corporate-earnings 2003-03-11T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-european-commission-on-the-proposed-revision-of-the-investment-services-directive 2003-03-17T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-department-of-treasury-and-the-irs-regarding-the-presidents-dividends-exclusion-proposal 2003-03-20T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-irs-relating-to-taxable-stock-transactions 2003-03-26T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-and-tbma-submit-comments-to-the-sec-on-business-continuity-plans-and-emergency-contact-information 2003-03-31T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-ofac-on-economic-sanctions-enforcement-guidelines 2003-03-31T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-aicpa-on-a-proposal-relating-to-audits-of-investment-companies 2003-03-31T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-implementation-of-standards-of-professional-conduct-for-attorneys 2003-04-07T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-fasb-on-fair-value-measurement-decisions 2003-04-09T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-state-of-new-york-regarding-tax-policy-initiatives 2003-04-15T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-a-proposal-relating-to-compliance-programs-of-investment-advisers-and-investment-companies 2003-04-17T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-federal-reserve-system-on-bank-holding-companies 2003-04-21T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-fincen-on-the-conditional-exception-expiration 2003-04-21T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-a-proposal-relating-to-business-continuity-and-contingency-planning 2003-04-24T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-g-30-on-the-global-thirty-report-on-global-clearing-and-settlement 2003-04-24T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-governor-of-maine-on-a-proposal-to-repeal-temporary-legislation-taxing-certain-section-529-plan-withdrawals 2003-04-24T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-her-majestys-treasury-on-the-financial-system-and-operational-disruption 2003-05-02T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-a-proposal-relating-to-interpretive-material-regarding-the-use-of-investment-analysis-tools 2003-05-07T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-dti-on-proposed-reciprocity-provisions-to-the-eu-takeover-directive 2003-05-07T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-proposed-rule-changes-relating-to-research-analysts-conflicts-of-interest 2003-05-09T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-fsa-on-consultation-paper-171 2003-05-12T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-irs-on-coverdell-esa-reporting 2003-05-19T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-a-msrb-proposal-relating-to-529-college-savings-plans 2003-06-03T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-sec-on-the-proposal-regarding-the-trace-reporting-period 2003-06-10T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-federal-reserve-bank-of-new-york-on-proposed-instructions-for-preparing-fr-2004-reports 2003-06-23T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-research-analyst-conflicts-of-interest2 2003-06-26T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-a-proposal-relating-to-the-nasdaq-petition-concerning-the-regulation-of-nasdaq-listed-securities 2003-06-27T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-hedge-fund-roundtable 2003-07-07T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-and-tbma-submit-comments-to-the-nasd-on-a-proposal-creating-a-chief-compliance-officer-and-chief-executive-officer-certification-requirement 2003-07-18T00:00:00+00:00 https://www.sifma.org/advocacy/letters/asf-and-tbma-submit-comments-to-the-fasb-on-the-exposure-draft-on-qualifying-special-purpose-entities-and-isolation-of-transferred-assets 2003-07-28T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-rating-agencies-and-the-use-of-credit-ratings-under-federal-securities-laws 2003-07-28T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-irs-on-a-proposal-regarding-safe-harbor-under-section-475 2003-07-30T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-department-of-treasury-on-proposal-of-recordkeeping-and-identification 2003-07-31T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-federal-reserve-system-on-the-basel-capital-accord 2003-08-05T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-irs-on-proposed-regulations-on-deemed-iras 2003-08-18T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasd-on-proposed-change-to-restrictions-of-eligibility-to-serve-as-a-public-arbitrator 2003-09-11T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-regarding-proposed-amendments-to-nasd-and-msrb-telemarketing-rules-relating-to-the-national-do-not-call-registry 2003-09-17T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-irs-on-coverdell-esa-reporting2 2003-09-26T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-european-parliament-on-the-eu-transparency-obligations-directive 2003-10-01T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasd-and-nyse-on-supervisory-control-procedures 2003-10-03T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasd-on-a-proposal-to-expand-its-public-disclosure-program 2003-10-07T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-business-continuity-and-contingency-planning 2003-10-16T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasd-on-a-proposal-to-require-firms-to-adopt-heightened-supervision-plans 2003-10-17T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasd-on-a-proposal-regarding-compensation-for-the-sale-of-investment-company-securities 2003-10-17T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-multiple-federal-agencies-on-unauthorized-access-to-customer-information-and-customer-service-notice 2003-10-31T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-proposed-nasd-rule-changes-to-establish-maximum-ecn-access-fees-in-supermontage 2003-10-31T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-sps-proposal-to-change-pricing-procedures-for-major-equity-indices 2003-11-06T00:00:00+00:00 https://www.sifma.org/advocacy/letters/esf-submits-comments-to-the-european-commission-on-the-capital-adequacy-directive 2003-11-20T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-fasb-relating-to-the-consolidation-of-variable-interest-entities 2003-11-24T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-sec-on-proposal-of-fees-for-trace 2003-11-25T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-and-esf-submit-comments-to-the-ecb-on-the-collateral-framework-of-the-eurosystem 2003-11-28T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-irs-on-extending-the-due-date-for-form-1099 2003-12-04T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasd-on-breakpoint-discounts 2003-12-04T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-proposed-rule-change-by-the-nyse 2003-12-05T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-european-system-of-central-banks-regarding-standards-for-securities-clearing-and-settlement-systems 2003-12-10T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-us-department-of-treasury-on-the-potential-disruption-of-a-scheduled-auction-of-us-treasury-securities 2003-12-10T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-aftermarket-interest-in-the-ipo-process 2003-12-12T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/529-talking-points-support-for-wisconsin-ab-667-legislation-that-extends-favorable-state-tax-treatment-to-529-plans 2004-01-02T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-broker-dealer-customer-identification-rule 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https://www.sifma.org/advocacy/testimony/testimony-of-micah-s-green-president-the-bond-market-association-before-the-u-s-senate-at-hearing-on-the-role-of-credit-rating-agencies-in-the-capital-markets 2005-02-08T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-fdic-on-identity-theft 2005-02-11T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-advisory-committee-on-civil-rules-on-proposed-changes-relating-to-electronic-discovery 2005-02-11T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-proposed-amendments-to-regulation-m 2005-02-15T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-proposed-rules-relating-to-initial-public-offering-allocations-and-distributions 2005-02-15T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-fasb-on-accounting-for-investments-in-real-estate-ventures-and-limited-partnerships 2005-02-18T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-kim-chamberlain-vice-president-and-counsel-state-government-affairs-securities-industry-association-before-the-senate-financial-and-governmental-organizations-and-elections-committee 2005-02-21T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-kim-chamberlain-vice-president-and-counsel-state-government-affairs-securities-industry-association-before-the-assembly-committee-on-colleges-and-universities 2005-02-22T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-and-other-associations-submit-comments-to-the-bcbs-on-unsettled-transactions 2005-02-24T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-mediators-who-serve-as-arbitrators 2005-02-25T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-sec-on-trade-submission-requirements 2005-02-28T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-irs-on-information-reporting-relating-to-taxable-stock-transactions 2005-03-01T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-irs-on-proposed-circular-230-regulations 2005-03-01T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-micah-s-green-president-the-bond-market-association-before-the-u-s-house-of-representatives-at-hearing-on-the-reauthorization-of-the-commodity-futures-modernization-act 2005-03-09T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-customer-account-statements 2005-03-09T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-micah-s-green-president-the-bond-market-association-before-the-u-s-senate-at-hearing-on-the-reauthorization-of-the-commodity-futures-modernization-act 2005-03-10T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-presidents-advisory-panel-on-federal-tax-reform-on-distortions-inefficiencies-and-complexity-in-the-internal-revenue-code 2005-03-17T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-marc-e-lackritz-president-securities-industry-association-before-the-house-subcommittee-on-capital-markets-insurance-and-government-sponsored-enterprises 2005-03-17T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-proposed-amendments-to-the-best-execution-rule 2005-03-18T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-sec-on-rule-2320a-governing-best-execution 2005-04-05T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-relief-from-regulation-sho 2005-04-15T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-nasd-on-confirmation-disclosures-in-corporate-debt-securities-transactions 2005-04-20T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nyse-on-proxy-over-reporting-and-record-retention 2005-04-26T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-society-for-worldwide-interbank-financial-telecommunication-on-proposed-changes-to-the-giovannini-report 2005-04-27T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-oecd-on-allocating-global-income-among-affiliated-entities-and-their-establishments 2005-04-27T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-irs-on-us-withholding-tax-imposed-on-certain-dividends 2005-04-29T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-disclosure-and-consent-requirements 2005-05-04T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-mutual-fund-redemption-fee 2005-05-09T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-proposal-to-harmonize-similar-rules-relating-to-research-analysts 2005-05-11T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-marc-e-lackritz-president-securities-industry-association-before-the-committee-on-banking-housing-and-urban-affairs-united-states-senate-regulation-nms-and-recent-market-developments 2005-05-18T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-micah-s-green-president-the-bond-market-association-before-the-u-s-house-of-representatives-at-hearing-on-legislative-solutions-to-abusive-mortgage-lending-practices 2005-05-24T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-fincen-on-special-measures-against-two-companies-for-money-laundering 2005-05-25T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-bcbs-on-the-application-of-basel-ii 2005-05-27T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasd-on-pre-use-filing-of-advertisements-and-sales-literature 2005-05-27T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-and-isda-submit-comments-to-the-bcbs-and-iosco-on-cross-product-netting 2005-05-27T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-fsa-on-bundled-brokerage-and-soft-commission-arrangements-policies 2005-05-31T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/statement-of-the-bond-market-association-before-the-presidents-advisory-panel-on-federal-tax-reform 2005-06-09T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-and-tbma-submit-comments-to-the-sec-on-the-definition-of-nrsro 2005-06-09T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-marc-e-lackritz-president-securities-industry-association-before-the-subcommittee-on-domestic-and-international-monetary-policy-trade-and-technology 2005-06-16T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-irs-on-proposed-regulations-under-section-403b-of-the-internal-revenue-code 2005-06-16T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-us-department-of-treasury-and-internal-revenue-service-on-circular-230 2005-06-17T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-ftc-on-rulemaking-under-the-can-spam-act 2005-06-27T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/statement-of-the-bond-market-association-at-hearing-on-legislative-solutions-for-the-rating-agency-duopoly 2005-06-29T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-irs-on-record-retention-and-production-requirements 2005-07-13T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-a-proposed-code-of-arbitration-procedure-for-customer-disputes 2005-07-13T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-department-of-labor-on-office-of-labor-management-standards-form-lm-10 2005-07-14T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-iosco-on-market-intermediaries 2005-07-15T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-enterprise-license-fee-for-totalview 2005-07-18T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-existing-automatic-execution-facility-pilot 2005-07-20T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-display-and-dissemination-requirements-for-openbook 2005-07-22T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-us-department-of-treasury-on-the-resumption-of-30-year-treasury-bonds 2005-07-22T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-fincen-on-suspicious-activity-report-by-the-securities-and-futures-industries 2005-07-26T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-a-proposed-amendment-to-the-order-audit-trail-system 2005-07-26T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-public-disclosure-program 2005-07-27T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-proposed-rule-changes-to-the-code-of-arbitration 2005-08-02T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasd-and-the-nyse-on-research-analyst-objectivity 2005-08-04T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasd-on-non-cash-compensation-rules 2005-08-05T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-governing-the-reporting-of-data-to-clearing-firms-by-correspondent-firms 2005-08-12T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-sec-on-a-request-for-exemption-from-section-12a-for-certain-debt-securities 2005-08-15T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-irs-on-establishing-booktax-conformity-safe-harbor 2005-08-17T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-proposed-rule-change-relating-to-amendments-to-nasd-rule-3370 2005-08-24T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-additional-regulatory-relief-necessary-due-to-the-damage-caused-by-hurricane-katrina 2005-09-05T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-sec-on-a-proposal-relating-to-best-execution 2005-09-07T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-the-securities-industry-association-examining-the-commodity-futures-modernization-act-of-2000-and-recent-market-developments 2005-09-08T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-chief-executive-officer-certification 2005-09-12T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-the-sec-on-governing-deferred-variable-annuity-sales-practices-and-supervisory-procedures 2005-09-19T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-ira-d-hammerman-senior-vice-president-and-general-counsel-the-sia-examining-the-financial-services-industrys-responsibility-to-prevent-identity-theft 2005-09-22T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-and-tbma-submit-comments-to-the-aicpa-on-the-due-diligence-process 2005-10-06T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-and-tbma-submit-comments-to-the-sec-on-auditors-due-diligence 2005-10-13T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-us-department-of-treasury-on-aiding-regional-economies-effected-by-hurricane-katrina 2005-10-17T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-us-department-of-treasury-on-the-placement-of-the-30-year-treasury-bond-in-auction-schedule 2005-10-26T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-oliver-i-ireland-on-behalf-of-the-financial-services-coordinating-council-before-the-subcommittee-on-financial-institutions-and-consumer-credit-on-h-r-3997 2005-11-09T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-sec-on-proposed-amendment-to-best-execution-rule 2005-11-16T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-proposal-relating-to-the-trading-activity-fee 2005-11-16T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-marc-e-lackritz-president-securities-industry-association-before-the-subcommittee-on-capital-markets-insurance-and-government-sponsored-enterprises 2005-11-17T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-asf-and-isda-submit-comments-to-fasb-on-fair-value-measurements 2005-11-21T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-cftc-on-alternative-market-risk-and-credit-risk-capital-charges 2005-11-21T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-sec-on-trace-eligible-securities-transactions 2005-11-29T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-tbma-asf-cmsa-and-isda-submit-comments-to-fasb-on-variable-interest-entities 2005-11-30T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nyse-on-outsourcing-and-due-diligence-required-in-the-use-of-service-providers 2005-12-01T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-reporting-requirements-to-over-the-counter-equities-futures 2005-12-02T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-irs-on-the-withholding-reporting-and-deposit-procedures-for-certain-distributions 2005-12-07T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-depository-trust-company-proposed-changes-to-procedures 2005-12-07T00:00:00+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-nasd-on-trace-reporting 2005-12-13T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-short-sale-delivery-requirements 2005-12-14T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasdaq-stock-market-on-services-agreement-and-membership-application-materials 2005-12-19T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-fcc-on-the-telephone-consumer-protection-act-of-1992 2006-01-18T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-nyse-conversion-to-a-for-profit-entity 2006-01-18T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-and-other-associations-submit-comments-to-the-us-department-of-labor-on-forms-lm-30-and-lm-10 2006-01-26T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasdaq-stock-market-on-nasdaq-services-agreement-and-membership-application-materials 2006-01-30T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-and-tbma-submit-comments-to-the-sec-on-the-nyse-merger-with-archipelago-holdings-inc 2006-02-02T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-new-york-state-banking-department-on-the-reporting-of-suspicious-transactions 2006-02-06T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-international-securities-exchange-on-electronic-blue-sheet-data-validation-compliance-date 2006-02-07T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-a-proposed-rule-relating-to-the-internet-availability-of-proxy-materials 2006-02-13T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-a-proposed-amendment-to-the-portfolio-management-pilot-program 2006-02-13T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-society-for-worldwide-interbank-financial-telecommunication-on-the-giovannini-barrier-1 2006-02-14T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-options-clearing-corporation-on-close-out-netting-procedures 2006-02-15T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-sub-penny-for-non-nasdaq-over-the-counter-equity-securities 2006-02-16T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-amendments-to-the-tender-offer-best-price-rule 2006-02-21T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-and-fia-submit-comments-to-fincen-on-special-due-diligence-programs-for-certain-foreign-accounts 2006-02-23T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-omb-on-the-consent-based-social-security-number-verification-process 2006-02-28T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-oecd-on-tax-treaty-disputes 2006-03-03T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-and-fia-submit-supplemental-comments-to-fincen-on-special-due-diligence-programs-for-certain-foreign-accounts 2006-03-03T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasd-and-the-nyse-on-nasd-member-firm-gifts-and-business-entertainment-practices 2006-03-07T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-joint-forum-secretariat-on-principles-for-business-continuity-planning 2006-03-10T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-department-of-treasury-on-economic-sanctions-enforcement-procedures-for-financial-institutions 2006-03-23T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-directed-order-on-the-boston-options-exchange 2006-03-23T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-proposed-rule-change-to-revise-option-adjustment-methodology 2006-03-24T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-regulation-nms-implementation-issues-for-broker-dealers 2006-03-24T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-and-tbma-submit-additional-comments-to-the-sec-on-the-nyse-merger-with-archipelago-holdings-inc 2006-03-27T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-and-other-associations-submit-comments-to-fasb-on-a-proposed-statement-of-financial-accounting-standards 2006-04-06T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-modernization-of-the-securities-exchange-act-rule-17a-4 2006-04-07T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-mutual-fund-fee-redemption-rule-22c-2 2006-04-12T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-the-sec-on-the-nyse-openbook-proposal 2006-04-28T00:00:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-proposed-nasd-rule-addressing-fairness-opinions 2006-05-02T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/hearing-entitled-pandemic-influenza-preparedness-in-the-financial-services-sector 2006-06-29T00:00:00+00:00 https://www.sifma.org/advocacy/letters/european-economic-and-social-committee-opinion-on-proposal-relating-to-credit-rating-agencies 2010-12-02T00:00:00+00:00 https://www.sifma.org/advocacy/testimony/senate-testimony-before-the-committee-on-banking-housing-and-urban-affairs-review-of-current-investigations-and-regulatory-actions-regarding-the-mutual-fund-industry 2016-11-21T22:09:30+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-client-commission-practices 2017-05-11T14:37:32+00:00 https://www.sifma.org/advocacy/letters/sia-and-fia-submit-comments-to-the-sec-on-customer-portfolio-and-cross-margining-requirements 2017-05-11T15:35:19+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-department-of-treasury-on-internal-revenue-code-section-965 2017-05-11T15:35:49+00:00 https://www.sifma.org/advocacy/letters/sia-and-tbma-submit-comments-to-the-washington-utilities-and-transportation-commission-on-financial-reporting-rules 2017-05-11T15:36:08+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-regulation-nms 2017-05-11T15:36:39+00:00 https://www.sifma.org/advocacy/letters/a-sales-tax-on-investment-counseling-and-other-financial-services-is-counterproductive 2017-05-11T16:03:26+00:00 https://www.sifma.org/advocacy/letters/letter-from-us-representative-carolyn-maloney-to-sec-chairman-mary-schapiro-on-fiduciary-provisions-of-dodd-frank-act 2017-05-11T16:05:38+00:00 https://www.sifma.org/advocacy/letters/joint-us-house-committee-chairmen-letter-to-the-dol-secretary-solis-chairmen-schapiro-and-gensler-on-fiduciary 2017-05-11T16:05:39+00:00 https://www.sifma.org/advocacy/letters/sifma-with-20-other-organizations-submits-comments-to-the-us-house-judiciary-committee-on-pending-arbitration-legislation 2017-05-11T16:06:41+00:00 https://www.sifma.org/advocacy/letters/sia-and-other-associations-submit-comments-to-the-us-house-energy-and-commerce-committee-on-notification-of-data-breach 2017-05-11T16:07:47+00:00 https://www.sifma.org/advocacy/letters/sia-and-other-associations-submit-comments-to-the-us-senate-on-the-process-for-the-committee-on-foreign-investments-in-the-united-states 2017-05-11T16:07:48+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-arizona-house-ways-and-means-committee-on-the-deductibility-of-529-college-savings-plans-contributions 2017-05-11T16:07:49+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-kansas-state-taxation-committee-on-extending-favorable-tax-treatment-to-all-529-college-savings-plans 2017-05-11T16:07:49+00:00 https://www.sifma.org/advocacy/letters/sia-submit-comments-to-alabama-state-representative-richard-j-lindsey-on-the-tax-free-treatment-of-529-plans 2017-05-11T16:07:50+00:00 https://www.sifma.org/advocacy/letters/sia-tbma-fsr-fia-and-isda-submit-comments-to-the-speaker-of-the-us-house-of-representatives-on-the-cftc-reauthorization-act 2017-05-11T16:08:15+00:00 https://www.sifma.org/advocacy/letters/sia-tbma-fia-and-isda-submit-comments-to-the-us-house-agriculture-committee-on-draft-bill-to-reauthorize-the-commodity-futures-trading-commission 2017-05-11T16:08:16+00:00 https://www.sifma.org/advocacy/letters/sia-and-tbma-submit-comments-to-congress-on-the-expiration-of-the-terrorism-risk-insurance-act-of-2002 2017-05-11T16:08:17+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-speaker-of-the-us-house-of-representatives-on-the-pension-protection-act-of-2005 2017-05-11T16:08:17+00:00 https://www.sifma.org/advocacy/letters/sia-and-other-associations-submit-comments-to-a-us-house-energy-commerce-subcommittee-on-the-data-accountability-and-trust-act 2017-05-11T16:08:18+00:00 https://www.sifma.org/advocacy/letters/sia-and-other-associations-submit-comments-to-the-us-senate-judiciary-committee-on-the-personal-data-privacy-and-security-act-of-2005 2017-05-11T16:08:19+00:00 https://www.sifma.org/advocacy/letters/tbma-submit-comments-to-the-chairman-of-the-us-senate-health-education-labor-and-pensions-committee-on-erisa 2017-05-11T16:08:20+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-us-senate-health-education-labor-and-pensions-committee-on-recycling-ffel-program-loans 2017-05-11T16:08:21+00:00 https://www.sifma.org/advocacy/letters/sia-tbma-fia-and-isda-submit-comments-to-the-us-senate-agriculture-committee-on-opposing-the-cftc-reauthorization-bill 2017-05-11T16:08:23+00:00 https://www.sifma.org/advocacy/letters/sia-tbma-fia-and-isda-submit-comments-to-the-us-senate-agriculture-committee-on-reauthorizing-the-commodity-futures-trading-commission 2017-05-11T16:08:24+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-a-us-house-appropriations-subcommittee-on-the-establishment-of-a-us-treasury-financial-attache-in-key-financial-markets 2017-05-11T16:08:25+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-leadership-of-the-us-house-committee-on-education-and-the-workforce-on-student-loan-recycling 2017-05-11T16:08:25+00:00 https://www.sifma.org/advocacy/letters/sia-and-tbma-submit-comments-to-the-chairman-of-the-us-senate-banking-committee-on-terrorism-insurance 2017-05-11T16:08:27+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-us-senate-finance-committee-on-the-joint-committee-on-taxation-report-on-tax-compliance 2017-05-11T16:08:28+00:00 https://www.sifma.org/advocacy/letters/sia-and-other-groups-submit-comments-to-the-us-house-judiciary-committee-on-the-business-activity-tax-simplification-act 2017-05-11T16:08:39+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-us-house-government-reform-committee-on-best-practices-and-metrics-for-information-technology 2017-05-11T16:08:40+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-california-governor-on-ab-1829-legislation-regarding-contractors 2017-05-11T16:08:41+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-us-house-ways-and-means-committee-on-the-american-jobs-creation-act 2017-05-11T16:08:42+00:00 https://www.sifma.org/advocacy/letters/sia-and-other-associations-submit-comments-to-the-us-house-ways-and-means-committee-on-section-911-of-the-internal-revenue-code 2017-05-11T16:08:43+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-rhode-island-senate-finance-committee-on-529-plan-tax-treatment 2017-05-11T16:08:44+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-rhode-island-house-finance-committee-on-529-plan-tax-treatment 2017-05-11T16:08:45+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-senate-on-the-jumpstart-our-business-strength-act 2017-05-11T16:08:46+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-house-financial-services-committee-on-529-college-savings-plans 2017-05-11T16:08:46+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-house-financial-services-committee-on-the-securities-fraud-deterrence-and-investor-restitution-act 2017-05-11T16:08:48+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-congress-on-bankruptcy-reform 2017-05-11T16:24:27+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-new-york-state-senate-on-tax-raising-proposals 2017-05-11T16:24:33+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-ny-state-assembly-on-tax-raising-proposals 2017-05-11T16:24:34+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-house-of-representatives-on-the-continuation-of-uniform-national-standards-for-the-treatment-of-customer-experience 2017-05-11T16:24:35+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-new-jersey-state-assembly-on-assembly-bill-3216 2017-05-11T16:24:36+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-senate-finance-committee-on-international-tax-laws 2017-05-11T16:24:37+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-president-of-the-united-states-on-the-administrations-fiscal-policy-and-tax-initiatives 2017-05-11T16:24:44+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-us-senate-leadership-on-corporate-governance-and-accounting-reform 2017-05-11T16:24:46+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-senate-finance-committee-on-pension-reform 2017-05-11T16:24:47+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-senate-on-trade-promotion-authority 2017-05-11T16:24:49+00:00 https://www.sifma.org/advocacy/letters/sia-tbma-and-other-associations-submit-comments-to-the-us-senate-commerce-committee-on-the-can-spam-act 2017-05-11T16:24:50+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-house-of-representatives-on-the-renewal-of-trade-promotion-authority 2017-05-11T16:24:57+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-senate-finance-committee-staff-on-the-tax-shelter-staff-discussion-draft 2017-05-11T16:24:58+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-senate-majority-leader-supporting-the-investor-and-capital-markets-fee-relief-act 2017-05-11T16:24:59+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-house-of-representatives-on-the-investor-and-capital-markets-fee-relief-act 2017-05-11T16:25:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-house-of-representatives-on-the-managers-amendment-to-the-investor-and-capital-markets-act-of-2001 2017-05-11T16:25:00+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-house-financial-services-committee-on-the-investor-and-capital-markets-fee-relief-act 2017-05-11T16:25:01+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-senate-majority-leader-on-the-competitive-market-supervision-act 2017-05-11T16:25:02+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-senate-banking-committee-on-the-competitive-market-supervision-act-of-2001 2017-05-11T16:25:03+00:00 https://www.sifma.org/advocacy/letters/sia-as-part-of-a-group-submits-comments-to-us-senator-richard-shelby-on-cosponsoring-the-competitive-market-supervision-act 2017-05-11T16:25:04+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-us-senate-committee-staff-on-a-discussion-draft-concerning-tax-shelters 2017-05-11T16:25:07+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-a-us-house-subcommittee-on-erisa-modernization-legislation 2017-05-11T16:25:07+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-senate-finance-committee-staff-leadership-on-corporate-tax-shelters 2017-05-11T16:25:08+00:00 https://www.sifma.org/advocacy/testimony/george-miller-testimony-120607 2017-05-11T16:29:55+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-sifma-before-the-house-judiciary-subcommittee-on-commercial-and-administrative-law-hearing-on-straightening-out-the-mortgage-mess 2017-05-11T16:29:55+00:00 https://www.sifma.org/advocacy/testimony/written-statement-submitted-for-interim-insurance-committee-hearing 2017-05-11T16:29:56+00:00 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2017-07-11T13:11:41+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-federal-reserve-system-on-proposed-rules-regarding-restrictions-on-qualified-financial-contracts 2017-07-11T13:16:23+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-federal-reserve-on-restrictions-on-qualified-financial-contracts 2017-07-11T13:17:43+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-and-mfa-submits-comments-to-the-federal-reserve-system-on-proposed-net-stable-funding-ratio-requirement 2017-07-11T13:19:40+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-multiple-agencies-on-net-stable-funding-ratio 2017-07-11T13:21:03+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-finras-proposed-rule-change-to-increase-transparency-for-cmo-transactions 2017-07-11T13:23:17+00:00 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https://www.sifma.org/advocacy/letters/sifma-amg-and-other-associations-submitted-comments-to-the-bcbs-on-revisions-to-the-basel-iii 2017-07-11T13:36:45+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-sec-on-finras-proposed-rule-change-of-rule-2210 2017-07-11T13:38:15+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-irs-on-form-w-8ben-e-requestor-instructions-and-form-w-8-imy 2017-07-11T13:42:19+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-basel-committee-on-banking-supervision-on-revisions-to-the-basel-iii-leverage-ratio-framework 2017-07-11T13:43:13+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-multiple-agencies-on-final-margin-rules-for-uncleared-swaps-transactions 2017-07-11T13:45:14+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-and-other-associations-submitted-comments-to-the-cftc-on-the-proposed-rulemaking-on-automated-trading 2017-07-11T13:46:22+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-irs-on-section-871m-implementation-date-delay 2017-07-11T13:48:59+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-asifma-and-aima-submit-comments-to-the-hong-kong-regulatory-regime-on-treatment-of-security-conversion-transactions 2017-07-11T13:56:11+00:00 https://www.sifma.org/advocacy/letters/sifma-with-other-associations-submit-comments-to-the-federal-reserve-on-single-counterparty-credit-limits-for-large-banking-organizations 2017-07-11T14:41:42+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-federal-reserve-on-the-sccl-proposal 2017-07-11T14:43:03+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-accounting-standards-update-publication 2017-07-11T14:47:09+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-sec-on-the-application-for-registration-of-ice-trade-vault-llc-as-a-security-based-swap-data-repository 2017-07-11T14:49:37+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comment-to-the-irs-on-the-2016-2017-priority-guidance-plan 2017-07-11T18:24:33+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-and-ici-submits-comments-to-the-sec-on-standards-for-covered-clearing-agencies 2017-07-11T18:57:59+00:00 https://www.sifma.org/advocacy/letters/sifma-sifma-amg-and-aba-submit-comments-to-fincen-on-the-amendment-to-the-bank-secrecy-act-regulations 2017-07-11T19:07:13+00:00 https://www.sifma.org/advocacy/letters/sifma-iib-and-isda-submitted-comments-to-the-sec-on-standards-for-covered-clearing-agencies 2017-07-11T19:08:40+00:00 https://www.sifma.org/advocacy/letters/sifma-tch-and-fsr-submit%e2%80%8e-comments-to-the-sec-and-fdic-on-proposal-for-section-205-of-the-dodd-frank-act 2017-07-14T13:31:38+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-a-proposal-to-amend-finra-rule-4210-to-establish-margin-requirements-for-transactions-in-the-tba-market 2017-07-14T13:34:15+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-dol-on-the-road-to-retirement-surveys 2017-07-14T13:37:29+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-u-s-house-of-representatives-in-support-of-h-j-res-88 2017-07-14T13:39:10+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-house-committee-on-natural-resources-on-the-puerto-rico-municipal-market-and-contagion 2017-07-14T13:43:02+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-oecd-in-response-to-the-public-discussion-draft-treaty-entitlement-of-non-civ-funds 2017-07-14T13:46:06+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-supplemental-comments-to-the-sec-on-open-end-fund-liquidity-risk 2017-07-14T14:05:16+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-occs-proposed-rule-2016-004 2017-07-14T14:06:28+00:00 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https://www.sifma.org/advocacy/letters/sifma-amg-submits-supplemental-comments-to-the-sec-on-finra-rule-4210-regarding-margin-requirements 2017-07-28T14:03:49+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-finra-rule-2273 2017-07-31T16:02:45+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-letter-to-nydfs-on-potential-cyber-security-regulation-requirements 2017-07-31T16:03:12+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-multiple-regulators-on-final-margin-rules-for-uncleared-swaps-transactions 2017-07-31T17:23:09+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-certain-applications-of-emerging-technology-in-the-securities-arena 2017-07-31T20:16:48+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-proposed-order-execution-obligations 2017-07-31T20:19:09+00:00 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2017-07-31T20:39:02+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-fasb-on-the-effective-date-of-certain-provisions-of-fasb-statement-no-125 2017-07-31T20:39:57+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-dol-on-safe-harbors-for-state-run-retirement-plans 2017-08-01T13:25:55+00:00 https://www.sifma.org/advocacy/letters/sifma-amgamf-submit-supplemental-comments-to-the-sec-regarding-data-collection-rule-proposals 2017-08-01T13:27:51+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-sec-on-the-proposal-to-permit-swing-pricing-on-an-optional-basis 2017-08-01T13:29:58+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-sec-regarding-proposed-requirements-for-liquidity-risk-management-programs 2017-08-01T13:30:43+00:00 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https://www.sifma.org/advocacy/letters/sifma-amg-and-the-mfa-submit-request-to-the-cftc-for-an-extension-of-no-action-relief-letter-14-147 2017-08-01T14:09:31+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-and-msrb-on-finra-regulatory-notice-15-36-and-msrb-regulatory-notice-2015-16 2017-08-01T14:12:16+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-cftc-on-cross-border-margin-proposal 2017-08-01T14:16:29+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-european-commission-on-the-emir-review-consultation 2017-08-01T14:20:43+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-congress-on-crt 2017-08-01T14:21:36+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-msrb-on-regulatory-notice-2015-18-regarding-amendments-to-rule-a-3 2017-08-01T14:22:48+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-congress-on-cybersecurity-information-sharing-legislation-s-754 2017-08-01T14:23:55+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-on-regulatory-notice-15-37 2017-08-01T14:26:59+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-sec-on-the-proposed-rule-regarding-application-of-certain-title-vii-requirements-to-security-based-swap-transaction 2017-08-01T14:27:37+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-multiple-authorities-on-second-consultation-paper 2017-08-01T14:29:45+00:00 https://www.sifma.org/advocacy/letters/sifma-with-other-associations-submit-letter-to-multiple-regulators-on-global-trade-reporting-and-data-harmonization 2017-08-01T14:31:44+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-proposed-new-rule-g-42 2017-08-01T14:32:01+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-sec-on-fund-stress-testing-rulemaking 2017-08-01T14:32:44+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-financial-disclosures 2017-08-01T14:33:40+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-bank-regulators-on-the-frtb 2017-08-01T14:35:26+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-fsb-on-assessment-methodologies-for-identifying-non-bank-non-insurer-global-sifis 2017-08-01T14:36:26+00:00 https://www.sifma.org/advocacy/letters/sifma-with-other-associations-submit-comments-on-hoa-super-lien 2017-08-01T14:37:49+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-sec-on-potential-market-and-regulatory-changes-to-strengthen-liquidity-in-the-fixed-income-markets 2017-08-01T14:38:42+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-finra-rule-4210-regarding-margin-requirements-for-tbasagency-mbs 2017-08-01T14:40:21+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-sec-on-finra-rule-4210-regarding-margin-requirements-for-tbasagency-mbs 2017-08-01T14:41:20+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-treasury-on-proposed-rulemaking-regarding-qualified-financial-contracts-recordkeeping-related-to-orderly-liquidation-authority 2017-08-01T14:42:46+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-house-financial-services-committee-in-support-of-hr-3738 2017-08-01T14:43:31+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-sec-regarding-the-bloomberg-application-for-exemption 2017-08-01T14:44:07+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-multiple-agencies-regarding-the-fsb-iosco-consultation-documents 2017-08-01T14:45:36+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-bea-on-the-benchmark-survey-of-financial-services-transactions 2017-08-01T14:46:15+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-house-financial-services-committee-in-support-of-h-r-1550 2017-08-01T14:48:10+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-provides-comments-to-canadian-government-leaders-on-the-consultation-draft-of-the-capital-markets-stability-act 2017-08-01T14:57:21+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comment-letter-to-multiple-regulators-regarding-margin-and-capital-requirements-for-covered-swap-entities 2017-08-01T14:59:53+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-bis-regarding-basel-iii-leverage-rule-impact-on-cleared-derivatives 2017-08-01T15:00:57+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comment-to-nasaa-on-proposed-model-legislation-to-protect-vulnerable-adults-from-financial-exploitation 2017-08-01T15:04:54+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-letter-to-cftc-requesting-further-relief-relating-to-the-execution-of-package-transactions 2017-08-01T15:05:22+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-fed-reserve-regarding-extension-of-volcker-rule-conformance-period 2017-08-01T15:08:03+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-u-s-house-of-representatives-on-h-r-1090 2017-08-01T15:08:16+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-treasury-and-irs-on-871m 2017-08-01T15:09:07+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-the-irs-and-treasury-on-the-qi-agreement 2017-08-01T15:09:25+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-letter-to-bcbs-on-the-net-stable-funding-ratio-provides-comments-on-the-treatment-of-equities-repos-and-corporates 2017-08-01T15:12:17+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-and-other-associations-submit-amended-comments-to-the-cftc-on-the-netting-of-swaps 2017-08-01T15:14:37+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-and-other-associations-submit-petition-to-fsoc-on-rulemaking-related-to-supervision-and-regulation-of-non-sifis 2017-08-01T15:15:43+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-federal-reserve-regarding-rule-proposal-on-concentration-limits-on-large-financial-companies 2017-08-01T15:23:16+00:00 https://www.sifma.org/advocacy/letters/sifma-writes-to-volcker-regulators-to-describe-a-tax-exempt-bond-joint-venture-structure-under-the-volcker-rule 2017-08-01T15:28:59+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-cftc-regarding-swap-data-recordkeeping-and-reporting-rules 2017-08-01T15:29:41+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-fca-to-exclude-mortgage-tbas-from-the-definition-of-derivative-contracts-under-emir 2017-08-01T15:33:33+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-additional-comments-to-the-cftc-on-end-user-issues-resulting-from-the-dodd-frank-act 2017-08-01T15:37:42+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-nfa-on-cpo-and-cta-capital-requirement-and-customer-protection-measures 2017-08-01T15:38:32+00:00 https://www.sifma.org/advocacy/letters/assessment-methodologies-for-identifying-non-bank-non-insurer-g-sifis 2017-08-01T15:43:48+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-finra-proposed-amendments-to-finra-rule-4210-for-tba-transactions 2017-08-01T15:46:14+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-cftc-renewing-request-for-relief-from-the-cftcs-trade-execution-requirement-compliance-date 2017-08-01T15:47:23+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-cftc-on-position-limits 2017-08-01T15:48:58+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-cftc-on-guidance-relating-to-consent-to-jurisdiction-on-sefs 2017-08-01T15:50:49+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-cftc-requesting-relief-from-the-cftcs-trade-execution-requirement-compliance-date 2017-08-01T15:53:08+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-third-letter-to-us-federal-regulators-on-ownership-interests-in-connection-with-certain-clo-debt-securities 2017-08-01T15:54:09+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-in-response-to-the-esma-consultation-paper-on-reporting-under-article-9-of-emir 2017-08-01T16:45:09+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-regarding-finras-proposal-to-publish-otc-equity-volume-executed-outside-alternative-trading-systems 2017-08-01T17:40:14+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-finras-proposed-rule-changes-relating-to-equity-and-debt-research-analysts-and-reports 2017-08-01T18:05:34+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comment-letter-to-finra-regarding-finras-cards-rule-proposal 2017-08-01T18:11:20+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-additional-comments-to-us-federal-regulators-on-ownership-interests-in-connection-with-certain-clo-debt-securities 2017-08-01T18:23:20+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-us-federal-regulators-on-ownership-interests-in-connection-with-certain-clo-debt-securities 2017-08-01T18:24:11+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-and-isda-submit-comments-to-the-cftc-on-aggregation-of-positions 2017-08-01T18:25:07+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-ec-on-emir-reporting-obligation-application-to-buy-side 2017-08-01T18:42:44+00:00 https://www.sifma.org/advocacy/letters/sifma-and-mfa-submit-comments-to-the-cftc-requesting-guidance-and-relief-on-regulations-to-incorporate-swaps-records-of-transactions 2017-08-01T18:45:08+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-cftc-on-javelins-made-available-to-trade-determination 2017-08-01T18:46:24+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-and-iaa-submit-comments-to-the-sec-on-asset-management-and-financial-stability 2017-08-01T18:50:01+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-cftc-on-straight-through-processing-sef-implementation-and-relief-in-the-final-block-trade-rule 2017-08-01T18:52:58+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-house-of-representatives-supporting-legislation-modifying-section-716-of-dodd-frank 2017-08-01T18:54:11+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-cftc-requesting-relief-relating-to-sef-implementation-and-swap-trade-execution 2017-08-01T18:55:00+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-cftc-requesting-interpretive-guidance-relating-to-certain-foreign-exchange-transactions 2017-08-01T18:58:57+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-cftc-on-the-applicability-of-cpo-amendments-to-operators-of-fund-of-funds 2017-08-01T19:08:55+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-cftc-requesting-relief-to-the-aggregation-provision-in-final-block-trade-rule 2017-08-01T19:09:53+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-congress-opposing-the-use-of-eminent-domain-to-acquire-and-refinance-underwater-mortgage-loans 2017-08-01T19:11:46+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-uniform-law-commission-on-residential-real-estate-mortgage-foreclosure-process-and-protections 2017-08-01T19:14:13+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-and-other-associations-submit-comments-to-the-cftc-on-lsoc-implementation-and-clearing-mandate 2017-08-01T19:19:25+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-and-other-associations-submit-comments-to-the-cftc-requesting-time-extension-for-clearing-member-risk-management-requirements 2017-08-01T19:20:31+00:00 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https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-regarding-revision-of-holding-period-requirements-under-rule-144 2017-08-01T20:49:05+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-problematic-practices-under-regulation-s 2017-08-01T20:52:39+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-on-regulatory-notice-15-20-restructure-the-representative-level-qualification-examination-program 2017-08-02T16:02:56+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-finra-proposal-to-provide-web-based-delivery-of-regulatory-element-of-continuing-education-requirements 2017-08-02T16:10:03+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-irs-regarding-cost-basis-guidance 2017-08-02T16:19:19+00:00 https://www.sifma.org/advocacy/letters/sifma-and-tch-submit-letter-in-opposition-to-s-4846a-6714-regarding-out-of-state-business-organizations-in-new-york 2017-08-02T16:29:13+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-regarding-regulatory-notice-15-04 2017-08-02T16:42:38+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-finra-background-check-proposal 2017-08-02T16:53:30+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-in-response-to-msrb-request-for-input-on-strategic-priorities 2017-08-02T16:55:40+00:00 https://www.sifma.org/advocacy/letters/sifma-response-to-msrb-seeking-input-on-potential-enhancements-to-price-transparency-in-the-municipal-market 2017-08-02T17:06:08+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-cftc-requesting-no-action-relief-with-respect-to-the-clearing-requirement-for-itraxx-cds-indices 2017-08-02T17:41:40+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-sec-on-capital-margin-and-segregation-requirements-for-sbsds-and-msbsps 2017-08-02T17:42:35+00:00 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2017-08-02T19:01:26+00:00 https://www.sifma.org/advocacy/letters/sifma-and-fsi-submit-comments-to-the-virginia-scc-with-joint-legal-analysis-nsmia-preempts-the-rules-pos-disclosure-requirements 2017-08-02T19:01:56+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-irs-and-treasury-on-the-application-of-pfic-shareholder-reporting-requirements-to-dealers-in-securities 2017-08-02T19:03:54+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-and-other-associations-submit-comments-to-the-cftc-on-the-netting-of-swaps 2017-08-02T19:05:37+00:00 https://www.sifma.org/advocacy/letters/sifma-and-sifma-amg-submit-additional-comments-to-the-brockton-city-council-on-plans-to-study-the-use-of-eminent-domain-to-seize-troubled-mortgages 2017-08-02T19:11:45+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-mayor-of-salinas-ca-opposing-the-use-of-eminent-domain-to-seize-mortgage-loans 2017-08-02T19:14:58+00:00 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2017-08-02T19:32:46+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-cftc-on-the-proposed-clearing-determination-under-section-2h-of-the-cea 2017-08-02T19:33:13+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-fhfa-on-the-use-of-eminent-domain-to-restructure-performing-loans 2017-08-02T19:35:37+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-fdic-on-the-use-of-eminent-domain-to-restructure-performing-loans 2017-08-02T19:38:24+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-department-of-treasury-on-the-use-of-eminent-domain-to-restructure-performing-loans 2017-08-02T19:40:31+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-and-petition-for-disapproval-to-the-sec-regarding-utp-plan-amendment-31 2017-08-02T19:45:51+00:00 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https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-cftc-and-the-sec-on-swap-execution-facilities 2017-08-02T20:30:18+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-cftc-on-a-proposed-rule-on-confirmation-portfolio-recognition-and-portfolio-compression-requirements 2017-08-02T20:31:05+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-cftc-on-protection-of-collateral-of-counterparties-to-uncleared-swaps 2017-08-02T20:35:36+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-multiple-federal-agencies-on-credit-risk-retention 2017-08-02T20:36:25+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-nyses-requests-regarding-options-regulatory-fees 2017-08-02T20:37:04+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-cftc-on-position-limits-under-section-737-of-the-dodd-frank-act 2017-08-02T20:47:51+00:00 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https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-us-senate-on-the-national-employee-savings-and-trust-guarantee 2017-08-02T20:53:25+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-us-house-education-and-the-workforce-committee-on-the-pensions-protection-act 2017-08-02T20:54:30+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-sec-on-additional-mark-up-policy-for-transactions-in-some-debt-securities 2017-08-02T20:55:10+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-letter-in-support-of-the-mulvaney-amendment-to-thud 2017-08-02T21:31:11+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-nsc-on-financial-services-sector-inclusion-in-ttip 2017-08-02T22:02:23+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-ustr-on-ttip-and-requesting-to-testify 2017-08-03T13:25:55+00:00 https://www.sifma.org/advocacy/letters/sifma-and-afme-submits-comments-to-the-ec-and-the-nsc-recommending-goals-for-the-transatlantic-trade-and-investment-partnership 2017-08-03T14:08:42+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-finra-proposed-change-to-rule-8313-and-the-inability-to-pay-defense 2017-08-03T14:43:13+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-msrbs-proposed-rule-g-42 2017-08-03T14:48:50+00:00 https://www.sifma.org/advocacy/amicus-briefs/jefferson-county-al-v-andrew-bennett 2017-08-03T14:55:02+00:00 https://www.sifma.org/advocacy/amicus-briefs/in-re-city-of-detroit 2017-08-03T14:58:30+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-supplemental-comments-to-the-msrb-on-draft-guidance-on-dealer-responsibilities 2017-08-03T15:23:18+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-msrb-on-notice-of-implementation-plan-for-real-time-trade-reporting 2017-08-03T15:24:09+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-point-of-sale-disclosure-requirements 2017-08-03T15:25:25+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-msrb-on-clarification-of-rule-g-37 2017-08-03T15:26:18+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-msrb-on-contributions-to-political-party-committees-and-political-action-committees 2017-08-03T15:27:20+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-msrb-on-the-marketing-of-529-college-savings-plans 2017-08-03T15:29:02+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-sec-on-the-definition-of-solicitation 2017-08-03T15:30:10+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-msrb-on-underwriting-activities-of-financial-advisors 2017-08-03T15:32:13+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-micah-s-green-president-the-bond-market-association-before-the-u-s-house-of-representatives-at-hearing-on-tax-preferred-bonds 2017-08-03T15:33:45+00:00 https://www.sifma.org/advocacy/letters/tbma-and-isda-submit-comments-to-the-gasb-on-accounting-and-financial-reporting-for-derivatives 2017-08-03T15:34:59+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-us-department-of-education-proposed-amendments-made-to-higher-education-laws 2017-08-03T15:36:11+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-msrb-on-application-of-access-equals-delivery-standard-to-official-statement-dissemination 2017-08-03T15:37:44+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submitted-comments-to-the-federal-reserve-on-the-notice-of-proposed-rulemaking-on-external-tlac 2017-08-03T15:38:36+00:00 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2017-08-03T18:09:44+00:00 https://www.sifma.org/advocacy/letters/sifma-and-sifma-amg-submit-comments-to-the-mayor-and-city-council-members-of-el-monte-discouraging-the-use-of-eminent-domain 2017-08-03T18:13:47+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comment-to-finra-on-regulatory-notice-15-22 2017-08-03T18:23:16+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-cftc-on-made-available-to-trade-determinations 2017-08-03T18:23:52+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-senate-on-the-cybersecurity-information-sharing-act 2017-08-03T18:25:30+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-amended-finra-rule-2210 2017-08-03T18:25:49+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-finras-ats-transparency-initiative 2017-08-03T18:26:03+00:00 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https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-us-department-of-treasury-and-the-irs-on-the-issue-price-of-certain-bonds 2017-08-03T20:21:49+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-securities-and-exchange-commission-on-structure-of-mcdc 2017-08-03T20:21:58+00:00 https://www.sifma.org/advocacy/letters/sifma-aba-and-fsr-submit-comments-to-multiple-federal-agencies-on-proposals-to-revise-the-regulatory-capital-framework-for-us-banking-organizations 2017-08-03T20:22:00+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-regarding-msrb-proposed-amendments-to-rule-g-3-rule-g-7-and-rule-g-27 2017-08-03T20:22:20+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-cfpb-on-the-proposal-to-amend-regulation-p-rule-for-consumer-privacy-provisions-of-glba 2017-08-03T20:22:31+00:00 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https://www.sifma.org/advocacy/letters/sifma-submits-additional-comments-to-the-us-department-of-treasury-and-the-irs-on-proposed-fatca-provisions 2017-08-03T20:25:59+00:00 https://www.sifma.org/advocacy/letters/sifma-and-fsr-submit-comments-to-the-sec-on-elimination-of-the-prohibition-on-general-solicitation-for-certain-private-placements 2017-08-03T20:26:42+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-proposed-rule-change-to-establish-benchmark-orders 2017-08-03T20:27:41+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-nyse-euronext-in-support-of-an-industry-sponsored-plan-for-options-exchanges-to-address-the-limit-up-limit-down-plan 2017-08-03T20:28:38+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-letter-to-the-senate-committee-on-intelligence-in-support-of-the-june-17-draft-cybersecurity-information-sharing-act-of-2014 2017-08-03T20:28:43+00:00 https://www.sifma.org/advocacy/letters/sifma-and-tob-programs-submit-supplemental-comments-to-multiple-federal-agencies-on-credit-risk-retention 2017-08-03T20:28:54+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-omwi-directors-requesting-interagency-coordination-establishing-standards-under-section-342-of-the-dodd-frank-act 2017-08-03T20:29:15+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-supplemental-comments-to-finra-on-proposal-to-develop-the-comprehensive-automated-risk-data-system-cards 2017-08-03T20:29:23+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-finras-proposed-rule-change-relating-to-per-share-estimated-valuations-for-unlisted-dpp-and-reit-securities 2017-08-03T20:29:29+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-supplemental-comments-to-the-virginia-scc-regarding-required-amendments-to-rules-governing-penny-stock-transaction 2017-08-03T20:29:36+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-proposal-to-adopt-a-retail-price-improvement-program 2017-08-03T20:29:40+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-treasury-and-irs-requesting-guidance-relating-to-upfront-payments-on-swaps 2017-08-03T20:29:56+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-ebsa-regarding-the-dol-proposed-amendment-to-regulation-under-section-408b2-of-erisa 2017-08-03T20:30:07+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-governor-of-california-requesting-the-veto-of-social-media-legislation 2017-08-03T20:32:07+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-governor-of-california-requesting-social-media-bill-be-vetoed 2017-08-03T20:33:29+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-us-congress-supporting-the-savings-enhancement-by-alleviating-leakage-in-401k-savings-act 2017-08-03T20:38:57+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-limitation-of-liability 2017-08-03T20:42:09+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-irs-on-basis-reporting-by-securities-brokers-and-basis-determination-for-debt-instruments-and-options 2017-08-03T20:44:00+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-california-state-senate-opposing-state-assembly-bill-2439-eng 2017-08-03T20:46:43+00:00 https://www.sifma.org/advocacy/letters/sifma-and-netcoalition-submit-comments-to-the-sec-on-new-fees-for-phlx-top-of-options-data-product 2017-08-03T20:47:53+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-re-notice-of-proposed-rule-change-to-establish-a-fee-schedule-for-alternative-trading-system-volume-information 2017-08-04T13:32:34+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-proposed-finra-rule-2081-prohibited-conditions-relating-to-expungement-of-customer-dispute-information 2017-08-04T13:46:58+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-an-extension-request-to-the-cfpb-for-the-comment-period-on-the-amendment-to-the-annual-privacy-notice-requirement-under-gramm-leach-bliley 2017-08-04T13:47:30+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-dol-on-the-focus-group-study-undertaken-as-part-of-the-408b2-guide-initiative 2017-08-04T13:49:21+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-irs-and-treasury-on-proposed-regulations-implementing-section-871m-of-the-internal-revenue-code 2017-08-04T13:50:10+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-letter-to-the-treasury-and-irs-in-appreciation-of-notice-2014-33-regarding-the-fatca-transition-relief 2017-08-04T13:59:38+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-house-committee-on-financial-services-in-anticipation-of-jobs-act-2-legislation-discussion 2017-08-04T14:03:09+00:00 https://www.sifma.org/advocacy/letters/sifma-and-fsr-submit-additional-comments-to-the-sec-regarding-dissemination-of-asset-level-data 2017-08-04T14:16:00+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-letter-to-chairman-johnson-and-ranking-member-crapo-in-support-of-bipartisan-amendment-by-senators-moran-and-manchin 2017-08-04T14:20:46+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-senate-banking-committee-chairman-tim-johnson-and-ranking-member-mike-crapo-regarding-amendment-to-s1217 2017-08-04T14:21:56+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-finras-proposal-on-disclosure-and-reporting-obligations-related-to-recruitment-practices 2017-08-04T14:26:07+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-options-clearing-corporation-clearing-fee-schedule 2017-08-04T14:26:56+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-treasury-and-the-irs-requesting-fatca-transitional-relief 2017-08-04T14:27:17+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-federal-reserve-on-activities-of-financial-holding-companies-related-to-physical-commodities 2017-08-04T14:50:43+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-esma-on-draft-rts-on-information-for-structured-finance-instruments 2017-08-04T14:57:49+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-omb-on-requirements-for-a-408b2-guide 2017-08-04T14:58:56+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-fsb-on-assessment-methodologies-for-identifying-non-bank-non-insurer-g-sifis 2017-08-04T15:00:20+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-on-proposed-amendments-to-finra-rule-4210-for-transactions-in-the-tba-market 2017-08-04T15:11:51+00:00 https://www.sifma.org/advocacy/letters/sifma-and-fsr-submit-comments-to-the-sec-on-dissemination-of-asset-level-data 2017-08-04T15:12:15+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-on-developing-the-comprehensive-automated-risk-data-system-cards 2017-08-04T15:12:54+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-us-department-of-commerce-on-access-to-the-death-master-file 2017-08-04T15:27:14+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-a-single-general-rule-for-prices-and-remuneration 2017-08-04T15:29:25+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-unlisted-ddps-and-reits-on-customer-account-statements 2017-08-04T15:31:18+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-draft-sec-strategic-plan-for-fy2014-fy2018 2017-08-04T15:33:35+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-csa-on-registration-requirements-exemptions-and-ongoing-registration-obligations 2017-08-04T15:57:15+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-us-house-ways-and-means-committee-opposing-lending-tax 2017-08-04T15:57:59+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-petitioning-for-disapproval-proposed-rule-change-amending-nyse-arcabook-fees 2017-08-04T17:34:24+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-congress-support-the-small-cap-liquidity-reform-act 2017-08-04T17:34:57+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-petitioning-for-disapproval-the-proposed-rule-change-regarding-nasdaq-last-sale 2017-08-04T17:35:31+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-congress-on-hr-3696-the-national-cybersecurity-and-critical-infrastructure-protection-act 2017-08-04T17:36:21+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-multiple-regulators-on-liquidity-coverage-ratio 2017-08-04T17:37:46+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-federal-agencies-on-liquidity-coverage-ratios-relating-to-international-standards 2017-08-04T17:38:54+00:00 https://www.sifma.org/advocacy/testimony/sifma-president-and-ceo-kenneth-e-bentsen-jr-testimony-before-a-us-house-committee-on-the-impact-of-the-volcker-rule-on-jobs 2017-08-04T17:45:06+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-supporting-the-approval-of-the-finra-rule-change-to-wash-sale-transactions 2017-08-04T17:45:37+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-maine-joint-standing-committee-on-judiciary-on-social-media-legislation 2017-08-04T17:46:20+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-msrb-on-rule-g-3-relating-to-continuing-education-financial-operation-principal-and-limited-representative 2017-08-04T17:46:47+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-a-maine-joint-committee-on-legislation-to-create-a-public-option-pension-system 2017-08-04T17:47:16+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-a-national-market-system-plan-for-the-cat 2017-08-04T17:50:28+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-nyses-proposed-institutional-liquidity-program 2017-08-04T17:51:59+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-irs-on-guidance-for-ffis-entering-into-an-agreement-with-the-irs 2017-08-04T17:53:15+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-trace-reporting-and-dissemination-of-transactions-in-additional-asset-backed-securities 2017-08-04T17:53:58+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-cboes-proposal-on-option-orders-tied-to-stock-orders 2017-08-04T17:54:24+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-irs-on-the-definition-of-issue-price-of-tax-exempt-bonds 2017-08-04T17:54:50+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-us-treasury-and-the-irs-on-retroactive-application-of-us-v-windsor 2017-08-04T17:55:29+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-securities-information-processors-and-operational-resiliency 2017-08-04T17:56:00+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-us-treasury-and-irs-requesting-an-additional-extension-of-the-fatca-phased-timeline 2017-08-04T18:03:08+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-a-us-senate-committee-on-protecting-the-financial-services-industry-from-cyber-threats 2017-08-04T18:04:12+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-alternate-trading-systems-volume-reporting 2017-08-04T18:05:13+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-petitioning-for-disapproval-a-proposal-to-extend-fee-pilot-program-for-nasdaq-last-sale 2017-08-04T18:05:39+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-msrb-on-pre-trade-and-post-trade-pricing-data-dissemination-through-a-new-central-transparency-platform 2017-08-04T18:06:16+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-senate-banking-committee-on-housing-finance-reform 2017-08-04T18:08:15+00:00 https://www.sifma.org/advocacy/letters/sifma-and-tob-programs-submit-comments-to-multiple-federal-agencies-on-credit-risk-retention 2017-08-04T18:09:04+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-multiple-federal-agencies-on-credit-risk-retention 2017-08-04T18:09:31+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-clarifying-the-classification-and-reporting-of-certain-securities 2017-08-04T18:11:57+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-us-federal-regulators-on-the-proposed-leverage-ratio-rule 2017-08-04T18:12:17+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-responding-to-recommendations-of-the-investor-as-purchaser-subcommittee-re-broker-dealer-fiduciary-duty 2017-08-04T18:13:12+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-msrb-on-requiring-dealers-to-adopt-a-best-execution-standard 2017-08-04T18:15:29+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-supplemental-comments-to-the-us-treasury-and-the-irs-on-final-fatca-regulations 2017-08-04T18:15:55+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-irs-on-cost-basis-reporting-and-basis-determination 2017-08-04T18:35:58+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-wash-sale-transactions 2017-08-04T18:36:29+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-tennessee-department-of-commerce-and-insurance-on-unsolicited-transaction-exemption 2017-08-04T18:37:28+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-massachusetts-state-house-on-social-media-privacy-and-employment-h-b-1707 2017-08-04T18:38:00+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-massachusetts-state-house-on-fair-hiring-practices-s-872 2017-08-04T18:38:23+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-securities-loans-and-borrowings-customer-protection-and-callable-securities 2017-08-04T18:38:55+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-retail-order-periods 2017-08-04T18:39:17+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-msrb-on-revised-fair-pricing-rule-g-30 2017-08-04T18:40:18+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-amendments-to-regulation-d-form-d-and-rule-156-under-the-securities-act 2017-08-04T18:40:39+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-msrb-on-consolidating-registration-requirements 2017-08-04T18:41:23+00:00 https://www.sifma.org/advocacy/letters/sifma-afme-and-sfig-submit-comments-to-multiple-federal-agencies-requesting-an-extension-of-comments-on-credit-risk-retention 2017-08-04T18:42:00+00:00 https://www.sifma.org/advocacy/letters/sifma-and-gfoa-submit-comments-to-sec-regarding-proposal-to-amend-msrb-rules-g-8-g-11-and-g-32-in-regards-to-retail-order-periods 2017-08-04T18:43:03+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-senate-banking-committee-on-principles-for-gse-reform 2017-08-04T18:44:33+00:00 https://www.sifma.org/advocacy/letters/sifma-and-the-aba-submit-comments-to-the-irs-on-draft-forms-1099-r-and-5498-for-tax-year-2014 2017-08-04T18:45:57+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-cta-plan-to-simplify-and-reduce-market-data-fees 2017-08-04T18:46:24+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-instituting-liquidity-deposits-to-increase-liquidity-resources 2017-08-04T19:33:00+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-extending-the-nyse-arca-penny-trading-program-and-making-a-permanent-penny-trading-program 2017-08-04T19:33:31+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-dol-on-enhancing-pension-benefits-statements-for-defined-contribution-plans 2017-08-04T19:33:52+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-supplemental-comments-to-the-sec-on-the-finra-proposed-change-to-rule-8313-and-the-inability-to-pay-defense 2017-08-04T19:34:38+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-finras-supervision-rule-proposal 2017-08-04T19:36:15+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-ebsa-on-pte-80-26-for-certain-interest-free-loans-to-employee-benefit-plans 2017-08-04T19:37:04+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-rule-provisions-specifically-tailored-for-retail-order-periods 2017-08-04T19:39:18+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-rules-requiring-underwriters-to-submit-529-college-savings-plan-data-to-the-msrb 2017-08-04T19:39:48+00:00 https://www.sifma.org/advocacy/letters/joint-trades-summit-comments-to-the-us-congress-on-abuses-of-the-legal-system-by-certain-patent-assertion-entities 2017-08-04T19:42:05+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-implementation-schedule-for-phase-ii-of-the-limit-up-limit-down-plan 2017-08-04T19:42:50+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-irs-on-draft-tax-forms-including-fatca-forms-and-instructions 2017-08-04T19:43:21+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sros-and-the-exchanges-on-selected-consolidated-audit-trail-cat-nms-plan-topics 2017-08-04T19:44:04+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-and-petitions-for-disapproval-of-an-nysearca-rule-change-to-establish-new-fees-for-options-market-data 2017-08-04T19:45:01+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-petitioning-for-disapproval-of-nyseamex-rule-change-to-establish-fees-for-options-market-data 2017-08-04T19:45:23+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-and-ici-submit-comments-to-the-cftc-requesting-relief-relating-to-certain-foreign-exchange-transactions 2017-08-04T19:46:47+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-phasing-out-liquidity-replenishment-points-in-connection-with-the-limit-up-limit-down-plan 2017-08-04T19:47:44+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-additional-comments-to-the-sec-relating-to-the-secs-credit-ratings-roundtable 2017-08-04T19:48:21+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-msrb-on-revisions-to-msrb-suitability-rule-g-19 2017-08-04T19:50:16+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-california-franchise-tax-board-on-sales-other-than-sales-of-tangible-personal-property-in-this-state 2017-08-04T19:51:25+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-and-petitions-the-sec-to-disapprove-the-nyses-plan-to-establish-certain-fees-for-mkt-trades-and-realtime 2017-08-04T19:53:42+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-and-petitions-the-sec-to-disapprove-the-nyses-plan-to-establish-the-nyse-trades-digital-data-feed-and-other-market-data-fees 2017-08-04T19:54:24+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-and-petitions-the-sec-to-disapprove-the-nyses-plan-to-establish-non-display-usage-fees-for-nyse-openbook 2017-08-04T19:55:24+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-and-a-petition-for-disapproval-to-the-sec-on-a-proposal-to-extend-fee-pilot-program-for-nasdaq-last-sale 2017-08-04T19:55:56+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-broker-dealer-reports 2017-08-04T19:56:17+00:00 https://www.sifma.org/advocacy/letters/sifma-and-lsta-submit-comments-to-the-us-department-of-treasury-on-irs-on-proposed-technical-corrections-to-lldie-definition-in-fatca 2017-08-04T19:57:06+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-a-maine-legislative-committee-opposing-legislation-regarding-job-applicant-information 2017-08-04T19:58:13+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-nevada-assembly-committee-on-commerce-and-labor-regarding-social-media-legislation 2017-08-04T20:01:10+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-nasdaq-utp-plan-fee-increase 2017-08-04T20:02:04+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-nyses-proposed-midday-auction 2017-08-04T20:20:04+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-fhfa-regarding-proposed-single-security-structure 2017-08-04T20:23:37+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-petition-for-disapproval-to-sec-on-multiple-notices-related-to-new-market-data-fees 2017-08-04T20:24:05+00:00 https://www.sifma.org/advocacy/letters/sifma-and-multiple-trade-groups-submit-joint-letter-to-congress-urging-support-for-technical-corrections-to-dodd-frank 2017-08-04T20:25:22+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-on-regulatory-notices-14-14-and-14-15-retrospective-rule-review 2017-08-04T20:27:00+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submitted-comments-to-the-fhfa-on-credit-risk-transfer-rfi 2017-08-07T13:27:23+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-to-the-california-franchise-tax-board-regarding-possible-amendments-to-california-code-of-regulations 2017-08-07T14:01:13+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-massachusetts-house-ways-and-means-committee-on-on-s-2063 2017-08-07T14:02:03+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-california-state-assembly-on-on-a-2726 2017-08-07T14:04:13+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-massachusetts-senate-ways-and-means-on-credit-background-check-legislation-s-2271 2017-08-07T14:05:14+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-louisiana-house-committee-on-appropriations-on-hb-265-and-hb-266 2017-08-07T14:06:33+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-louisiana-house-committee-on-appropriations-on-hb-231 2017-08-07T14:07:13+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-louisiana-office-of-financial-institutions-on-senior-investor-protection-legislation-sb-338 2017-08-07T14:07:53+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-iowa-house-labor-committee-on-sf-2240 2017-08-07T14:09:04+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-iowa-house-labor-committee-on-hr-2351 2017-08-07T14:09:32+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comment-letter-to-sro-on-the-selection-of-thesys-as-the-cat-processor 2017-08-07T14:38:48+00:00 https://www.sifma.org/advocacy/letters/sifma-and-netcoalition-submit-comments-to-the-sec-on-television-distribution-of-the-nyse-mkt-trade-data-product 2017-08-07T17:31:20+00:00 https://www.sifma.org/advocacy/letters/sifma-issues-floor-alert-for-members-of-the-california-state-legislature-on-social-media-legislation 2017-08-07T17:32:17+00:00 https://www.sifma.org/advocacy/letters/sifma-and-netcoalition-submit-comments-to-the-sec-opposing-the-extension-of-the-fee-pilot-program-for-nasdaq-last-sale 2017-08-07T17:32:56+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-us-house-of-representatives-urging-extension-of-all-expiring-tax-rates 2017-08-07T17:34:02+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-fincen-on-special-measure-against-jsc-credexbank 2017-08-07T17:35:33+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-on-certain-deferred-compensation-arrangements-in-public-offerings 2017-08-07T17:36:19+00:00 https://www.sifma.org/advocacy/letters/sifma-and-netcoalition-submit-comments-to-the-sec-petitioning-for-disapproval-of-a-proposed-fee-for-nasdaq-depth-of-book-data 2017-08-07T17:37:36+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-san-bernardino-county-on-a-legal-analysis-of-the-eminent-domain-proposal 2017-08-07T17:41:28+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-finras-amended-front-running-policy 2017-08-07T17:48:11+00:00 https://www.sifma.org/advocacy/letters/sifma-and-afme-submit-comments-to-the-us-department-of-treasury-and-the-ec-on-the-upcoming-transatlantic-financial-markets-regulatory-dialogue 2017-08-07T17:49:11+00:00 https://www.sifma.org/advocacy/letters/sifma-and-fsf-submit-comments-to-the-ustr-on-financial-services-protections-in-the-trans-pacific-partnership 2017-08-07T17:49:58+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-ontario-california-city-council-on-the-joint-powers-agreement-of-the-homeownership-protection-plan 2017-08-07T17:54:40+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-city-council-of-fontana-california-on-the-joint-powers-agreement-of-the-homeownership-protection-plan 2017-08-07T17:57:56+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-finra-proposed-rule-relating-to-stop-and-stop-limit-orders 2017-08-07T17:58:31+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-fhfa-on-the-fhfas-strategic-plan-for-fiscal-years-2013-2017 2017-08-07T18:46:02+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-department-of-treasury-on-the-european-commissions-data-protection-regulations 2017-08-07T18:48:00+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-on-certain-expungement-procedures-in-a-customer-initiated-arbitration 2017-08-07T18:50:32+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-supplemental-comments-to-multiple-federal-regulators-on-the-volcker-rule-and-securitization 2017-08-07T18:51:31+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-california-conference-committee-reconciling-state-senate-and-assembly-financial-services-bills 2017-08-07T18:56:24+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-finra-proposal-to-implement-dissemination-of-trade-information-for-mbs-specified-pools-through-trace-reporting-system 2017-08-07T18:58:51+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-msrb-on-streamlining-new-issue-information-submission-requirements-for-underwriters 2017-08-07T18:59:47+00:00 https://www.sifma.org/advocacy/letters/sifma-as-part-of-a-coalition-submits-comments-to-indias-finance-minister-requesting-clarifications-to-the-finance-bill-2012 2017-08-07T19:01:00+00:00 https://www.sifma.org/advocacy/letters/sifma-and-fsr-submit-comments-to-the-sec-and-cftc-on-identity-theft-red-flags-rules 2017-08-07T19:09:53+00:00 https://www.sifma.org/advocacy/letters/sifma-as-part-of-a-coalition-submits-comments-to-the-nsc-on-provisions-of-the-indian-finance-bill-2012-affecting-the-income-tax-act 2017-08-07T19:11:33+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-us-department-of-treasury-and-the-irs-on-fatca-provisions 2017-08-07T19:15:06+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-cfpb-on-qualified-mortgage-regulation 2017-08-07T19:15:50+00:00 https://www.sifma.org/advocacy/letters/sifma-and-netcoalition-submit-comments-to-the-sec-petitioning-for-disapproval-of-nasdaq-market-data-fees 2017-08-07T19:21:17+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-department-treasury-on-fatca-provisions 2017-08-07T19:27:41+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-on-the-jumpstart-our-business-startups-act-jobs-act 2017-08-07T19:31:02+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-jumpstart-our-business-startups-act-jobs-act 2017-08-07T19:31:59+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-a-us-house-committee-on-the-cyber-intelligence-sharing-and-protection-act 2017-08-07T19:48:05+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-governor-of-delaware-on-unclaimed-property-and-the-reporting-of-assets-based-on-inactivity 2017-08-07T19:54:09+00:00 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https://www.sifma.org/advocacy/letters/sifma-as-part-of-a-coalition-submits-comments-to-the-california-assembly-opposing-legislation-expanding-the-sales-and-use-tax-base 2017-08-07T20:18:37+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-joint-trade-letter-to-us-house-of-representatives-in-support-of-the-lucas-amendment-to-h-r-238 2017-08-07T20:19:20+00:00 https://www.sifma.org/advocacy/letters/sifma-as-part-of-a-coalition-submits-comments-to-the-california-assembly-opposing-legislation-expanding-the-sales-tax-to-all-services 2017-08-07T20:20:20+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-letter-to-the-us-house-of-representatives-in-support-of-h-r-238-commodity-end-user-relief-act 2017-08-07T20:21:02+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-proposed-rule-change-to-implement-a-liquidity-taking-access-delay 2017-08-07T20:26:23+00:00 https://www.sifma.org/advocacy/letters/sifma-and-asifma-submit-comments-to-indias-ministry-of-finance-on-a-proposed-changes-to-the-income-tax-act-of-1961 2017-08-07T20:28:35+00:00 https://www.sifma.org/advocacy/letters/sifma-as-part-of-a-coalition-submits-comments-to-the-ebsa-on-electronic-delivery-guidance-under-erisa 2017-08-07T20:29:33+00:00 https://www.sifma.org/advocacy/letters/sifma-requests-relief-from-the-large-trader-reporting-rule-for-certain-capital-markets-offerings 2017-08-07T20:30:54+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-fdic-on-mandatory-contractual-stay-requirements-for-qualified-financial-contracts-of-certain-fdic-supervised-institutions 2017-08-07T20:35:06+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-orders-instituting-proceedings-to-determine-whether-to-approve-or-disapprove-a-proposed-rule-change 2017-08-07T20:35:38+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-nyses-proposed-retail-liquidity-program-for-nyse-listed-securities-and-nyse-amex-equities-traded-securities 2017-08-07T20:36:41+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-fdics-proposed-rule-imposing-qfcs-restrictions-on-covered-fsis 2017-08-07T20:36:58+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-dol-on-proposed-revisions-to-the-form-5500 2017-08-07T20:40:23+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-supplemental-comments-to-multiple-federal-regulators-on-the-covered-funds-portion-of-the-volcker-rule 2017-08-07T20:41:26+00:00 https://www.sifma.org/advocacy/letters/gfma-submits-comments-to-the-basel-committee-on-the-joint-forums-consultative-paper-principles-for-the-supervision-of-financial-conglomerates 2017-08-07T20:43:11+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-us-department-of-treasury-on-financial-research-fund-assessment-fees 2017-08-07T20:45:51+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-obama-administration-supporting-a-comprehensive-trans-pacific-partnership-agreement 2017-08-07T20:48:00+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-amending-finra-short-interest-reporting-rule 2017-08-07T20:49:40+00:00 https://www.sifma.org/advocacy/letters/gfma-submits-comments-to-treasury-secretary-geithner-and-eu-commissioner-barnier-regarding-extraterritorial-legislation 2017-08-07T20:50:10+00:00 https://www.sifma.org/advocacy/letters/gfma-submits-comments-to-the-basel-committee-in-response-to-their-consultative-document-definition-of-capital-disclosure-requirements 2017-08-07T20:51:32+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-irs-on-basis-reporting-and-basis-determination-for-debt-instruments-and-options 2017-08-07T20:52:59+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-house-of-representatives-supporting-the-sec-regulatory-accountability-act 2017-08-07T20:54:02+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-house-of-representatives-supporting-the-reopening-american-capital-markets-to-emerging-growth-companies-act 2017-08-07T21:00:33+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-multiple-federal-regulators-on-the-provisions-of-the-volcker-rule-relating-to-private-funds-restrictions 2017-08-07T21:04:28+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-multiple-federal-regulators-on-provisions-of-the-volcker-rule-relating-to-proprietary-trading 2017-08-07T21:05:37+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-house-of-representatives-supporting-a-bill-to-amend-the-federal-deposit-insurance-act 2017-08-07T21:12:48+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-multiple-federal-regulators-on-the-proprietary-trading-provisions-of-the-volcker-rule 2017-08-07T21:15:11+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-multiple-federal-regulators-on-the-application-of-the-volcker-rule-to-securitization-and-insurance-linked-securities-transactions 2017-08-07T21:22:03+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-proposed-prohibition-against-conflicts-of-interest-in-certain-securitizations 2017-08-07T21:23:27+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-additional-comments-on-sro-proposals-relating-to-market-wide-circuit-breakers 2017-08-07T21:25:37+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-multiple-federal-regulators-on-risk-based-capital-guidelines 2017-08-07T21:26:19+00:00 https://www.sifma.org/advocacy/letters/sifma-and-netcoalition-submit-comments-to-the-sec-on-nasdaq-establishing-an-enhanced-display-distributor-fee 2017-08-07T21:27:15+00:00 https://www.sifma.org/advocacy/letters/sifma-and-netcoalition-submit-comments-to-the-sec-on-the-nyse-arca-proposal-to-establish-fees-for-certain-data-feeds 2017-08-07T21:27:44+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-supplemental-comments-to-the-sec-on-customer-account-statements 2017-08-07T21:28:44+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-precluding-collective-action-claims-from-being-arbitrated 2017-08-07T21:30:21+00:00 https://www.sifma.org/advocacy/letters/sifma-as-part-of-a-coalition-submits-comments-to-multiple-federal-regulators-on-premium-capture-provisions-for-risk-retention-proposals 2017-08-07T21:33:17+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-ustr-on-the-participation-of-canada-japan-and-mexico-in-tpp 2017-08-07T21:34:39+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-occ-on-risk-based-capital-guidelines 2017-08-07T21:37:56+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-fhfa-on-alternative-mortgage-servicing-compensation 2017-08-07T21:40:08+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-post-trade-transparency-for-agency-pass-through-mortgage-backed-securities-traded-tba 2017-08-07T21:42:19+00:00 https://www.sifma.org/advocacy/letters/sifma-and-netcoalition-submit-comments-to-the-sec-on-the-joint-self-regulatory-plan-relating-to-quotation-and-transaction-for-nasdaq-listed-securities 2017-08-07T21:47:55+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-fhfa-on-alternative-mortgage-servicing-compensation 2017-08-08T12:53:00+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-supporting-the-ficcs-proposed-rule-to-implement-a-central-counterparty-for-agency-mbs-trades 2017-08-08T12:53:48+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-fsoc-on-the-authority-to-require-supervision-and-regulation-of-certain-nonbank-financial-companies 2017-08-08T12:56:39+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-on-proposed-rule-4516-relating-to-books-and-records 2017-08-08T12:58:40+00:00 https://www.sifma.org/advocacy/letters/sifma-and-netcoalition-submit-comments-to-the-sec-on-proposed-fees-for-nasdaqs-options-trade-outline 2017-08-08T12:59:37+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-a-us-house-subcommittee-on-the-whistleblower-improvement-act 2017-08-08T13:23:49+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-nyses-proposed-retail-liquidity-program-new-rule-107c 2017-08-08T14:04:22+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-department-of-labor-on-section-408b2-of-erisa 2017-08-08T14:07:04+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-federal-regulators-requesting-an-extension-of-the-proposed-volcker-rule-comment-period 2017-08-08T14:07:38+00:00 https://www.sifma.org/advocacy/letters/gfma-and-other-associations-submit-comments-to-the-basel-committee-on-the-bcbs-consultative-document-capitalisation-of-bank-exposures-to-ccps 2017-08-08T14:08:13+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-sr-nasdaq-2016-120 2017-08-08T14:09:27+00:00 https://www.sifma.org/advocacy/letters/sifma-as-part-of-a-coalition-submit-an-update-to-fsb-workshop-participants-as-a-follow-up-to-september-fsb-lei-workshop 2017-08-08T14:10:10+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-treasury-and-irs-regarding-the-g5-position-letter-on-dividend-equivalent-payments 2017-08-08T14:10:12+00:00 https://www.sifma.org/advocacy/letters/sifma-and-netcoalition-submit-comments-to-the-sec-on-the-nyse-arca-integrated-data-feed 2017-08-08T14:11:04+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-ftc-on-proposed-amendments-to-safeguards-rule 2017-08-08T14:11:05+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-letter-to-the-prudential-regulators-and-cftc-regarding-minimum-transfer-amount-for-uncleared-swaps-margin-requirements 2017-08-08T14:11:27+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-fincen-on-proposed-required-electronic-filings-for-bank-secrecy-act-reports 2017-08-08T14:11:38+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-sec-regarding-proposed-to-modify-fees-and-transaction-credits-for-the-finranyse-trade-reporting-facility 2017-08-08T14:13:21+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-nyse-llc-operating-agreement 2017-08-08T14:13:37+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comment-letter-to-the-sec-on-proposed-amendments-to-item-601-of-regulation-s-k 2017-08-08T14:13:48+00:00 https://www.sifma.org/advocacy/letters/gfma-and-iif-submit-comments-to-iosco-regarding-examination-of-liquidity-of-the-secondary-corporate-bond-markets 2017-08-08T14:13:59+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-nyse-u5-proposal 2017-08-08T14:14:29+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-occ-on-mandatory-contractual-stay-requirements-for-qualified-financial-contracts 2017-08-08T14:14:53+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-disclosure-of-order-handling-information 2017-08-08T14:16:16+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-bats-bzx-options-regulatory-fee 2017-08-08T14:22:43+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-a-us-house-subcommittee-on-a-bill-related-to-the-sec-rulemaking-process 2017-08-08T14:29:45+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-iiroc-and-the-ontario-securities-commission-on-dark-liquidity 2017-08-08T14:31:07+00:00 https://www.sifma.org/advocacy/letters/finras-proposed-rule-relating-to-the-reporting-of-u-s-treasury-securities-to-trace 2017-08-08T14:31:09+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-on-regulatory-notice-11-43-relating-to-indications-of-interest 2017-08-08T14:33:13+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-multiple-agencies-on-final-margin-rules-for-uncleared-swaps-transaction-august-19 2017-08-08T14:33:58+00:00 https://www.sifma.org/advocacy/letters/gfma-and-other-associations-submit-comments-to-the-fsb-on-a-common-data-template-for-global-systemically-important-banks 2017-08-08T14:34:35+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-companies-engaged-in-the-business-of-acquiring-mortgages-and-mortgage-related-instruments 2017-08-08T14:35:56+00:00 https://www.sifma.org/advocacy/letters/sifma-asifma-afme-eafsr-submit-comments-to-the-reserve-bank-of-india-on-proposals-relating-to-licensing-of-new-banks-in-the-private-sector 2017-08-08T14:38:06+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-revising-the-series-7-examination-program 2017-08-08T14:38:56+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-multi-product-platform 2017-08-08T14:39:55+00:00 https://www.sifma.org/advocacy/letters/gfma-submits-comments-to-the-joint-forum-in-response-to-the-july-report-on-asset-securitisation-incentive 2017-08-08T14:41:18+00:00 https://www.sifma.org/advocacy/letters/sifma-and-netcoalition-submit-comments-to-the-sec-on-the-pilot-for-nasdaq-basic 2017-08-08T14:47:37+00:00 https://www.sifma.org/advocacy/letters/sifma-and-netcoalition-submit-comments-to-the-sec-on-the-fee-pilot-program-for-nasdaq-last-sale 2017-08-08T14:48:02+00:00 https://www.sifma.org/advocacy/letters/sifma-and-netcoalition-submits-comments-to-the-sec-on-fees-for-nasdaq-basic-and-basic-non-professional-enterprise-license 2017-08-08T14:48:41+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-us-house-of-representatives-in-support-of-h-r-3340 2017-08-08T14:49:01+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-president-of-the-united-states-on-the-trans-pacific-partnership-negotiations 2017-08-08T14:49:17+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-a-retrospective-review-of-existing-sec-regulations 2017-08-08T14:50:22+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-shelf-eligibility-conditions-for-asset-backed-securities 2017-08-08T14:51:58+00:00 https://www.sifma.org/advocacy/letters/sifma-and-netcoalition-submit-comments-to-sec-on-nasdaqs-proposal-to-establish-a-market-data-fee 2017-08-08T14:52:46+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-department-of-treasury-and-the-irs-regarding-fatca-and-the-hire-act 2017-08-08T14:53:29+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-selection-specifications-and-study-outline-for-the-operations-professional-examination-program 2017-08-08T14:54:49+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-definition-of-mortgage-related-security 2017-08-08T14:56:29+00:00 https://www.sifma.org/advocacy/letters/reconsideration-of-proprietary-trading-metrics 2017-08-08T15:03:31+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-secs-pending-study-on-assigned-credit-ratings 2017-08-08T15:12:30+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-department-of-treasury-and-the-irs-on-the-treatment-of-global-bearer-certificates 2017-08-08T15:13:21+00:00 https://www.sifma.org/advocacy/letters/global-fx-division-submits-comments-to-the-hkmf-in-response-to-the-trade-repository-consultation 2017-08-08T15:31:24+00:00 https://www.sifma.org/advocacy/letters/sifma-as-part-of-a-coalition-submits-comments-to-the-president-of-the-united-states-on-trans-pacific-partnership-business-priorities 2017-08-08T15:32:56+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-a-us-house-subcommittee-on-dols-proposal-to-redefine-fiduciary 2017-08-08T15:33:59+00:00 https://www.sifma.org/advocacy/letters/gfma-and-other-associations-submit-comments-to-the-fsb-on-effective-resolution-of-systemically-important-financial-institutions 2017-08-08T15:34:49+00:00 https://www.sifma.org/advocacy/letters/gfma-submits-comments-to-the-basel-committee-on-the-july-19-consultation-document 2017-08-08T16:17:09+00:00 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https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-proposed-amendments-to-rule-17a-5-under-the-securities-exchange-act-of-1934 2017-08-08T16:51:05+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-a-proposed-order-approving-nyse-arca-proposal 2017-08-08T17:14:47+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-department-of-health-and-human-services-antiviral-drug-stockpiling-in-preparation-for-an-influenza-pandemic 2017-08-08T17:20:37+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-principles-for-analyzing-market-data-rule-changes 2017-08-08T17:21:16+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-senate-leadership-on-the-american-housing-and-economic-recovery-act-2008 2017-08-08T17:23:38+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-members-of-the-us-senate-leadership-on-active-financing 2017-08-08T17:25:12+00:00 https://www.sifma.org/advocacy/letters/sifma-and-netcoalition-submit-comments-to-the-sec-on-last-sale-market-data-fees 2017-08-08T17:28:27+00:00 https://www.sifma.org/advocacy/letters/sifma-and-netcoalition-submit-comments-to-the-sec-on-optional-derived-data-fees 2017-08-08T17:29:10+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-a-proposal-relating-to-customer-account-statements 2017-08-08T17:31:58+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-california-state-senate-on-legislation-related-to-independent-contractors 2017-08-08T17:32:57+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-perac-on-third-party-placement-agents-and-other-proposed-regulations 2017-08-08T17:33:53+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-iosco-on-the-impact-of-technological-changes-on-market-integrity-and-efficiency 2017-08-08T17:34:31+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-new-york-department-of-taxation-on-corporate-tax-reform-legislation 2017-08-08T17:36:19+00:00 https://www.sifma.org/advocacy/letters/sifma-aba-tch-and-fsr-submit-comments-to-the-federal-reserve-on-proposed-capital-plans 2017-08-08T17:37:31+00:00 https://www.sifma.org/advocacy/letters/gfma-submits-response-to-the-bank-for-international-settlements-and-the-iosco-on-the-principles-for-financial-market-infrastructures-consultative-report 2017-08-08T17:43:52+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-us-congress-on-the-facts-about-speculation-in-the-energy-and-commodity-markets 2017-08-08T17:44:02+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-sec-staff-proposal-to-incorporate-ifrs-in-the-us 2017-08-08T17:44:33+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-washington-state-department-of-financial-institutions-on-custody-requirements-for-investment-advisers 2017-08-08T17:45:32+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-nyse-openbook-ultra-and-nyse-order-imbalance-information 2017-08-08T17:47:08+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-mayor-and-city-council-of-the-city-of-chicago-on-a-proposed-ordinance-related-to-the-maintenance-of-vacant-property 2017-08-08T17:48:59+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-federal-reserve-on-proposed-changes-to-regulation-z-and-the-definition-of-qualified-mortgage 2017-08-08T17:49:49+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-proposed-new-finra-rules-on-supervision-and-supervisory-control-systems 2017-08-08T17:53:11+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-oecd-on-the-meaning-of-beneficial-owner-in-the-oecd-model-tax-convention 2017-08-08T17:55:16+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-proposed-rule-to-disqualify-felons-and-bad-actors-from-securities-offerings 2017-08-08T17:55:53+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-kenneth-bentsen-executive-vice-president-sifma-before-a-us-house-panel-on-the-impact-of-dodd-franks-home-mortgage-reforms 2017-08-08T17:58:57+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-kenneth-bentsen-executive-vice-president-sifma-before-a-house-panel-on-the-impact-of-dodd-frank 2017-08-08T18:04:24+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-california-state-assembly-opposing-ab-1844-unless-amended 2017-08-08T18:06:14+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-california-conference-committee-opposing-ab-278-and-sb-900 2017-08-08T18:06:44+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-california-state-assembly-on-social-media-legislation 2017-08-08T18:08:24+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-errol-weiss-director-cyber-intelligence-center-citi-before-a-us-house-panel-on-cybersecurity-for-the-capital-markets 2017-08-08T18:14:18+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-fasb-on-accounting-research-bulletins 2017-08-08T18:14:46+00:00 https://www.sifma.org/advocacy/testimony/joint-associations-statement-regarding-transatlantic-financial-regulatory-coherence-coalition-financial-regulation-in-the-ttip 2017-08-08T18:21:28+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submits-comments-to-the-us-department-of-labor-and-omb-on-electronic-delivery-guidance-under-section-404a-erisa 2017-08-08T18:22:36+00:00 https://www.sifma.org/advocacy/testimony/sifma-statement-before-the-texas-ethics-commission-on-hb-1295 2017-08-08T18:24:48+00:00 https://www.sifma.org/advocacy/testimony/sifma-statement-before-the-texas-senate-business-and-commerce-committee-on-protecting-older-texans-from-financial-exploitation 2017-08-08T18:26:05+00:00 https://www.sifma.org/advocacy/letters/gfma-and-other-associations-submit-letter-to-eu-commissioner-in-relation-to-extraterritorial-effects-in-eu-and-us-regulation-of-derivatives 2017-08-08T18:26:16+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-removal-of-certain-references-to-credit-ratings-under-the-securities-exchange-act 2017-08-08T18:27:06+00:00 https://www.sifma.org/advocacy/letters/sifma-as-part-of-a-coalition-submits-comments-to-the-california-state-assembly-supporting-california-tax-conformity-with-the-ric-modernization-act 2017-08-08T18:28:14+00:00 https://www.sifma.org/advocacy/letters/sifma-fsf-and-fsr-submit-comments-to-the-us-senate-on-legislation-affecting-the-us-participation-in-the-imfs-new-borrowing-facility 2017-08-08T18:30:20+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-department-of-treasury-on-the-reform-and-modernization-of-indias-financial-services-sector-and-capital-markets 2017-08-08T18:31:17+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-sifmas-robert-toomey-at-the-hearing-on-the-impact-of-regulations-on-short-term-financing 2017-08-08T18:31:47+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-california-state-assembly-opposing-sb-459-affecting-independent-contractors 2017-08-08T18:32:57+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-sec-on-dodd-frank-short-sale-reporting-studies 2017-08-08T18:34:18+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-delaware-division-of-securities-on-changes-in-ethics-provisions-required-by-the-delaware-securities-act 2017-08-08T18:35:36+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-the-irs-on-the-field-directive-addressing-mark-to-market-valuation 2017-08-08T18:38:03+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-california-state-senate-opposing-sb-459-affecting-independent-contractors 2017-08-08T18:40:07+00:00 https://www.sifma.org/advocacy/letters/sifma-and-the-us-covered-bond-council-submit-comments-to-the-us-house-financial-services-committee-on-the-united-states-covered-bond-act-of-2011 2017-08-08T18:43:05+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-federal-reserve-and-fdic-on-resolution-plans-and-credit 2017-08-08T18:46:18+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-multiple-federal-agencies-on-proposed-rules-for-credit-risk-retention 2017-08-08T18:49:27+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-department-of-treasury-and-the-irs-on-the-implementation-of-fatca 2017-08-08T18:50:08+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-on-proposed-supervision-and-supervisory-controls-amendments 2017-08-08T18:56:18+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-ebsa-on-electronic-disclosure-by-employee-benefit-plans 2017-08-08T19:40:36+00:00 https://www.sifma.org/advocacy/testimony/sifma-president-and-ceo-kenneth-e-bentsen-jr-testimony-before-u-s-house-of-representatives-on-cybersecurity 2017-08-08T20:03:56+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-fdic-on-implementing-certain-orderly-liquidation-authority-provisions-the-dodd-frank-act 2017-08-08T20:16:41+00:00 https://www.sifma.org/advocacy/testimony/sifma-statement-before-the-missouri-senate-seniors-families-and-children-committee-in-support-of-sb-244-the-senior-savings-protection-act 2017-08-08T20:18:25+00:00 https://www.sifma.org/advocacy/letters/sifma-and-the-clearing-house-submit-comments-to-the-fdic-on-recapitalizations-and-the-orderly-liquidation-authority-of-dodd-frank 2017-08-08T20:18:36+00:00 https://www.sifma.org/advocacy/letters/sifma-and-asifma-submit-comments-to-the-reserve-bank-of-india-on-proposed-guidelines-on-authorization-of-primary-dealers-in-india 2017-08-08T20:19:28+00:00 https://www.sifma.org/advocacy/testimony/sifma-statement-before-the-missouri-house-banking-committee-in-support-of-hb-636-and-hb-645-the-senior-savings-protection-act 2017-08-08T20:19:53+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-on-third-party-service-providers 2017-08-08T20:20:20+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-supplemental-comments-to-finra-on-requested-data-for-dispositive-motion-rules 2017-08-08T20:21:13+00:00 https://www.sifma.org/advocacy/letters/gfma-submits-a-discussion-note-to-the-fsb-on-sifi-loss-absorbency-proposals 2017-08-08T20:22:45+00:00 https://www.sifma.org/advocacy/testimony/sifma-statement-before-senate-committee-on-enhancing-cybersecurity-coordination-to-protect-the-financial-sector 2017-08-08T20:23:06+00:00 https://www.sifma.org/advocacy/testimony/sifma-submits-written-testimony-to-the-new-york-city-committee-on-civil-rights-relating-to-criminal-background-check-ban-legislation 2017-08-08T20:26:05+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-obligations-to-search-for-lost-securityholders 2017-08-08T20:26:48+00:00 https://www.sifma.org/advocacy/letters/gfma-submits-comments-to-the-fsb-on-the-shadow-banking-sector 2017-08-08T20:27:26+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-on-debt-research-reports 2017-08-08T20:30:00+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-proposed-operations-professional-registration 2017-08-08T20:30:49+00:00 https://www.sifma.org/advocacy/letters/sifma-and-netcoalition-submits-comments-to-the-sec-on-the-fee-pilot-program-for-nasdaq-last-sale 2017-08-08T20:36:05+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-multiple-federal-agencies-on-joint-proposed-rules-relating-to-credit-risk-retention 2017-08-08T20:40:37+00:00 https://www.sifma.org/advocacy/letters/sifma-requests-the-sec-revise-the-effective-date-of-rule-15c3-5-market-access-rule-to-provide-for-a-phased-implementation-of-the-rule 2017-08-08T20:41:43+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-fincen-on-a-proposal-to-impose-special-measures-against-the-lebanese-canadian-bank-sal 2017-08-08T20:42:20+00:00 https://www.sifma.org/advocacy/testimony/sifma-statement-before-the-new-york-city-committee-on-civil-rights-on-credit-history-ban-legislation 2017-08-08T20:43:12+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-california-state-senator-on-placement-agent-legislation 2017-08-08T20:46:57+00:00 https://www.sifma.org/advocacy/testimony/sifma-statement-for-the-record-submitted-to-a-us-house-judiciary-subcommittee-on-the-mobile-workforce-state-income-tax-simplification-act 2017-08-08T20:47:13+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-on-a-proposal-relating-to-markups-commissions-and-fees 2017-08-08T20:50:25+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-release-principles-for-restoring-stability-to-the-nations-housing-finance-system 2017-08-08T20:52:25+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-proposed-rulemakings-related-to-credit-ratings 2017-08-08T20:54:40+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-on-extension-of-finra-rule-5122-to-all-private-offerings 2017-08-08T20:55:36+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-sec-study-to-comply-with-section-913-of-dodd-frank-act 2017-08-08T20:56:23+00:00 https://www.sifma.org/advocacy/letters/sifma-and-netcoalition-submit-comments-to-the-sec-on-nasdaqs-proposal-to-revise-an-optional-depth-data-enterprise-license-fee 2017-08-08T20:59:04+00:00 https://www.sifma.org/advocacy/letters/sifma-and-netcoalition-submit-comments-to-the-sec-on-a-proposal-to-add-routing-option-solv-and-a-related-fee 2017-08-08T21:01:11+00:00 https://www.sifma.org/advocacy/letters/sifma-and-netcoalition-submit-comments-to-the-sec-on-nasdaqs-proposal-to-establish-new-fees 2017-08-08T21:01:37+00:00 https://www.sifma.org/advocacy/letters/sifma-and-usibc-submit-comments-to-the-reserve-bank-of-india-on-the-presence-of-foreign-banks-in-india 2017-08-08T21:07:04+00:00 https://www.sifma.org/advocacy/letters/sifma-and-the-clearing-house-association-submit-comments-to-us-federal-agencies-on-risked-based-capital-standards 2017-08-08T21:11:32+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-fsoc-on-authority-to-require-supervision-and-regulation-of-certain-nonbank-financial-companies 2017-08-08T21:15:11+00:00 https://www.sifma.org/advocacy/letters/gfma-submits-comments-to-the-bcbs-on-pillar-3-disclosure-requirements-for-renumeration 2017-08-08T21:24:05+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-bcbs-on-pillar-3-disclosure-requirements-for-remuneration 2017-08-08T21:24:25+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-fdic-on-implementing-certain-orderly-liquidation-authority-provisions-of-the-dodd-frank-act 2017-08-08T21:25:43+00:00 https://www.sifma.org/advocacy/letters/sifma-and-afme-submit-comments-to-the-sec-on-the-secs-study-regarding-extraterritorial-private-rights-of-action 2017-08-08T21:27:38+00:00 https://www.sifma.org/advocacy/letters/gfma-submits-comments-to-the-bcbs-on-the-basel-iii-framework 2017-08-09T13:10:36+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-us-senate-judiciary-committee-leadership-on-pending-patent-reform-legislation 2017-08-09T13:18:32+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-on-proposed-consolidated-finra-rules-governing-financial-responsibility 2017-08-09T13:19:54+00:00 https://www.sifma.org/advocacy/letters/sifma-and-afme-submit-comments-to-the-international-organization-of-securities-commissions-on-issues-raised-by-report-on-dark-liquidity 2017-08-09T13:21:59+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-financial-accounting-standards-board-on-the-fasb-discussion-paper-effective-dates-and-transition-methods 2017-08-09T13:24:23+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-department-of-commerce-and-the-federal-trade-commission-on-their-respective-reports-addressing-consumer-privacy 2017-08-09T13:28:53+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-proposed-amendments-to-the-investment-adviser-pay-to-play-rules 2017-08-09T13:31:22+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-rule-201-of-regulation-sho 2017-08-09T14:10:19+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-ise-proposed-registration-and-qualification-requirements 2017-08-09T14:11:16+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-additional-comments-to-the-fdic-on-orderly-liquidation-authority 2017-08-09T14:14:58+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-european-commission-on-personal-data-protection-in-the-european-union 2017-08-09T14:19:15+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-on-options-supervision-requirements 2017-08-09T14:19:21+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comment-letter-on-the-secs-study-pursuant-to-section-914-of-dodd-frank 2017-08-09T14:22:28+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-board-of-governors-of-the-federal-reserve-on-implementation-of-the-volcker-rule 2017-08-09T14:33:00+00:00 https://www.sifma.org/advocacy/letters/fdic-responds-to-comments-filed-by-sifma-on-orderly-liquidation-authority-in-dodd-frank 2017-08-09T14:33:54+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-department-of-treasury-and-the-irs-on-prevention-of-over-withholding-and-us-tax-avoidance 2017-08-09T14:34:27+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-department-of-housing-and-urban-development-on-warehouse-lending-and-other-loan-funding-mechanisms 2017-08-09T14:36:10+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-fdic-on-the-orderly-liquidation-authority-of-the-dodd-frank-act 2017-08-09T14:36:59+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-principal-trades 2017-08-09T14:38:15+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-whistleblower-provisions-relating-to-the-dodd-frank-act 2017-08-09T14:41:09+00:00 https://www.sifma.org/advocacy/letters/sifma-and-netcoalition-submit-comments-to-the-sec-on-market-data-feeds 2017-08-09T14:41:44+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-fincen-on-the-bank-secrecy-act-suspicious-activity-report-database 2017-08-09T14:42:25+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-implementation-of-the-dodd-frank-act-relating-to-conflicts-of-interest 2017-08-09T14:43:26+00:00 https://www.sifma.org/advocacy/letters/sifma-and-netcoalition-submit-comments-to-the-sec-on-fees-for-nyse-arca-depth-of-book-data 2017-08-09T14:44:17+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-public-arbitration-panel-composition-rule 2017-08-09T14:47:48+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-short-term-borrowings-disclosure 2017-08-09T14:49:58+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-a-proposed-rule-change-on-books-and-records 2017-08-09T14:50:28+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-fdic-on-the-certain-orderly-liquidation-authority-provisions-under-the-dodd-frank-act 2017-08-09T14:51:00+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-issuer-review-of-assets-in-offerings-of-asset-backed-securities 2017-08-09T14:53:20+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-disclosure-for-asset-backed-securities 2017-08-09T14:54:42+00:00 https://www.sifma.org/advocacy/letters/sifma-and-netcoalition-submit-comments-and-petition-for-disapproval-to-the-sec-on-a-proposal-to-extend-fee-pilot-program-for-nasdaq-last-sale 2017-08-09T14:58:11+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-proposed-revision-of-an-optional-depth-data-enterprise-license-fee 2017-08-09T14:59:33+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-fsoc-on-the-volcker-rule-study-related-to-proprietary-trading 2017-08-09T15:02:37+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-fsoc-regarding-regulation-of-certain-nonbank-financial-companies-under-the-dodd-frank-act 2017-08-09T15:03:23+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-fsoc-on-the-volcker-rule-study-related-to-hedge-funds-and-private-equity-funds 2017-08-09T15:03:55+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-department-of-treasury-and-internal-revenue-service-on-implementation-of-the-fatca-provision 2017-08-09T15:04:40+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-rule-201s-policies-and-procedures-approach 2017-08-09T15:05:59+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-multiple-federal-regulators-on-references-to-credit-ratings 2017-08-09T15:06:59+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-and-cftc-for-a-joint-advisory-committee-request-for-comments-on-price-swings-due-to-liquidity-gaps 2017-08-09T15:10:01+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-static-pool-information-filings-and-asset-backed-securities 2017-08-09T15:10:32+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-us-proxy-system 2017-08-09T15:11:04+00:00 https://www.sifma.org/advocacy/letters/joint-trade-association-letter-to-congressmen-levin-and-camp-opposing-the-recent-bank-tax-proposal 2017-08-09T15:13:45+00:00 https://www.sifma.org/advocacy/letters/joint-trade-association-letter-to-house-speaker-pelosi-and-minority-leader-boehner-opposing-the-recent-bank-tax-proposal 2017-08-09T15:14:39+00:00 https://www.sifma.org/advocacy/letters/joint-trade-association-letter-to-majority-leader-reid-and-minority-leader-mcconnell-opposing-the-recent-bank-tax-proposal 2017-08-09T15:15:34+00:00 https://www.sifma.org/advocacy/letters/joint-trade-association-letter-to-senators-baucus-and-grassley-opposing-the-recent-bank-tax-proposal 2017-08-09T15:16:31+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-proposed-know-your-customer-and-suitability-rules 2017-08-09T15:17:47+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-finras-proposed-amendments-to-the-discovery-guide 2017-08-09T15:18:11+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-department-of-labor-on-reasonable-contract-or-arrangement-under-section-408b2-of-erisa 2017-08-09T15:29:49+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-department-of-treasury-and-the-internal-revenue-service-on-foreign-account-tax-compliance-act-provisions 2017-08-09T15:35:09+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-second-comments-to-the-sec-on-proposed-elimination-of-flash-order-exception 2017-08-09T15:35:38+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-consolidated-audit-trails 2017-08-09T15:36:10+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-on-registration-of-operations-and-support-personnel 2017-08-09T15:37:26+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-rules-relating-to-clearly-erroneous-executions 2017-08-09T15:37:51+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-fdic-on-assets-transferred-by-an-insured-depository-institution-in-connection-with-a-securitization 2017-08-09T15:43:04+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-department-of-the-treasury-department-on-housing-finance-system-reform 2017-08-09T15:43:20+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-requesting-interpretive-guidance-on-the-custody-of-client-assets 2017-08-09T15:43:36+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-dodd-frank-act-provision-regarding-gasb-funding 2017-08-09T15:43:55+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-us-department-of-treasury-on-guidelines-for-tax-exempt-bonds-and-build-america-bonds 2017-08-09T15:44:11+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-asset-backed-securities 2017-08-09T15:45:09+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-on-proposed-consolidated-rules-governing-books-and-records-requirements 2017-08-09T15:45:26+00:00 https://www.sifma.org/advocacy/letters/sifma-fia-and-ici-submit-comments-to-fincen-and-the-sec-on-guidance-for-risk-based-anti-money-laundering-compliance 2017-08-09T15:46:04+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-regarding-its-market-structure-roundtable 2017-08-09T15:46:40+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-california-state-assemblyman-on-proposed-changes-to-the-civil-code-relating-to-loans 2017-08-09T15:47:21+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-proposed-large-trader-reporting-system 2017-08-09T15:47:40+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-proposed-amendments-to-rule-610-of-regulation-nms 2017-08-09T15:49:02+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-irs-on-prepaid-forward-contracts-and-similar-arrangements 2017-08-09T15:49:32+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-fasb-and-iasb-on-timelines-for-convergence-projects 2017-08-09T15:50:01+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-a-proposed-rule-to-make-permanent-a-unit-of-count-metric-alternative-for-nyse-openbook 2017-08-09T15:52:34+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-departments-of-labor-and-treasury-on-facilitating-lifetime-income-options 2017-08-09T15:53:46+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-regarding-concept-release-on-equity-market-structure 2017-08-09T15:54:13+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-supporting-increasing-transparency-for-auction-rate-securities-and-variable-rate-demand-obligations 2017-08-09T15:55:15+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-department-of-homeland-security-on-optional-practical-training-for-certain-nonimmigrant-students 2017-08-09T16:41:24+00:00 https://www.sifma.org/advocacy/letters/gfma-bba-and-isda-submit-comments-to-the-basel-committee-on-banking-supervision-regarding-proposals-to-strengthen-global-capital-and-liquidity-regulations 2017-08-09T17:54:39+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-market-access-rule-proposal 2017-08-09T17:55:29+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-regarding-purchases-of-certain-equity-securities-by-the-issuer-and-others 2017-08-09T17:56:02+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-senate-finance-and-us-house-ways-and-means-committees-on-transition-relief-for-transfer-reporting 2017-08-09T17:57:17+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-new-york-governor-on-subprime-proposals 2017-08-09T17:59:01+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-reporting-of-transactions-in-asset-backed-securities-to-trace 2017-08-09T17:59:29+00:00 https://www.sifma.org/advocacy/letters/sifma-and-ici-submit-comments-to-the-sec-regarding-shortened-settlement-cycle-regulatory-initiatives 2017-08-09T18:00:00+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-department-of-treasury-on-mergers-acquisitions-and-takeovers-by-foreign-persons 2017-08-09T18:02:25+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-new-york-senate-majority-leader-on-subprime-proposals 2017-08-09T18:04:51+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-speaker-of-the-new-york-assembly-on-subprime-proposals 2017-08-09T18:06:02+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-on-proposed-changes-to-forms-u4-and-u5 2017-08-09T18:11:01+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-proposed-anti-fraud-rule 2017-08-09T18:12:10+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-amending-nasd-rule-2220-relating-to-options-communications 2017-08-09T18:21:29+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-form-adv-and-related-rules-under-the-investment-advisers-act-of-1940 2017-08-09T18:28:45+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-a-proposal-to-amend-trade-reporting-structure-and-require-submission-of-non-tape-reports 2017-08-09T18:31:38+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-regarding-its-membership-application-proceedings 2017-08-09T18:31:56+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-on-securities-loans-and-borrowings-securities-of-customers-and-callable-securities 2017-08-09T18:34:37+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-department-of-housing-and-urban-development-regarding-the-safe-mortgage-licensing-act 2017-08-09T18:35:10+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-us-senate-banking-housing-urban-affairs-committee-on-the-role-of-the-federal-reserve-system 2017-08-09T18:36:54+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-on-registration-and-qualification-requirements 2017-08-09T18:37:46+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-proposed-rule-change-to-exempt-private-issuers-from-registration 2017-08-09T18:39:26+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-restructuring-of-quotation-collection-and-dissemination-for-otc-equity-securities 2017-08-09T18:39:38+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-fdic-on-conservator-or-receiver-of-financial-assets-transferred-by-an-insured-depository-institution 2017-08-09T18:40:28+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-regarding-regulation-of-non-public-trading-interest 2017-08-09T18:41:35+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-department-of-the-treasury-and-the-irs-on-the-reporting-of-customers-basis-in-securities-transactions 2017-08-09T18:42:15+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-options-exchanges-on-recommendations-for-improving-best-execution-reports-for-options-exchanges 2017-08-09T18:44:38+00:00 https://www.sifma.org/advocacy/letters/sifma-and-afme-submit-comments-to-the-fsb-on-thematic-peer-review-on-compensation 2017-08-09T18:44:47+00:00 https://www.sifma.org/advocacy/letters/sifma-and-esf-submit-comments-to-iosco-on-the-role-of-credit-rating-agencies-in-structured-finance-markets 2017-08-09T18:59:11+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-regarding-proposed-amendments-to-securities-act-rule-163 2017-08-09T18:59:13+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-possible-rescission-of-a-rule-under-the-securities-act-of-1933 2017-08-09T19:00:12+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-proposed-credit-rating-disclosure-amendments 2017-08-09T19:01:01+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-house-of-representatives-leadership-on-the-wall-street-reform-and-consumer-protection-act-of-2009 2017-08-09T19:09:59+00:00 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https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-on-the-proposed-amendments-to-regulation-sho-relating-to-the-alternative-price-test 2017-08-09T19:17:49+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-proposed-rules-regarding-proxy-disclosure-and-solicitation-enhancements 2017-08-09T19:18:23+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-and-the-cftc-on-harmonization-of-sec-and-cftc-regulation 2017-08-09T19:19:15+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-temporary-rule-regarding-principal-trades-with-certain-advisory-clients 2017-08-09T19:19:50+00:00 https://www.sifma.org/advocacy/letters/sifma-comments-to-the-sec-on-proposal-regarding-facilitating-shareholder-director-nominations 2017-08-09T19:22:11+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-cftc-on-revised-adjusted-net-capital-requirements 2017-08-09T19:25:20+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-on-proposed-amendments-to-the-suitability-and-know-your-customer-rules 2017-08-09T19:26:32+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-department-of-treasury-on-the-treatment-of-fails-charges 2017-08-09T19:27:11+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-proposed-price-test-amendments-to-regulation-sho 2017-08-09T19:32:21+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-penny-pilot-program 2017-08-09T19:33:04+00:00 https://www.sifma.org/advocacy/letters/sifma-and-the-clearing-house-association-submit-comments-to-the-sec-on-economic-sanctions-and-embargo-programs 2017-08-09T19:34:20+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-customer-account-statements-in-the-consolidated-finra-rule-book 2017-08-09T19:34:57+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-on-personal-securities-transactions-for-and-by-associated-persons 2017-08-09T19:35:28+00:00 https://www.sifma.org/advocacy/letters/sifma-and-fia-submit-comments-to-the-us-department-of-treasury-on-proposed-rulemaking-on-the-confidentiality-of-suspicious-activity-reports 2017-08-09T19:36:28+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comment-to-the-sec-on-an-interagency-proposed-rule-for-model-privacy-form 2017-08-09T19:39:04+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-virginia-state-corporation-commission-on-proposed-rule-on-retiring-agents 2017-08-09T19:43:48+00:00 https://www.sifma.org/advocacy/letters/sifma-letter-to-co-chairmen-on-the-joint-consumer-protection-professional-licensure-committee-expresses-strong-support-of-ma-state-bill-173 2017-08-09T19:44:47+00:00 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2017-08-09T20:51:48+00:00 https://www.sifma.org/advocacy/letters/sifma-and-asf-submit-comments-to-the-fdic-on-proposed-rule-on-assessments 2017-08-09T20:52:22+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-amendments-to-regulation-sho 2017-08-09T20:52:50+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-trading-ahead-of-research-reports 2017-08-09T20:53:29+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-guidance-concerning-proposed-rule-changes-filed-by-self-regulatory-organizations 2017-08-09T20:56:13+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-on-proposed-research-registration-and-conflicts-of-interest-rules 2017-08-09T20:59:28+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-fdic-on-implementation-of-temporary-liquidity-guarantee-program 2017-08-09T21:00:30+00:00 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https://www.sifma.org/advocacy/testimony/testimony-before-the-us-house-of-representatives-committee-on-agriculture-hearing-on-the-over-the-counter-derivatives-markets-act-of-2009 2017-08-11T13:33:45+00:00 https://www.sifma.org/advocacy/testimony/nafta-modernization-hearing 2017-08-11T13:35:21+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-randolph-c-snook-executive-vice-president-sifma-before-the-us-house-financial-services-committee-on-regulatory-reform-proposals 2017-08-11T13:37:50+00:00 https://www.sifma.org/advocacy/testimony/sifma-testimony-before-nys-senate-select-committee-on-budget-and-tax-reform-evaluating-equitability-of-nys-business-and-banking-tax-structures 2017-08-11T13:40:20+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-melanie-franco-nussdorf-on-behalf-of-sifma-before-committee-on-education-and-labor-united-states-house-of-representatives 2017-08-11T13:48:11+00:00 https://www.sifma.org/advocacy/testimony/testimony-on-behalf-of-sifma-before-the-house-agriculture-committee-on-the-derivatives-markets-transparency-and-accountability-act-of-2009 2017-08-11T13:53:17+00:00 https://www.sifma.org/advocacy/testimony/sifmas-testimony-to-ncoil-hearing-on-regulation-of-the-credit-default-swap-cds-market 2017-08-11T13:54:46+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-don-thompson-on-behalf-of-jp-morgan-and-sifma-before-the-house-agriculture-committee 2017-08-11T14:04:52+00:00 https://www.sifma.org/advocacy/testimony/sifma-submits-testimony-for-the-record-of-the-nys-assembly-standing-committee-on-insurance-hearing-on-the-cds-market 2017-08-11T14:18:40+00:00 https://www.sifma.org/advocacy/testimony/sifma-statement-for-the-record-on-proposed-investment-advice-regulations-and-proposed-investment-advice-class-exemption 2017-08-11T14:54:07+00:00 https://www.sifma.org/advocacy/testimony/sifmas-president-and-ceo-timothy-ryan-testifies-before-the-u-s-house-of-representatives-in-favor-of-stability-regulator 2017-08-11T16:29:29+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-leslie-norwood-before-the-house-financial-services-committee-hearing-on-the-auction-rate-securities-market 2017-08-11T16:30:36+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-george-miller-asf-on-transparency-in-accounting-before-the-securities-insurance-and-investment-subcommittee-of-the-senate 2017-08-11T16:32:44+00:00 https://www.sifma.org/advocacy/testimony/testimony-submitted-to-house-judiciary-subcommittee-on-commercial-and-administrative-law-june-24-2008-business-activity-tax-simplification-act 2017-08-11T16:35:41+00:00 https://www.sifma.org/advocacy/testimony/testimony-on-behalf-of-sifma-at-hcfs-hearing-on-conforming-loan-limit-increase-and-impact-on-homebuyers-and-housing-market 2017-08-11T16:37:43+00:00 https://www.sifma.org/advocacy/testimony/testimony-on-behalf-of-sifma-by-kim-chamberlain-before-the-joint-commerce-committee-regarding-s-b-652-an-act-concerning-small-business-retirement-plans 2017-08-11T16:42:38+00:00 https://www.sifma.org/advocacy/testimony/testimony-on-behalf-of-sifma-by-leslie-b-samuels-before-the-house-subcommittee-on-select-revenue-measures-hearing-on-tax-treatment-of-derivatives 2017-08-11T16:43:43+00:00 https://www.sifma.org/advocacy/testimony/sifma-testifies-before-the-new-york-senate-finance-and-assembly-ways-and-means 2017-08-11T16:44:59+00:00 https://www.sifma.org/advocacy/testimony/statement-of-michael-decker-sifma-before-senate-on-the-housing-decline 2017-08-11T16:47:26+00:00 https://www.sifma.org/advocacy/testimony/larry-platt-testimony-120607 2017-08-11T16:49:18+00:00 https://www.sifma.org/advocacy/letters/sifma-amf-and-sifma-submit-comments-to-the-us-tri-party-repo-infrastructure-reform-task-force-on-the-3-way-trade-confirmation-settlement-window 2017-08-11T19:42:05+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-fsb-on-the-interim-report-of-the-fsb-workstream-on-securities-lending-and-repos 2017-08-11T19:44:45+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-sifma-president-and-ceo-at-the-hearing-on-systemic-regulation-prudential-matters-resolution-authority-and-securitization 2017-08-14T04:49:08+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-multiple-agencies-on-incentive-based-compensation-arrangements 2017-08-14T17:16:50+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-ustr-supporting-international-services-agreement-negotiations 2017-08-14T17:25:39+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-david-strongin-managing-director-sifma-before-the-house-on-market-access-for-us-financial-firms-in-china 2017-08-14T17:26:31+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-ambassador-to-china-on-equity-for-us-financial-firms-in-china-markets 2017-08-14T17:26:51+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-ambassador-of-china-urging-reform-and-modernization-of-chinas-capital-markets 2017-08-14T17:27:10+00:00 https://www.sifma.org/advocacy/testimony/sifma-statement-for-the-record-submitted-to-the-us-house-ways-and-means-committee-on-the-us-china-economic-relationship 2017-08-14T17:27:33+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-advocate-for-greater-market-opening-reforms-in-chinas-financial-services-sector 2017-08-14T17:27:54+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-steve-judge-senior-vice-president-government-affairs-the-securities-industry-association-chinas-capital-markets 2017-08-14T17:28:40+00:00 https://www.sifma.org/advocacy/testimony/written-testimony-of-the-sia-united-states-china-economic-relations-and-chinas-role-in-the-global-economy 2017-08-14T17:28:59+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-department-of-treasury-on-us-securities-firm-access-to-chinas-capital-markets 2017-08-14T17:29:18+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-marc-e-lackritz-president-securities-industry-association-on-chinas-capital-markets 2017-08-14T17:29:34+00:00 https://www.sifma.org/advocacy/testimony/statement-of-marc-e-lackritz-president-securities-industry-association-permanent-normal-trade-relations-pntr-with-china-and-chinas-entry-into-the-world-trade-organization-wto 2017-08-14T17:29:54+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-congress-on-chinas-most-favored-nation-trading-status 2017-08-14T17:30:09+00:00 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https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-department-of-treasury-and-the-irs-requesting-guidance-on-securities-loan-and-repo-payment 2017-08-14T19:07:10+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-sro-proposals-relating-to-market-wide-circuit-breakers 2017-08-15T14:36:58+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-sros-proposed-limit-up-limit-down-plan-addressing-extraordinary-market-volatility 2017-08-15T14:37:09+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-proposed-rule-changes-of-sros 2017-08-15T14:37:45+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-and-petitions-the-sec-to-disapprove-the-nyses-plan-to-establish-fees-for-nyse-mkt-market-data-products 2017-08-15T14:39:05+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-a-proposal-by-nyse-arca-inc-to-establish-fees-for-certain-market-data 2017-08-15T14:39:32+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-a-proposed-rule-change-relating-to-trace-market-data-fees 2017-08-15T14:42:51+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-opposing-the-proposed-fee-increases-for-options-market-data 2017-08-15T14:43:08+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-sec-on-a-proposal-relating-to-market-data-fees-and-structures 2017-08-15T14:46:17+00:00 https://www.sifma.org/advocacy/testimony/charles-schwab-testimony-on-the-evolution-of-todays-equity-market-structure 2017-08-15T15:01:29+00:00 https://www.sifma.org/advocacy/testimony/stifel-testimony-examining-the-impact-of-the-volcker-rule 2017-08-15T15:08:33+00:00 https://www.sifma.org/advocacy/testimony/jumpstarting-the-economy-increasing-investment-in-equity-markets-testimony-of-james-w-stuckert-chairman-sia-regional-firms-committee 2017-08-15T15:22:54+00:00 https://www.sifma.org/advocacy/testimony/sifma-managing-director-lisa-bleier-testimony-before-the-maryland-budget-and-taxation-committee-on-private-sector-employees-pension-plan-and-trust 2017-08-15T15:26:35+00:00 https://www.sifma.org/advocacy/letters/sifma-and-the-esf-submit-comments-to-the-cesr-on-the-role-of-credit-rating-agencies 2017-08-16T15:41:47+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-rule-g-8-rule-g-9-and-rule-g-34 2017-08-16T15:43:10+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-irs-on-section-529-accounts-for-qualified-tuition-programs 2017-08-16T15:45:29+00:00 https://www.sifma.org/advocacy/letters/sifma-and-asf-submit-comments-to-members-of-the-minnesota-house-on-the-minnesota-subprime-foreclosure-deferment-act-of-2008 2017-08-16T15:52:56+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-ustr-on-negotiating-high-standard-bilateral-investment-treaties-with-bric-countries 2017-08-16T15:54:58+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-secretary-of-treasury-on-bilateral-investment-treaties-with-bric-countries 2017-08-16T15:55:22+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-secretary-of-state-bilateral-investment-treaties-with-bric-countries 2017-08-16T15:56:38+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-long-term-penny-pilot-rollout-plan 2017-08-16T16:00:36+00:00 https://www.sifma.org/advocacy/letters/sifma-and-edpa-submit-comments-to-the-italian-treasury-on-the-draft-regulation-on-wholesale-trading-venues-for-italian-government-bonds 2017-08-16T16:01:21+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-senate-republican-capital-markets-task-force-on-competitiveness 2017-08-16T16:02:29+00:00 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2017-08-16T16:24:02+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-market-data-rebates-for-reporting-off-exchange-transactions 2017-08-16T18:41:05+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-department-of-treasury-on-proposed-changes-to-the-reissuance-rules-for-tax-exempt-securities 2017-08-16T18:43:55+00:00 https://www.sifma.org/advocacy/letters/sifma-and-icma-submit-comments-to-the-fsa-on-disclosure-of-contracts-for-difference 2017-08-16T18:46:09+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-department-of-labor-on-redefining-reasonable-contract-of-arrangement-under-erisa 2017-08-16T18:47:15+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-ebsa-on-fee-disclosure 2017-08-16T18:48:18+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-a-boston-stock-exchange-proposal-relating-to-exchange-fees 2017-08-16T18:49:55+00:00 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https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-senate-leadership-on-extending-active-finance-rules-as-part-of-a-stimulus-plan 2017-08-16T19:02:35+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-inclusion-of-the-securities-markets-name-in-report-filings 2017-08-16T19:05:27+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-a-finra-proposal-to-amend-trade-reporting-rules 2017-08-16T19:06:02+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-a-nasdaq-proposal-to-establish-certain-fees 2017-08-16T19:07:18+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-ways-to-access-disclosures-relating-to-business-activities-and-countries-designated-as-state-sponsors-of-terrorism 2017-08-16T19:09:34+00:00 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https://www.sifma.org/advocacy/letters/sifma-amg-comments-on-the-fcas-interim-report-on-its-asset-management-market-study 2017-08-23T15:32:32+00:00 https://www.sifma.org/advocacy/letters/sifma-and-iib-submit-comments-to-the-federal-reserve-on-proposed-rule-on-physical-commodities 2017-08-23T15:37:53+00:00 https://www.sifma.org/advocacy/letters/sifma-aba-and-iib-submit-comments-to-multiple-agencies-on-enhanced-cyber-risk-management-standards 2017-08-23T15:38:30+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-letter-to-congress-on-the-cra-to-overturn-the-dols-rule 2017-08-23T15:41:12+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comment-to-the-treasury-and-irs-on-chapter-3-temporary-regulations 2017-08-23T15:42:01+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-sec-on-nyse-nyse-arca-and-nyse-mkt-proposed-rules 2017-08-23T15:44:16+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-eba-on-designing-a-new-prudential-regime-for-investment-firms 2017-08-23T15:44:54+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-and-iaa-submit-letter-regarding-uncleared-swap-margin-march-1-variation-margin-requirements 2017-08-23T15:46:18+00:00 https://www.sifma.org/advocacy/letters/proposed-rule-change-to-assess-an-underwriting-fee-on-dealers-that-are-underwriters-of-primary-offering-plans 2017-08-31T13:53:01+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-nasd-regulation-on-suitability-obligations-to-customers 2017-08-31T15:44:55+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-nasds-proposed-rule-changes-relating-to-secs-order-handling-rules 2017-08-31T15:45:16+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-possible-amendments-to-the-net-capital-rule 2017-08-31T15:45:48+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-irs-on-the-fasit-provisions-of-the-small-business-job-protection-act 2017-08-31T15:46:36+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-proposed-changes-to-books-and-records-requirements-in-the-exchange-act 2017-08-31T15:47:08+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-determining-eligibility-for-arbitration 2017-08-31T15:48:34+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-implementation-of-the-secs-order-handling-rules 2017-08-31T15:49:08+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-recently-implemented-sec-order-handling-rules 2017-08-31T15:49:39+00:00 https://www.sifma.org/advocacy/letters/sia-and-psa-tbma-submit-comments-to-the-federal-reserve-on-proposed-revisions-to-regulations-g-t-and-u 2017-08-31T15:50:41+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-rules-implementing-amendments-to-the-investment-advisers-act-of-1940 2017-08-31T15:51:11+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasdr-on-proposals-governing-supervision-review-and-record-retention-of-correspondence 2017-08-31T16:25:42+00:00 https://www.sifma.org/advocacy/letters/psa-tbma-submits-comments-to-the-nasdr-on-proposed-amendments-to-certain-nasd-conduct-rules 2017-08-31T16:26:07+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-rules-implementing-amendments-to-the-investment-company-act 2017-08-31T16:26:41+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-department-of-commerce-on-secure-encryption-to-protect-global-business-communications 2017-08-31T16:27:06+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-offshore-press-conference-and-meetings-with-company-representatives 2017-08-31T16:27:53+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-nasaa-letter-on-changes-to-the-investment-advisers-act-of-1940 2017-08-31T16:28:10+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-multiple-federal-regulators-on-qualification-requirements-for-transactions-in-certain-securities 2017-08-31T16:28:47+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-a-us-senate-subcommittee-on-legislation-to-relax-the-export-restrictions-on-strong-encryption-technology 2017-08-31T16:29:27+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasdr-on-the-process-for-arbitration-of-employment-claims 2017-08-31T16:29:51+00:00 https://www.sifma.org/advocacy/letters/psa-tbma-submits-comments-to-the-sec-on-plain-english-disclosure 2017-08-31T16:30:26+00:00 https://www.sifma.org/advocacy/letters/psa-tbma-submits-comments-to-the-sec-on-the-depository-trust-company-return-of-finds-procedures 2017-08-31T16:30:50+00:00 https://www.sifma.org/advocacy/letters/psa-tbma-submits-supplemental-comments-to-the-sec-on-books-and-records-requirements-for-broker-dealers 2017-08-31T16:31:12+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-determining-if-an-offering-document-is-subject-to-state-regulation 2017-08-31T16:31:51+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-department-of-labor-on-foreign-exchange-class-exemption-proposal 2017-08-31T16:32:24+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-fasac-on-accounting-for-derivative-financial-instruments 2017-08-31T16:32:44+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-texas-state-securities-board-on-sales-of-securities-at-financial-institutions 2017-08-31T16:33:49+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-disclosure 2017-08-31T16:34:24+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-mutual-fund-portability 2017-08-31T18:17:31+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-nasdr-on-confidential-financial-information-and-referral-fees 2017-08-31T18:18:05+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-occ-on-the-application-of-zions-first-national-bank-to-underwrite-and-deal-in-municipal-revenue-bonds 2017-08-31T18:18:26+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-proposals-relating-to-certain-rules-and-regulation-s-under-the-securities-act-of-1933 2017-08-31T18:19:23+00:00 https://www.sifma.org/advocacy/letters/psa-tbma-submits-comments-to-the-sec-on-nasdr-proposals-to-change-nasd-conduct-rules-3010-and-3110 2017-08-31T18:19:56+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-mississippi-securities-division-on-sales-practices-and-customer-suitability 2017-08-31T18:20:48+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-proposed-rules-to-revise-requirements-for-mutual-fund-disclosure 2017-08-31T18:21:39+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-investment-company-names 2017-08-31T18:37:52+00:00 https://www.sifma.org/advocacy/letters/psa-the-bond-market-association-submits-comments-to-the-nasdr-on-the-nasd-free-riding-and-withholding-interpretation 2017-08-31T18:38:49+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-rule-10b-13-basket-trading 2017-08-31T18:39:27+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-sec-study-regarding-registering-securities-professionals 2017-08-31T18:39:45+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-costs-of-a-decimal-based-pricing-system-in-the-securities-markets 2017-08-31T18:40:05+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasd-regulation-on-certain-disclosures-to-customers 2017-08-31T18:41:35+00:00 https://www.sifma.org/advocacy/letters/psa-the-bond-market-trade-association-submits-comments-to-the-us-department-of-labor-on-underwriter-exemptions 2017-08-31T18:42:38+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-state-registered-investment-advisers-and-prime-broker-arrangements 2017-08-31T18:45:33+00:00 https://www.sifma.org/advocacy/letters/psa-tbma-submits-additional-commments-to-the-irs-on-fasit-regulations 2017-08-31T18:46:37+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasd-regulation-on-proposed-amendments-to-the-free-riding-and-withholding-interpretation 2017-08-31T18:47:41+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-fasac-on-the-derivatives-exposure-draft-and-fair-value 2017-08-31T18:48:10+00:00 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https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-oversight-of-alternative-trading-systems 2017-08-31T18:56:46+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-sec-on-the-regulation-of-exchanges 2017-08-31T18:58:18+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-proposed-change-to-an-order-audit-trail-system 2017-08-31T19:25:05+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasdr-on-proposed-amendments-to-conduct-rule-2830 2017-08-31T19:28:16+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasdr-on-the-use-of-fund-manager-prior-performance-in-fund-materials 2017-08-31T19:29:20+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-nasd-regulation-on-regulation-of-payment-and-receipt-of-cash-compensation-incentives 2017-08-31T19:30:13+00:00 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https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-irs-on-a-proposed-model-qualified-intermediary-agreement 2017-08-31T20:31:37+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-the-sec-on-a-proposal-relating-to-qualified-immunity-for-certain-firms-in-arbitration 2017-08-31T20:32:20+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nyse-on-new-rules-relating-to-reporting-customer-complaints 2017-08-31T20:33:27+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-department-of-justice-on-the-securities-industrys-help-to-address-the-year-2000-computer-transition 2017-08-31T20:34:05+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-filing-requirements-for-investment-company-literature 2017-08-31T20:45:34+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-a-proposal-relating-to-qualified-immunity-in-certain-arbitration-proceedings 2017-08-31T20:46:20+00:00 https://www.sifma.org/advocacy/letters/tbma-submits-comments-to-fasb-on-a-draft-guide-to-implementing-fasb-statement-125 2017-08-31T20:47:14+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-processing-confirmations-and-affirmations-for-institutional-trades 2017-08-31T20:47:47+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-immunity-in-arbitration-proceedings-for-statements-made-on-forms-u-4-and-u-5 2017-08-31T20:48:35+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-department-of-labor-on-cross-trades-of-securities 2017-08-31T20:49:37+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-on-engagement-initiatives 2017-09-05T10:18:03+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-finra-rule-4512-and-new-proposed-rule-2165 2017-09-13T17:04:58+00:00 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2017-11-01T18:12:02+00:00 https://www.sifma.org/advocacy/letters/phlx-proposal-to-introduce-intellicator-analytic-tool 2017-11-09T15:27:40+00:00 https://www.sifma.org/advocacy/testimony/lisa-dolly-testimony-on-cat-implementation-and-cybersecurity-protocols 2017-11-30T15:57:04+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-cfpb-regarding-consumer-access-to-financial-records 2017-12-11T19:35:46+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-federal-reserve-system-on-enhanced-prudential-standards 2017-12-12T11:02:16+00:00 https://www.sifma.org/advocacy/letters/sifma-icma-and-isla-submit-comments-to-the-prudential-regulation-authority-on-their-consultation-paper 2017-12-12T11:03:05+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-federal-reserve-on-enhanced-prudential-standards-and-early-remediation-regulations-under-dodd-frank 2017-12-12T11:05:03+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submitted-comments-to-the-federal-reserve-system-on-the-internal-tlac-proposal-for-ihcs 2017-12-12T11:57:35+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-multiple-agencies-on-reproposed-rule-on-incentive-based-compensation-arrangements 2018-01-25T17:39:09+00:00 https://www.sifma.org/advocacy/letters/sifma-comments-on-cboe-filing 2018-02-01T14:50:05+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-proposal-to-shorten-the-settlement-cycle 2018-02-01T15:20:58+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-treasury-in-response-to-rfi 2018-02-01T15:28:38+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-treasury-in-response-to-rfi 2018-02-01T15:28:57+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-msrb-on-notice-2015-22 2018-02-01T15:31:28+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-iosco-in-response-to-consultation-report-titled-good-practices-on-reducing-reliance-on-cras-in-asset-management 2018-02-01T15:33:04+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-group-submits-comments-to-esma-in-response-to-questions-in-their-consultation-paper-on-the-clearing-obligation-under-emir-no_1 2018-02-01T15:34:20+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-group-submits-comments-to-esma-in-response-to-questions-in-their-consultation-paper-on-the-clearing-obligation-under-emir-no_2 2018-02-01T15:34:59+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-cme-group-in-response-to-the-jac-alert-on-margining-of-accounts-held-by-the-same-beneficial-owner 2018-02-01T15:35:26+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-european-commission-in-response-to-their-consultation-document-on-fx-financial-instruments 2018-02-01T15:35:48+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-fsb-and-sec-in-response-to-ofr-study-and-in-regards-to-separate-accounts 2018-02-01T15:36:10+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-all-us-options-exchanges-in-response-to-proposed-permanent-penny-program-for-the-us-options-exchanges 2018-02-01T15:40:12+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-joint-associations-response-to-the-fsa-on-discussion-paper-about-short-selling 2018-02-01T15:41:24+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-regulatory-responses-to-the-market-events-of-may-6-2010 2018-02-01T15:41:48+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-regulation-sci 2018-02-01T17:31:09+00:00 https://www.sifma.org/advocacy/testimony/kenneth-e-bentsen-jr-on-data-security-vulnerabilities-and-opportunities-for-improvement 2018-02-14T22:18:31+00:00 https://www.sifma.org/advocacy/testimony/lisa-j-bleier-testimony-on-sb-383-governing-financial-planners 2018-02-14T22:19:33+00:00 https://www.sifma.org/advocacy/testimony/randy-snook-on-a-review-of-fixed-income-market-structure 2018-02-14T22:20:11+00:00 https://www.sifma.org/advocacy/testimony/testimony-on-the-impact-of-the-dol-fiduciary-rule-on-the-capital-market 2018-02-14T22:21:04+00:00 https://www.sifma.org/advocacy/letters/extension-of-time-to-file-certain-information-returns 2018-03-01T19:46:08+00:00 https://www.sifma.org/advocacy/letters/response-to-occ-capital-plan 2018-04-10T18:32:23+00:00 https://www.sifma.org/advocacy/letters/sifma-letter-to-treasury-secretary-mnuchin-regarding-cybersecurity-in-the-financial-sector-industry-concerns-and-activities 2018-05-04T17:22:26+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-letter-to-treasury-secretary-mnuchin-regarding-presidential-executive-order-on-core-principles-for-regulating-the-us-financial-system 2018-05-04T19:49:08+00:00 https://www.sifma.org/advocacy/letters/sifma-fintech-regulatory-sandbox-proposal 2018-05-15T20:11:06+00:00 https://www.sifma.org/advocacy/testimony/sifma-testimony-on-recommendations-to-preserve-vitality-of-public-markets 2018-05-23T14:02:51+00:00 https://www.sifma.org/advocacy/letters/iiroc-proposed-amendments-respecting-mandatory-reporting-of-cyber-incidents 2018-05-23T19:13:26+00:00 https://www.sifma.org/advocacy/testimony/sifma-testimony-on-advancing-u-s-business-investment-and-trade-in-the-americas 2018-06-08T15:49:36+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-us-house-of-representatives-in-support-of-h-r-78 2018-06-18T19:11:33+00:00 https://www.sifma.org/advocacy/letters/options-market-committee-approval 2018-06-20T18:59:09+00:00 https://www.sifma.org/advocacy/testimony/sifma-testimony-on-legislative-proposals-to-examine-corporate-governance 2018-06-28T14:02:28+00:00 https://www.sifma.org/advocacy/letters/proposed-rule-change-to-amend-the-position-limit-for-spy-options 2018-07-13T20:15:59+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-ofr-on-their-viewpoint-paper-an-approach-to-financial-instrument-reference-data 2018-07-18T15:11:42+00:00 https://www.sifma.org/advocacy/letters/ofr-financial-instrument-reference-data 2018-07-18T15:45:00+00:00 https://www.sifma.org/advocacy/letters/sec-rule-13h-1-large-trader-implementation-issues-for-broker-dealers-request-for-phase-iii-extension 2018-07-18T16:51:11+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-on-the-use-of-an-inability-to-pay-defense-in-intra-industry-cases 2018-09-21T21:58:31+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-fsb-on-asset-management-activities 2018-09-28T15:48:01+00:00 https://www.sifma.org/advocacy/letters/finra-special-notice-on-financial-technology-innovation 2018-10-18T21:01:31+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-universal-proxy-proposal 2018-10-19T19:06:08+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-sec-on-amending-the-transmission-of-proxy-material 2018-10-19T19:14:18+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-investment-company-reporting-modernization 2018-10-19T19:43:48+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comment-to-the-sec-on-proposal-to-adopt-maximum-fees 2018-10-19T21:23:38+00:00 https://www.sifma.org/advocacy/letters/processing-fees-charged-by-intermediaries-for-distributing-materials-other-than-proxy-materials-to-fund-investors 2018-10-31T17:17:54+00:00 https://www.sifma.org/advocacy/letters/sifma-provides-supplemental-comments-to-prudential-regulators-and-the-cftc-on-margin-requirements-for-securitization-swaps 2018-10-31T22:05:14+00:00 https://www.sifma.org/advocacy/letters/sifma-and-sfig-submit-comments-to-federal-agencies-on-liquidity-coverage-ratios-relating-to-securitization 2018-10-31T22:05:22+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-and-other-associations-submit-comments-to-the-cftc-on-a-temporary-exclusion-for-investments-in-securitizations 2018-10-31T22:06:42+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-cftc-on-the-potential-applicability-of-commodity-pool-regulation-to-securitization-transactions 2018-10-31T22:06:49+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-cftc-and-sec-in-response-to-a-letter-submitted-by-the-department-of-justice 2018-11-01T21:06:35+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-cftc-on-privacy-of-consumer-information 2018-11-01T21:12:48+00:00 https://www.sifma.org/advocacy/letters/interaction-between-the-volcker-rule-and-municipal-tender-option-bonds-tobs 2018-11-05T17:04:32+00:00 https://www.sifma.org/advocacy/letters/content-standards-to-advertisements-by-municipal-advisors-under-msrb-rule-g-40 2018-11-05T17:05:27+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-re-proposed-rule-changes-to-msrb-rule-g-12-on-close-out-procedures-for-failed-municipal-securities-transactions 2018-11-05T17:06:18+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-sec-on-placement-agent-activities-of-municipal-advisors 2018-11-05T17:06:24+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comment-letter-in-response-to-the-secs-comment-request-relating-to-rule-15c2-12 2018-11-05T17:06:30+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comment-letter-to-sec-on-msrb-request-for-comment-on-establishing-professional-qualification-requirements-for-municipal-advisors 2018-11-05T17:06:35+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-msrb-on-a-revised-draft-proposal-for-msrb-rule-g-42-regarding-duties-of-non-solicitor-municipal-advisors 2018-11-05T17:06:40+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-new-msrb-rule-a-11-establishing-fees-for-municipal-advisor-professionals 2018-11-05T17:06:50+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-msrb-regarding-proposal-on-establishing-professional-qualification-requirements-for-municipal-advisors 2018-11-05T17:06:56+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-msrb-on-supervisory-and-compliance-obligations-of-municipal-advisors 2018-11-05T17:07:01+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-msrb-on-duties-of-non-solicitor-municipal-advisors 2018-11-05T17:07:06+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-federal-regulators-on-liquidity-coverage-ratios-relating-to-munis 2018-11-05T17:07:11+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-requesting-a-delay-of-enforcement-for-the-municipal-advisors-rule 2018-11-05T17:07:17+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-and-iaa-submit-comments-to-the-sec-requesting-an-extension-of-the-secs-municipal-advisor-rule-for-sec-registered-investment-advisers 2018-11-05T17:07:24+00:00 https://www.sifma.org/advocacy/letters/sifma-submit-comments-to-the-sec-on-time-of-trade-disclosure-suitability-and-sophisticated-municipal-market-professionals 2018-11-05T17:07:29+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-recommendation-to-the-msrb-on-execution-with-diligence-standard-for-municipal-trading 2018-11-05T17:07:44+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-michigan-governor-and-department-of-treasury-on-the-city-of-detroits-outstanding-municipal-securities 2018-11-05T17:07:49+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-msrb-on-sophistocated-municipal-market-professional-rules 2018-11-05T17:07:54+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-multiple-federal-agencies-on-the-treatment-of-unrealized-gains-and-losses-on-us-municipal-debt-securities 2018-11-05T18:53:06+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-dtcc-on-a-proposed-fee-increase-for-municipal-issues 2018-11-05T18:53:11+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-msrb-on-online-municipal-securities-transactions-for-individual-investors 2018-11-05T18:53:16+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-multiple-federal-agencies-on-the-proposed-use-of-eminent-domain-by-california-municipalities-to-seize-mortgage-loans-held-in-mbs 2018-11-05T18:53:24+00:00 https://www.sifma.org/advocacy/testimony/statement-of-kenneth-gibbs-president-of-the-municipal-securities-group-jefferies-co-inc-before-a-us-house-panel-on-municipal-finance 2018-11-05T18:53:29+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-application-of-msrb-rule-g-17-to-sophisticated-municipal-market-professionals 2018-11-05T18:53:37+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-multiple-federal-regulators-on-the-provisions-of-the-volcker-rule-relating-to-municipal-securities 2018-11-05T18:53:47+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-msrb-on-restated-sophisticated-municipal-market-professional-notice 2018-11-05T18:53:52+00:00 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https://www.sifma.org/advocacy/letters/sifma-and-isda-submit-comments-to-the-cftc-on-business-conduct-standards-for-swap-dealers-and-major-swap-participants 2018-11-06T22:49:49+00:00 https://www.sifma.org/advocacy/letters/suspension-of-box-miax-and-pearl-sec-rule-proposals-to-increase-connectivity-fees 2018-11-07T21:27:05+00:00 https://www.sifma.org/advocacy/letters/fca-call-for-input-on-the-priips-regulation 2018-11-07T21:34:42+00:00 https://www.sifma.org/advocacy/letters/secs-etf-rulemaking 2018-11-07T21:36:05+00:00 https://www.sifma.org/advocacy/letters/whistleblower-program-rules 2018-11-07T21:38:37+00:00 https://www.sifma.org/advocacy/letters/amendments-to-primary-offering-rules 2018-11-07T21:39:50+00:00 https://www.sifma.org/advocacy/letters/governing-the-give-up-of-a-clearing-trading-permit-holder-by-a-trading-permit-holder 2018-11-07T21:43:25+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-request-for-no-action-relief-for-telephone-taping-requirements-under-the-cftcs-internal-business-conduct-rules 2018-11-07T21:44:32+00:00 https://www.sifma.org/advocacy/letters/repo-market-data-collection-proposal 2018-11-07T21:45:07+00:00 https://www.sifma.org/advocacy/letters/draft-faqs-on-use-of-social-media-in-advertising 2018-11-07T21:53:51+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-cftc-on-the-protection-of-cleared-swaps-customers-before-and-after-commodity-broker-bankruptcies 2018-11-07T22:22:27+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-additional-comments-to-the-cftc-and-the-sec-on-the-determination-of-major-swap-participant 2018-11-07T22:40:46+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-cftc-and-the-sec-on-swap-dealer-registration-requirements-swap-end-user-clearing-exemption 2018-11-07T22:44:50+00:00 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2019-07-01T16:15:32+00:00 https://www.sifma.org/advocacy/letters/proceedings-to-approvedisapprove-the-cat-fee-filings-for-industry-members 2019-07-01T18:10:18+00:00 https://www.sifma.org/advocacy/letters/recommending-extension-of-certain-time-limited-no-action-relief 2019-07-01T18:38:11+00:00 https://www.sifma.org/advocacy/letters/standards-of-conduct-for-investment-advisers-and-broker-dealers 2019-07-01T19:02:22+00:00 https://www.sifma.org/advocacy/letters/a-new-trace-report 2019-07-01T19:27:27+00:00 https://www.sifma.org/advocacy/letters/supporting-european-commission-proposal-to-amend-emir 2019-07-01T19:45:43+00:00 https://www.sifma.org/advocacy/letters/requesting-no-action-relief-relating-to-position-aggregation-requirements 2019-07-01T20:12:13+00:00 https://www.sifma.org/advocacy/letters/the-cpr-on-tax-reform-and-retirement-savings 2019-07-01T20:28:27+00:00 https://www.sifma.org/advocacy/letters/the-delay-of-the-january-2018-applicability-date 2019-07-01T20:41:12+00:00 https://www.sifma.org/advocacy/letters/utah-tax-on-services-letters 2019-07-02T11:03:06+00:00 https://www.sifma.org/advocacy/letters/proposed-rule-change-to-amend-msrb-rule-g-26-on-customer-account-transfers 2019-07-02T18:48:28+00:00 https://www.sifma.org/advocacy/letters/second-request-draft-amendments-to-and-clarifications-of-msrb-rule-g-34 2019-07-02T19:00:15+00:00 https://www.sifma.org/advocacy/letters/proposed-moratorium-powers-under-bank-recovery-and-resolution-directive 2019-07-02T19:23:50+00:00 https://www.sifma.org/advocacy/letters/support-for-renewal-of-emsac 2019-07-02T19:45:02+00:00 https://www.sifma.org/advocacy/letters/rules-on-outside-business-activities-and-private-securities-transactions 2019-07-02T19:52:57+00:00 https://www.sifma.org/advocacy/letters/revenue-procedure-2017-15-qualified-intermediary-agreement 2019-07-02T20:14:04+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-joint-letter-to-congress-on-the-seal-act 2019-07-02T20:42:33+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-ebsa-re-rin-1210-ab79-proposed-delay-and-reconsideration-of-dol-regulation-redefining-the-term-fiduciary 2019-07-02T20:53:31+00:00 https://www.sifma.org/advocacy/letters/the-trading-obligation-for-derivatives-under-mifir 2019-07-03T15:19:00+00:00 https://www.sifma.org/advocacy/letters/proposed-rule-changes-filed-by-bats-bzx-exchange-on-bats-market-close-a-closing-match-process-for-non-bzx-listed-securities 2019-07-03T15:56:13+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-irs-on-notice-2017-09-de-minimis-error-safe-harbor-to-the-i-r-c 2019-07-03T17:45:52+00:00 https://www.sifma.org/advocacy/letters/nafta-modernization-expanding-trade-and-investment-opportunities-for-the-financial-services-sector 2019-07-08T14:44:18+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-cat-nms-plan-fee-filings-for-industry-members 2019-07-08T15:08:23+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-and-other-associations-submit-recommendations-on-central-counterparty-standards-for-derivatives 2019-07-08T15:39:50+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-treasury-on-executive-order-13789 2019-07-08T15:52:23+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-on-the-transparency-of-finras-dispute-resolution-program 2019-07-08T16:18:03+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-irs-and-treasury-on-proposed-chapters-3-and-4-regulations 2019-07-08T17:56:54+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-urge-congress-to-raise-the-debt-ceiling 2019-07-15T16:08:30+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-us-congress-on-the-budget-and-the-debt-limit 2019-07-15T16:10:41+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-joint-congressional-leaders-on-the-bipartisan-proposal-on-deficit-reduction-and-higher-debt-limit 2019-07-15T16:10:55+00:00 https://www.sifma.org/advocacy/letters/sifma-as-part-of-a-group-of-businesses-and-associations-submits-comments-to-the-administration-and-congress-on-the-debt-ceiling 2019-07-15T16:11:20+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-us-congressional-leadership-on-the-us-debt-ceiling 2019-07-15T16:11:42+00:00 https://www.sifma.org/advocacy/letters/treasury-borrowing-advisory-committee-of-sifma-urges-raising-debt-ceiling 2019-07-15T16:12:02+00:00 https://www.sifma.org/advocacy/letters/frb-controls-and-divestiture-proceedings 2019-07-15T19:50:14+00:00 https://www.sifma.org/advocacy/letters/proposed-regulations-under-section-1446f 2019-07-16T15:54:34+00:00 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2019-08-21T19:47:03+00:00 https://www.sifma.org/advocacy/letters/sifma-and-isda-submit-comments-to-the-cftc-on-three-proposed-rules-relating-to-recordkeeping-and-reporting-of-swaps-data 2019-08-21T19:47:25+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-cftc-on-proposed-rules-for-reporting-of-swap-data 2019-08-21T19:47:58+00:00 https://www.sifma.org/advocacy/letters/sifma-and-fia-submit-comments-to-the-cftc-on-proposed-rules-relating-to-the-implementation-of-whistleblower-provisions 2019-08-21T19:48:30+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-sec-on-proposed-regulation-sbsr-under-the-securities-exchange-act-of-1934 2019-08-21T19:48:48+00:00 https://www.sifma.org/advocacy/letters/sifma-and-isda-submits-comment-to-the-sec-in-response-to-the-proposed-rules-rule-amendments-and-guidance-in-regulation-sbsr 2019-08-21T19:49:22+00:00 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https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-cftc-on-proposals-relating-to-the-protection-of-cleared-swaps-customer-contracts-and-collateral 2019-08-22T21:11:54+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-cftc-on-the-reopening-and-extension-of-comment-periods-for-rulemakings-implementing-dodd-frank-act 2019-08-22T21:14:34+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-cftc-and-sec-on-joint-proposals-defining-swap-security-based-swap-and-security-based-swap-agreement 2019-08-22T21:16:44+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-sec-on-the-re-proposal-of-rules-implementing-title-vii-of-dodd-frank-act 2019-08-22T21:18:27+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-cftc-on-clarification-and-relief-under-sections-754-and-739-of-the-dodd-frank-act 2019-08-22T21:20:08+00:00 https://www.sifma.org/advocacy/letters/sifma-fsr-and-isda-submit-comments-to-the-sec-on-cleared-security-based-swap-transactions-involving-eligible-contract-participants 2019-08-22T21:24:08+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-sec-for-clarification-and-relief-under-section-774-of-the-dodd-frank-act 2019-08-22T21:26:22+00:00 https://www.sifma.org/advocacy/letters/sifma-fia-and-isda-submit-comments-to-the-sec-on-standards-for-security-based-swap-dealers-and-major-security-based-swap-participants 2019-08-22T21:28:22+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-preliminary-comments-and-requests-for-permanent-exemptions-to-sec-re-treatment-of-security-based-swaps-as-securities-october-2011 2019-08-22T21:30:43+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-preliminary-comments-and-requests-for-permanent-exemptions-to-sec-re-treatment-of-security-based-swaps-as-securities-december-2011 2019-08-22T21:35:11+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-sec-on-business-conduct-standards-for-security-based-swaps-dealers-and-major-security-based-swap-participants 2019-08-22T21:37:11+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-business-conduct-standards-for-security-based-swap-dealers 2019-08-22T21:38:35+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-sec-on-the-secs-concept-release-on-the-use-of-derivatives-by-investment-companies 2019-08-23T14:03:00+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-cftc-on-the-cmes-swap-data-repository-rulebook 2019-08-23T15:12:36+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-request-to-the-sec-to-extend-relief-from-the-application-of-federal-securities-laws-to-security-based-swaps 2019-08-26T20:23:00+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-supplementary-comments-to-the-sec-on-the-sequencing-of-the-compliance-dates-for-sbs-final-rules 2019-08-26T20:28:20+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-requesting-an-extension-of-the-secs-exemptive-order-and-security-based-swaps-interim-final-rules 2019-08-26T20:46:04+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-sequencing-of-the-compliance-dates-for-security-based-swaps-final-rules 2019-08-26T20:48:08+00:00 https://www.sifma.org/advocacy/letters/temporary-exemptions-for-uncleared-security-based-swaps 2019-08-26T20:50:38+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-multiple-federal-regulators-on-the-treatment-of-inter-affiliate-transactions-under-the-dodd-frank-act 2019-08-26T20:55:12+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-the-registration-of-security-based-swap-dealers-and-major-security-based-swap-participants 2019-08-26T20:57:04+00:00 https://www.sifma.org/advocacy/letters/sifma-fia-and-isda-submit-comments-to-the-cftc-on-the-process-for-making-a-swap-available-to-trade 2019-08-26T20:58:13+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-cftc-on-the-process-for-making-a-swap-available-to-trade 2019-08-26T21:00:07+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-cftc-on-the-registration-of-swap-dealers-and-major-swap-participants 2019-08-26T21:01:38+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-sec-on-proposed-ownership-limitations 2019-08-26T21:03:52+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-business-conduct-standards 2019-08-27T14:40:29+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-cftc-and-the-sec-on-the-study-of-stable-value-contracts 2019-08-27T14:40:59+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-security-based-swap-ccosupervision-standards 2019-08-27T16:15:15+00:00 https://www.sifma.org/advocacy/letters/proposed-rule-to-expand-the-scope-of-consumer-financial-privacy 2019-08-27T16:19:38+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-cftc-on-registered-investment-companies-registering-as-commodity-pool-investors 2019-08-27T18:42:13+00:00 https://www.sifma.org/advocacy/letters/sifma-and-isda-submit-comments-to-the-cftc-requesting-guidance-on-the-real-time-reporting-rule 2019-08-27T18:53:41+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-cftc-requesting-relief-for-recording-requirements-under-the-internal-business-conduct-rule 2019-08-27T18:57:22+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-cftc-on-minimum-block-sizes-for-large-notional-off-facility-swaps-and-block-trades 2019-08-27T18:59:01+00:00 https://www.sifma.org/advocacy/letters/sifma-and-isda-submit-comments-to-the-cftc-on-the-proposed-schedule-for-dodd-frank-title-vii-rulemaking 2019-08-28T16:29:34+00:00 https://www.sifma.org/advocacy/letters/sifma-and-isda-submit-comments-to-the-cftc-on-the-treatment-of-inter-affiliate-transactions 2019-08-28T16:31:50+00:00 https://www.sifma.org/advocacy/letters/sifma-and-isda-submit-comments-to-the-cftc-on-aggregation-position-limits-for-futures-and-swaps 2019-08-28T16:34:57+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-cftc-requesting-a-comment-extension-for-two-proposals-affecting-swaps 2019-08-28T16:37:20+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-cftc-on-proposed-guidance-for-cross-border-application-of-certain-swap-provisions-of-cea 2019-08-28T16:44:38+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-bcbs-and-iosco-on-the-consultative-document-on-margin-requirements-for-non-centrally-cleared-derivatives 2019-08-28T16:47:17+00:00 https://www.sifma.org/advocacy/letters/sifma-and-isda-submit-comments-to-the-cftc-on-rule-proposal-regarding-margin-requirements-for-uncleared-swaps-for-swap-dealers-and-msps 2019-08-28T16:48:32+00:00 https://www.sifma.org/advocacy/letters/sifma-fia-and-isda-submit-comments-to-the-cftc-on-the-swap-dealermsp-capital-requirements-proposal 2019-08-28T16:50:02+00:00 https://www.sifma.org/advocacy/letters/sifma-and-isda-submit-comments-to-the-cftc-on-clearing-exemption-for-swaps-between-affiliated-entities 2019-08-28T16:52:43+00:00 https://www.sifma.org/advocacy/letters/nyse-miax-and-cboe-exchanges-proposals-to-amend-orf 2019-08-28T18:10:58+00:00 https://www.sifma.org/advocacy/letters/sifma-and-isda-submit-comments-to-multiple-federal-agencies-on-proposed-margin-and-capital-requirements-for-covered-swap-entities 2019-08-29T18:14:36+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-bcbs-and-iosco-in-response-to-the-second-consultative-document-on-margin-requirements-for-non-centrally-cleared-derivatives 2019-08-29T18:19:35+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-bcbc-and-iosco-on-margin-requirements-for-non-centrally-cleared-derivatives 2019-08-29T18:31:44+00:00 https://www.sifma.org/advocacy/amicus-briefs/intel-corp-investment-policy-committee-v-sulyma 2019-08-29T19:02:57+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comment-letter-to-multiple-agencies-on-margin-and-capital-requirements-for-covered-swap-entities 2019-08-29T19:09:03+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-cftc-on-recordkeeping 2019-08-29T19:17:57+00:00 https://www.sifma.org/advocacy/letters/sifma-with-other-associations-submit-letter-to-multiple-regulators-on-covered-swap-entities 2019-08-29T20:48:47+00:00 https://www.sifma.org/advocacy/letters/proposed-guidance-and-exemptions-to-clarify-treatment-of-security-based-swaps-under-the-exchange-act 2019-08-29T20:54:09+00:00 https://www.sifma.org/advocacy/letters/segregation-of-assets-held-as-collateral-in-uncleared-swap-transactions 2019-08-30T13:21:40+00:00 https://www.sifma.org/advocacy/letters/cco-duties-and-annual-report-requirements 2019-08-30T13:23:54+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-request-for-comment-period-extension-to-the-cftc-in-regards-to-reg-at-proposal 2019-08-30T13:55:50+00:00 https://www.sifma.org/advocacy/letters/msrb-proposed-rule-change-to-amend-and-restate-the-application-of-rule-g-17 2019-09-03T17:45:18+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-cftc-on-cross-border-application 2019-09-03T21:06:27+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-cftc-on-draft-technical-specifications-for-certain-swap-data-elements 2019-09-03T21:08:08+00:00 https://www.sifma.org/advocacy/letters/sifma-and-isda-submit-comments-to-the-cftc-on-the-swap-dealer-de-minimis-exception-preliminary-report 2019-09-03T21:10:11+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-cftc-on-title-vii-swap-execution-facility-and-trade-execution-regulatory-framework-and-implementation 2019-09-03T21:12:20+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-on-cpmi-iosco-uti-harmonization-consultation 2019-09-03T21:15:43+00:00 https://www.sifma.org/advocacy/letters/sifma-fia-and-fsr-submit-comments-to-the-cftc-on-regulation-of-swaps-between-non-us-swap-dealers-and-non-us-counterparties 2019-09-06T14:58:58+00:00 https://www.sifma.org/advocacy/letters/sifma-isda-submits-comments-to-multiple-agencies-in-response-to-draft-rts-on-risk-mitigation-techniques-for-otc-derivative-contracts-not-cleared-by-a-ccp 2019-09-06T15:01:43+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-cftc-on-the-cftc-cross-border-phase-in-exemptive-order-and-final-interpretive-guidance 2019-09-06T21:37:50+00:00 https://www.sifma.org/advocacy/letters/sifma-and-iib-submits-comments-to-the-cftc-on-cross-border-margin-proposal 2019-09-06T21:38:50+00:00 https://www.sifma.org/advocacy/letters/sifma-and-fsr-submit-comments-to-the-sec-on-title-vii-requirements-to-security-based-swap-transactions 2019-09-06T21:39:54+00:00 https://www.sifma.org/advocacy/letters/sifma-and-isda-submits-comment-to-the-cftc-in-reponse-to-district-court-remand-order-in-sifma-et-al-v-cftc 2019-09-06T21:40:44+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-prudential-regulators-on-the-cftc-cross-border-margin-rule 2019-09-06T21:41:52+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-supplemental-comments-to-the-cftc-on-the-aggregation-proposal-relating-to-position-limits 2019-09-06T21:42:44+00:00 https://www.sifma.org/advocacy/letters/sifma-fia-and-fsr-submit-comments-to-the-cftc-on-compliance-issues-relating-to-certain-swap-regulations 2019-09-10T18:21:36+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-and-other-associations-submit-comments-to-the-cftc-on-position-limits-for-derivatives 2019-09-10T18:25:42+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-cftc-and-the-sec-on-conflicts-of-interest-for-clearing-organizations 2019-09-10T18:27:55+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-cftc-on-capital-requirements-for-swap-dealers-and-major-swap-participants 2019-09-10T18:30:24+00:00 https://www.sifma.org/advocacy/letters/sifma-and-isda-submit-comments-to-the-cftc-regarding-position-limits-for-derivatives-and-aggregation-of-positions 2019-09-10T18:33:11+00:00 https://www.sifma.org/advocacy/letters/sifma-and-isda-submit-comments-to-the-cftc-on-position-limits-for-derivatives 2019-09-10T18:35:25+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-cftc-on-the-aggregation-of-position-limits 2019-09-10T18:37:48+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-cftc-on-exemptive-relief-for-compliance-with-certain-swap-regulations 2019-09-10T18:40:17+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-us-federal-agencies-on-margin-requirements-for-non-centrally-cleared-swaps-and-security-based-swaps 2019-09-10T18:44:38+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-cftc-on-guidance-related-to-cross-border-application-of-certain-swaps-provisions 2019-09-10T18:45:15+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-capital-margin-and-segregation-requirements-for-sbs-dealers-and-msbs-participants-and-capital-requirements-for-bds 2019-09-10T18:48:42+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-sec-requesting-a-comment-deadline-extension-for-certain-security-based-swaps-rulemakings 2019-09-10T20:57:21+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-cftc-enhancing-customer-protection 2019-09-10T21:01:56+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-cftc-on-compliance-with-certain-swap-regulations 2019-09-10T21:03:33+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-cftc-requesting-an-extension-of-an-exemptive-order-regarding-compliance-with-certain-swap-regulations 2019-09-10T21:04:09+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-cftc-on-guidance-regarding-compliance-with-certain-swap-regulations 2019-09-10T22:10:28+00:00 https://www.sifma.org/advocacy/amicus-briefs/retirement-plans-committee-of-ibm-v-jander 2019-09-11T16:49:35+00:00 https://www.sifma.org/advocacy/testimony/hearing-on-improving-retirement-security-for-americas-workers 2019-09-11T16:50:05+00:00 https://www.sifma.org/advocacy/letters/association-retirement-plans-meps 2019-09-11T16:51:15+00:00 https://www.sifma.org/advocacy/amicus-briefs/quality-systems-inc-et-al-v-city-of-miami-fire-fighters-and-police-officers-retirement-trust-et-al 2019-09-11T16:51:24+00:00 https://www.sifma.org/advocacy/amicus-briefs/cyan-inc-v-beaver-county-employees-retirement-fund-2 2019-09-11T16:51:35+00:00 https://www.sifma.org/advocacy/amicus-briefs/leidos-fka-saic-v-indiana-public-retirement-system 2019-09-11T16:51:53+00:00 https://www.sifma.org/advocacy/amicus-briefs/leidos-v-indiana-public-retirement-system 2019-09-11T16:52:03+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-dol-on-the-employee-retirement-income-security-act-of-1974 2019-09-11T16:52:11+00:00 https://www.sifma.org/advocacy/amicus-briefs/cyan-inc-v-beaver-county-employees-retirement-fund 2019-09-11T16:53:05+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-california-state-senate-on-sb-1234 2019-09-11T16:53:21+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-chris-dipietro-at-the-hearing-on-hb-1378-maryland-small-business-retirement-savings-program-and-trust 2019-09-11T16:53:29+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-chris-dipietro-at-the-hearing-on-sb-1007-maryland-small-business-retirement-savings-program-and-trust 2019-09-11T16:53:37+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-rhode-island-house-committee-on-labor-on-state-run-retirement-legislation-h-7219 2019-09-11T16:54:24+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-house-finance-committee-on-h-b-1403 2019-09-11T16:56:44+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-senator-brown-on-sb-53 2019-09-11T16:56:51+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-nj-state-assembly-labor-committee-on-the-secure-choice-savings-program-act 2019-09-11T16:57:02+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-house-ways-and-means-committee-on-sb-6-income-tax-deduction-for-college-savings 2019-09-11T16:57:40+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-california-state-assembly-supporting-529-savings-plan-legislation 2019-09-11T16:58:03+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-washington-state-house-opposing-a-proposed-state-run-retirement-plan 2019-09-11T16:58:13+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-california-secure-choice-retirement-savings-program-on-the-rfi-for-sb-1234 2019-09-11T16:58:22+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-honorable-stephen-l-nass-on-sb-45 2019-09-11T17:32:42+00:00 https://www.sifma.org/advocacy/testimony/sifma-statement-before-nyc-committee-on-civil-service-and-labor-on-the-establishment-of-a-retirement-security-review-board 2019-09-11T17:32:49+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-colorado-house-business-affairs-and-labor-committee-expressing-concerns-with-hb-1235 2019-09-11T17:33:07+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-letter-to-the-new-hampshire-house-finance-committee-regarding-state-run-retirement-program 2019-09-11T17:33:14+00:00 https://www.sifma.org/advocacy/letters/sifma-and-several-trade-groups-submit-joint-comments-to-omb-relating-to-the-408b2 2019-09-11T17:33:39+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-aaron-friedman-before-the-connecticut-retirement-security-board-on-the-behalf-of-sifma 2019-09-11T17:33:45+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-connecticut-retirement-security-board-on-state-run-retirement-plan 2019-09-11T17:34:03+00:00 https://www.sifma.org/advocacy/amicus-briefs/public-employees-retirement-system-of-mississippi-v_-indymac-mbs-inc 2019-09-11T17:34:31+00:00 https://www.sifma.org/advocacy/letters/sifma-writes-memorandum-in-opposition-of-illinois-state-run-retirement-program 2019-09-11T17:34:39+00:00 https://www.sifma.org/advocacy/testimony/sifma-statement-for-the-record-to-the-minnesota-government-operations-committee-on-a-proposed-state-run-retirement-plan 2019-09-11T17:35:26+00:00 https://www.sifma.org/advocacy/testimony/sifma-testimony-before-the-maryland-state-senate-pensions-subcommittee-on-a-proposed-state-run-retirement-plan 2019-09-11T17:35:34+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-west-virginia-house-of-delegates-opposing-legislation-to-establish-a-state-run-retirement-plan 2019-09-11T17:35:42+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-west-virginia-senate-on-proposed-voluntary-employee-retirement-accounts-program 2019-09-11T17:36:18+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-us-department-of-commerce-on-access-to-dmf-information-for-retirement-plans 2019-09-11T17:36:39+00:00 https://www.sifma.org/advocacy/amicus-briefs/retirement-board-of-the-policemens-annuity-and-benefit-fund-of-the-city-of-chicago-v-the-bank-of-new-york-mellon 2019-09-11T17:36:48+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-us-senate-finance-committee-on-preserving-the-employer-provided-retirement-system 2019-09-11T17:37:02+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-maine-legislature-on-a-bill-to-create-state-sponsored-401k-retirement-plan 2019-09-11T17:37:10+00:00 https://www.sifma.org/advocacy/testimony/sifma-managing-director-lisa-j-bleier-testimony-before-the-maryland-economic-matter-committee-on-retirement-savings-legislation 2019-09-11T17:37:37+00:00 https://www.sifma.org/advocacy/testimony/sifma-managing-director-lisa-j-bleier-testimony-before-a-connecticut-joint-committee-on-retirement-savings-plans-for-low-income-private-sector-workers 2019-09-11T17:37:49+00:00 https://www.sifma.org/advocacy/testimony/sifma-managing-director-lisa-j-bleier-testimony-before-a-connecticut-senate-committee-on-creating-a-public-retirement-plan 2019-09-11T17:38:04+00:00 https://www.sifma.org/advocacy/amicus-briefs/amgen-v-connecticut-retirement-plans 2019-09-11T17:38:20+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-us-department-of-labor-on-retirement-plan-fee-disclosure-requirements 2019-09-11T17:40:10+00:00 https://www.sifma.org/advocacy/amicus-briefs/retirement-board-of-the-policemens-annuity-and-benefit-fund-of-the-city-of-chicago-et-al-v-the-bank-of-new-york-mellon 2019-09-11T17:40:23+00:00 https://www.sifma.org/advocacy/testimony/testimony-of-lisa-bleier-sifma-before-the-massachusetts-joint-committee-on-financial-services-on-universal-retirement-accounts 2019-09-11T17:40:36+00:00 https://www.sifma.org/advocacy/amicus-briefs/aftra-retirement-fund-v-jpmorgan-chase-bank 2019-09-11T17:40:59+00:00 https://www.sifma.org/advocacy/letters/sifma-letter-to-california-state-assembly-opposes-a-b-125-an-act-to-add-title-25-to-the-government-code-relating-to-retirement 2019-09-11T17:41:07+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-department-of-labor-on-the-use-of-computer-models-on-individual-retirement-accounts 2019-09-11T17:41:27+00:00 https://www.sifma.org/advocacy/amicus-briefs/new-york-city-employees-retirement-system-v-ebbers 2019-09-11T17:41:35+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-speaker-of-the-us-house-of-representatives-on-the-retirement-savings-and-security-act 2019-09-11T17:42:39+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-house-of-representatives-on-the-retirement-savings-security-act 2019-09-11T17:43:45+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-speaker-of-the-house-on-the-retirement-savings-security-act 2019-09-11T17:43:52+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-us-department-of-labor-on-employer-sponsored-retirement-plan-expenses 2019-09-11T17:44:00+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-treasury-on-the-process-for-transferring-myra-account-balances-to-private-sector-roth-iras 2019-09-11T17:47:22+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-multiple-house-representatives-on-the-retire-act 2019-09-11T17:48:11+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-a-memo-in-opposition-to-%e2%80%8brepresentative-read-for-oregon-hb-2960 2019-09-11T17:48:35+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-maine-house-of-representatives-committee-on-insurance-on-ld-1318 2019-09-11T17:49:04+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-dol-in-response-to-their-brokerage-window-rfi 2019-09-11T17:50:05+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-connecticut-labor-and-public-employees-committee-opposing-sb-249 2019-09-11T17:51:28+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-a-senate-floor-alert-to-the-california-state-senate-opposing-sb-1234 2019-09-11T17:55:15+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-california-state-senate-appropriations-committee-opposing-sb-1234 2019-09-11T17:55:26+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-irs-on-proposed-qualified-longevity-annuity-contracts 2019-09-11T17:56:25+00:00 https://www.sifma.org/advocacy/letters/sifma-requests-good-faith-compliance-relief-from-the-dol-in-light-of-the-delayed-issuance-of-the-section-408b2-final-rule 2019-09-11T17:56:53+00:00 https://www.sifma.org/advocacy/letters/margin-requirements-for-non-centrally-cleared-derivatives-remaining-stages-of-initial-margin-phase-in 2019-09-16T15:09:14+00:00 https://www.sifma.org/advocacy/letters/developing-the-administrations-approach-to-consumer-privacy 2019-09-17T19:56:20+00:00 https://www.sifma.org/advocacy/letters/request-for-information-on-data-privacy-protection-and-collection 2019-09-17T21:17:39+00:00 https://www.sifma.org/advocacy/letters/occ-innovation-pilot-program-proposal 2019-09-17T21:29:49+00:00 https://www.sifma.org/advocacy/letters/sifma-as-part-of-a-coalition-submits-comments-to-the-california-state-assembly-opposing-a-privacy-policy-bill-ab-242 2019-09-17T21:33:01+00:00 https://www.sifma.org/advocacy/letters/gilti-regulations 2019-09-18T14:26:23+00:00 https://www.sifma.org/advocacy/letters/registration-with-alternative-compliance-for-non-u-s-derivatives-clearing-organizations 2019-09-18T14:57:53+00:00 https://www.sifma.org/advocacy/letters/swap-execution-facilities-and-trade-execution-requirement-proposed-rule-and-post-trade-name-give-up-on-swap-execution-facilities 2019-09-19T14:49:43+00:00 https://www.sifma.org/advocacy/letters/proposed-dco-registration-exemption-extension-request 2019-09-19T14:50:04+00:00 https://www.sifma.org/advocacy/letters/extension-of-sifma-no-action-letter 2019-09-19T14:55:25+00:00 https://www.sifma.org/advocacy/letters/petition-for-transparency-of-funding-of-consolidated-market-data 2019-09-19T16:57:07+00:00 https://www.sifma.org/advocacy/testimony/testimony-before-subcommittee-on-oversight-investigations-diversity-in-the-financial-services-industry-and-access-to-capital-for-minority-owned-businesses-challenges-and-opportunities 2019-09-19T19:12:56+00:00 https://www.sifma.org/advocacy/letters/response-to-cftc-project-kiss-initiative-in-regards-to-segregation-of-independent-amount-requirements 2019-09-20T02:39:25+00:00 https://www.sifma.org/advocacy/letters/response-to-cftcs-kiss-initiative-regarding-external-business-conduct-requirements 2019-09-20T02:39:45+00:00 https://www.sifma.org/advocacy/letters/response-to-cftc-project-kiss-initiative-in-regards-to-the-treatment-of-inter-affiliate-swap-transactions 2019-09-20T02:40:11+00:00 https://www.sifma.org/advocacy/letters/response-to-cftc-project-kiss-initiative-in-regards-to-risk-management-program-requirements 2019-09-20T02:40:34+00:00 https://www.sifma.org/advocacy/letters/response-to-cftc-request-for-information-project-kiss-recordkeeping-rin-3038-ae55 2019-09-20T02:40:56+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-and-other-associations-submit-comments-to-the-cftc-on-recordkeeping 2019-09-20T02:41:16+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-comments-on-cftcs-project-kiss 2019-09-20T02:41:36+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comment-to-the-european-commission-on-the-extension-on-the-qccp-transitional-relief 2019-09-20T02:42:23+00:00 https://www.sifma.org/advocacy/letters/request-for-clarification-of-cross-border-statements-in-part-4-proposal-preamble 2019-09-20T16:48:38+00:00 https://www.sifma.org/advocacy/letters/request-for-relief-from-application-of-rules-to-sbs-as-securities 2019-09-20T18:49:39+00:00 https://www.sifma.org/advocacy/letters/cco-annual-report-requirements-for-fcms-sds-and-major-swap-participants-amendments-to-filing-date 2019-09-20T18:50:03+00:00 https://www.sifma.org/advocacy/letters/improvements-market-data-structure 2019-09-20T20:47:17+00:00 https://www.sifma.org/advocacy/letters/derivatives-clearing-organization-general-provisions-and-core-principles-proposed-amendments-rin-3038-ae66 2019-09-22T17:35:33+00:00 https://www.sifma.org/advocacy/letters/concept-release-on-harmonization-of-securities-offering-exemptions 2019-09-25T16:58:28+00:00 https://www.sifma.org/advocacy/letters/sifma-and-isda-submit-comments-to-the-cftc-on-a-proposal-relating-to-the-protection-of-collateral-of-counterparties-to-uncleared-swaps 2019-09-26T16:28:33+00:00 https://www.sifma.org/advocacy/amicus-briefs/hsbc-holdings-plc-et-al-v-irving-h-picard-trustee-for-the-liquidation-of-bernard-l-madoff-investment-securities-llc 2019-09-30T20:35:27+00:00 https://www.sifma.org/advocacy/letters/regulatory-capital-treatment-of-tlac-holdings-of-gsibs-foreign-gsibs 2019-10-09T20:46:33+00:00 https://www.sifma.org/advocacy/letters/h-r-1815-sec-disclosure-effectiveness-testing-act 2019-10-16T15:53:03+00:00 https://www.sifma.org/advocacy/letters/provisions-pertaining-to-certain-investments-in-the-us-by-foreign-persons 2019-10-17T20:52:24+00:00 https://www.sifma.org/advocacy/letters/finra-amended-proposal-to-establish-a-corporate-bond-new-issue-reference-data-service 2019-10-24T18:51:41+00:00 https://www.sifma.org/advocacy/letters/nist-privacy-framework-preliminary-draft-comments 2019-10-24T19:05:41+00:00 https://www.sifma.org/advocacy/amicus-briefs/assured-guaranty-corp-v-puerto-rico-2 2019-10-25T19:46:30+00:00 https://www.sifma.org/advocacy/amicus-briefs/deutsche-bank-national-trust-company-v-morgan-stanley-mortgage-capital-holdings 2019-11-04T14:34:45+00:00 https://www.sifma.org/advocacy/amicus-briefs/j-p-morgan-securities-v-vigilant-insurance-co 2019-11-22T15:38:50+00:00 https://www.sifma.org/advocacy/letters/extension-request-for-certain-swap-data-repository-and-data-reporting-requirements 2019-12-19T15:55:13+00:00 https://www.sifma.org/advocacy/amicus-briefs/liu-v-sec 2020-01-02T11:31:40+00:00 https://www.sifma.org/advocacy/letters/response-to-rin-3064-af09-securitization-safe-harbor-rule 2020-01-02T19:32:50+00:00 https://www.sifma.org/advocacy/letters/response-to-anpr-on-the-qualified-mortgage-definition-under-the-truth-in-lending-act 2020-01-02T19:34:26+00:00 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https://www.sifma.org/advocacy/amicus-briefs/goldman-sachs-group-inc-v-arkansas-teacher-retirement-system 2020-09-24T20:46:30+00:00 https://www.sifma.org/advocacy/amicus-briefs/pirani-v-slack-technologies 2020-11-03T14:10:01+00:00 https://www.sifma.org/advocacy/amicus-briefs/in-re-the-financial-oversight-and-management-board-for-puerto-rico 2020-11-05T16:34:13+00:00 https://www.sifma.org/advocacy/amicus-briefs/in-re-bernard-l-madoff-investment-securities 2020-11-12T21:05:28+00:00 https://www.sifma.org/advocacy/amicus-briefs/in-re-southwestern-energy-company 2020-11-18T21:48:50+00:00 https://www.sifma.org/advocacy/letters/secure-act-in-house-ways-means 2020-12-08T02:13:35+00:00 https://www.sifma.org/advocacy/amicus-briefs/mccarthy-v-intercontinental-exchange 2020-12-11T15:58:41+00:00 https://www.sifma.org/advocacy/amicus-briefs/haley-v-tiaa 2020-12-17T16:36:36+00:00 https://www.sifma.org/advocacy/amicus-briefs/mt-bank-corp-v-jaroslawicz 2020-12-18T15:50:50+00:00 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https://www.sifma.org/advocacy/testimony/sifma-testimony-on-proposed-amendments-to-regulations-under-erisa-section-408b2-presented-by-william-e-ryan-iii 2021-12-16T13:40:18+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-us-representative-ron-kind-on-the-small-businesses-add-value-for-employees 2021-12-16T13:40:39+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-us-representative-ron-kind-on-the-small-businesses-add-value-for-employees-act 2021-12-16T13:41:06+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-the-release-of-information-through-nasds-brokercheck 2021-12-16T13:41:24+00:00 https://www.sifma.org/advocacy/letters/independent-contractor-status-under-the-fair-labor-standards-act 2021-12-16T13:45:17+00:00 https://www.sifma.org/advocacy/letters/sifma-comment-letter-re-electronic-record-keeping-requirements-for-broker-dealers 2021-12-23T19:14:53+00:00 https://www.sifma.org/advocacy/letters/dol-esg-proposal 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2022-06-22T16:02:01+00:00 https://www.sifma.org/advocacy/letters/cat-executed-share-funding-model 2022-06-22T19:39:31+00:00 https://www.sifma.org/advocacy/letters/the-enhancement-and-standardization-of-climate-related-disclosures-for-investors 2022-06-23T20:03:17+00:00 https://www.sifma.org/advocacy/letters/trace-reporting-for-usd-sovereigns 2022-06-25T15:38:02+00:00 https://www.sifma.org/advocacy/letters/update-on-efforts-to-implement-staff-accounting-bulletin-no-121 2022-06-27T13:05:43+00:00 https://www.sifma.org/advocacy/letters/joint-financial-services-trades-letter-on-h-r-8152-the-american-data-privacy-and-protection-act 2022-07-12T15:50:50+00:00 https://www.sifma.org/advocacy/letters/joint-trades-request-for-extension-of-comment-period-on-dealer-proposal 2022-07-12T18:05:41+00:00 https://www.sifma.org/advocacy/letters/coalition-letter-on-s-4353-the-rise-and-shine-act 2022-07-12T18:19:12+00:00 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2022-08-03T11:11:04+00:00 https://www.sifma.org/advocacy/letters/esg-investment-practices 2022-08-17T21:49:11+00:00 https://www.sifma.org/advocacy/letters/cybersecurity-requirements-for-financial-services-companies 2022-08-18T13:14:49+00:00 https://www.sifma.org/advocacy/letters/additional-transparency-for-secondary-market-transactions-of-treasury-securities-sifma-amg 2022-08-26T17:06:03+00:00 https://www.sifma.org/advocacy/letters/additional-transparency-for-secondary-market-transactions-of-treasury-securities-joint-trades 2022-08-26T17:10:54+00:00 https://www.sifma.org/advocacy/letters/msrb-notice-2022-06-amendments-to-certain-fees-for-dealers-and-municipal-advisors-and-proposing-an-annual-rate-card-process 2022-09-06T13:20:33+00:00 https://www.sifma.org/advocacy/letters/proposed-changes-to-finra-expungement-rules 2022-09-06T13:31:08+00:00 https://www.sifma.org/advocacy/letters/finra-remote-inspections-pilot-program-proposal 2022-09-07T20:45:10+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-on-nasaa-reit-proposal 2022-09-13T15:34:31+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-sec-on-investment-company-reporting-modernization 2022-09-14T14:48:50+00:00 https://www.sifma.org/advocacy/letters/timing-and-substantive-concerns-related-to-no-action-relief-for-dealing-commissions 2022-09-14T16:43:24+00:00 https://www.sifma.org/advocacy/letters/unprecedented-sec-staff-interpretation-to-force-private-companies-public-and-raise-costs-on-job-creators 2022-09-14T17:22:32+00:00 https://www.sifma.org/advocacy/letters/proposed-regulation-172-sifma-amg 2022-09-15T19:46:47+00:00 https://www.sifma.org/advocacy/letters/regulation-implementing-the-adjustable-interest-rate-libor-act 2022-09-19T14:10:28+00:00 https://www.sifma.org/advocacy/letters/proposed-rule-change-to-adopt-supplementary-material-19-under-finra-rule-3110 2022-09-19T14:11:36+00:00 https://www.sifma.org/advocacy/letters/joint-trade-extension-request-to-u-s-department-of-labor 2022-09-19T14:12:05+00:00 https://www.sifma.org/advocacy/letters/cppa-public-comment-for-cpra-regulations 2022-09-19T14:12:44+00:00 https://www.sifma.org/advocacy/letters/msrb-notice-2022-03-amendments-to-certain-fees-for-dealers-and-municipal-advisors-and-proposing-an-annual-rate-card-process 2022-09-19T14:14:38+00:00 https://www.sifma.org/advocacy/letters/sifma-bda-and-nama-on-msrb-proposed-changes-to-its-fee-setting-process 2022-09-19T14:15:03+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-response-to-ioscos-discussion-paper-corporate-bond-markets-drivers-of-liquidity-during-covid-19-induced-market-stresses 2022-09-19T14:15:33+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-request-for-extension-of-cftc-staff-letter-19-19 2022-09-19T14:15:49+00:00 https://www.sifma.org/advocacy/letters/revised-proposed-regulations-to-nevada-administrative-code-chapter-90 2022-09-19T14:17:05+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-response-to-issb-sustainability-disclosures 2022-09-19T14:17:44+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-comment-lmes-proposal-to-collect-otc-metals-positions 2022-09-19T14:20:27+00:00 https://www.sifma.org/advocacy/letters/proposed-trade-reporting-requirements-for-over-the-counter-options-transactions 2022-09-20T20:37:42+00:00 https://www.sifma.org/advocacy/letters/extension-request-for-the-form-pf-proposed-rules-joint-trades 2022-09-27T13:12:17+00:00 https://www.sifma.org/advocacy/amicus-briefs/cfpb-v-national-collegiate-master-student-loan-trust 2022-10-03T15:27:33+00:00 https://www.sifma.org/advocacy/letters/response-to-cpmi-and-ioscos-discussion-paper-on-ccp-to-address-non-default-losses-sifma-amg 2022-10-03T18:37:23+00:00 https://www.sifma.org/advocacy/amicus-briefs/slack-technologies-v-pirani 2022-10-03T18:51:37+00:00 https://www.sifma.org/advocacy/letters/eligible-collateral-under-uk-margin-bts-eea-ucits-joint-trades 2022-10-05T15:35:48+00:00 https://www.sifma.org/advocacy/letters/supplemental-comments-on-cat-executed-share-funding-model 2022-10-07T20:52:50+00:00 https://www.sifma.org/advocacy/letters/dols-proposed-amendment-to-pte-84-14 2022-10-11T15:15:40+00:00 https://www.sifma.org/advocacy/amicus-briefs/in-re-brazos-electric-power-cooperative 2022-10-11T18:55:49+00:00 https://www.sifma.org/advocacy/amicus-briefs/klein-v-td-ameritrade-holding-corporation-et-al 2022-10-12T13:38:19+00:00 https://www.sifma.org/advocacy/letters/form-pf-reporting-requirements-for-all-filers-and-large-hedge-fund-advisers 2022-10-12T14:17:05+00:00 https://www.sifma.org/advocacy/letters/margin-requirements-for-non-centrally-cleared-derivatives-amendments-to-bts-joint-trades 2022-10-12T23:45:14+00:00 https://www.sifma.org/advocacy/letters/clearing-agency-governance-and-conflicts-of-interest 2022-11-02T17:54:31+00:00 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https://www.sifma.org/advocacy/letters/small-business-advisory-review-panel-for-required-rulemaking-on-personal-financial-data-rights 2023-01-24T21:47:20+00:00 https://www.sifma.org/advocacy/letters/jobs-act-4-0-discussion-draft 2023-01-30T16:56:10+00:00 https://www.sifma.org/advocacy/letters/regulatory-notice-22-26-finra-requests-comment-on-proposed-changes-to-trace-reporting-relating-to-delayed-treasury-spot-trades 2023-01-30T23:12:41+00:00 https://www.sifma.org/advocacy/letters/request-for-comment-on-draft-amendments-to-create-an-exemption-for-municipal-advisor-representatives-from-requalification-by-examination 2023-01-31T01:23:05+00:00 https://www.sifma.org/advocacy/letters/request-for-comment-on-draft-amendment-to-msrb-rule-g-32-to-streamline-the-deadlines-for-submitting-the-information-on-form-g-32 2023-01-31T01:29:17+00:00 https://www.sifma.org/advocacy/letters/sustainability-disclosure-requirements-and-investment-labels-sifma-amg 2023-01-31T01:30:32+00:00 https://www.sifma.org/advocacy/letters/withholding-on-transfers-of-interests-in-ptps 2023-01-31T19:48:13+00:00 https://www.sifma.org/advocacy/letters/investment-adviser-recordkeeping-requirements-joint-trades 2023-02-01T16:02:09+00:00 https://www.sifma.org/advocacy/amicus-briefs/slack-technologies-v-pirani-2 2023-02-03T20:08:22+00:00 https://www.sifma.org/advocacy/letters/principles-for-climate-related-financial-risk-management-for-large-financial-institutions-2 2023-02-07T18:18:07+00:00 https://www.sifma.org/advocacy/letters/information-regarding-the-data-relied-upon-by-the-commission-in-proposing-certain-commission-rulemaking-related-to-market-structure 2023-02-08T21:25:01+00:00 https://www.sifma.org/advocacy/letters/request-to-extend-comment-period-on-four-rule-proposals 2023-02-08T22:09:02+00:00 https://www.sifma.org/advocacy/testimony/sifma-statement-on-sifmas-market-structure-recommendations-before-roundtable-on-equity-market-structure 2023-02-21T18:09:30+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-with-recommendations-for-equity-market-structure-reforms 2023-02-21T21:11:24+00:00 https://www.sifma.org/advocacy/letters/esma-consultation-paper-regarding-guidelines-on-funds-names-using-esg-or-sustainability-related-terms 2023-03-08T01:01:54+00:00 https://www.sifma.org/advocacy/letters/proposed-rule-change-consisting-of-amendments-to-msrb-rule-g-40-on-advertising-by-municipal-advisors-and-msrb-rule-g-8-on-books-and-records 2023-03-08T01:20:31+00:00 https://www.sifma.org/advocacy/letters/proposed-rule-change-to-create-new-msrb-rule-g-46-on-duties-of-solicitor-municipal-advisors-and-to-amend-msrb-rule-g-8-on-books-and-records 2023-03-08T01:32:37+00:00 https://www.sifma.org/advocacy/letters/ofr-proposed-rule-change-relating-to-collection-of-non-centrally-cleared-bilateral-transactions-in-the-us-repurchase-agreement-market-sifma-amg 2023-03-10T14:28:26+00:00 https://www.sifma.org/advocacy/letters/2023-qualified-intermediary-agreement 2023-03-13T23:34:06+00:00 https://www.sifma.org/advocacy/letters/sifma-and-bpi-on-cybersecurity-requirements-for-financial-services-companies 2023-03-16T16:01:33+00:00 https://www.sifma.org/advocacy/letters/invitation-for-preliminary-comments-on-proposed-rulemaking-cybersecurity-audits-risk-assessments-and-automated-decisioning 2023-03-27T21:02:38+00:00 https://www.sifma.org/advocacy/letters/request-for-public-comment-regarding-proposed-rule-192 2023-03-28T02:20:04+00:00 https://www.sifma.org/advocacy/letters/prohibition-against-conflicts-of-interest-in-certain-securitizations-joint-trades 2023-03-28T02:35:52+00:00 https://www.sifma.org/advocacy/amicus-briefs/u-s-v-pacilio 2023-04-10T15:49:08+00:00 https://www.sifma.org/advocacy/letters/request-to-extend-comment-period-on-proposed-enhancements-to-regulation-s-p-and-new-rule-10-proposal 2023-04-13T20:57:07+00:00 https://www.sifma.org/advocacy/letters/request-for-comment-regarding-a-retrospective-review-of-the-msrbs-time-of-trade-disclosure-rule-and-draft-amendments-to-msrb-rule-d-15-on-sophisticated-municipal-market-professionals 2023-04-18T12:59:17+00:00 https://www.sifma.org/advocacy/letters/notice-of-proposed-rulemaking-federal-trade-commission-non-compete-clause-rule-88-fed-reg 2023-04-19T19:59:01+00:00 https://www.sifma.org/advocacy/letters/market-structure-proposals 2023-04-20T20:05:47+00:00 https://www.sifma.org/advocacy/letters/market-structure-proposals-sifma-amg 2023-04-20T20:06:04+00:00 https://www.sifma.org/advocacy/letters/proposed-regulation-best-execution 2023-04-20T20:06:33+00:00 https://www.sifma.org/advocacy/amicus-briefs/in-re-firstenergy-corporation 2023-04-23T18:12:22+00:00 https://www.sifma.org/advocacy/letters/msrb-amendment-to-rules-g-12-and-g-15-on-regular-way-settlement 2023-05-04T11:29:17+00:00 https://www.sifma.org/advocacy/letters/safeguarding-advisory-client-assets 2023-05-08T21:09:29+00:00 https://www.sifma.org/advocacy/letters/safeguarding-advisory-client-assets-sifma-amg 2023-05-08T21:12:40+00:00 https://www.sifma.org/advocacy/letters/secure-529-provisions 2023-05-09T21:02:01+00:00 https://www.sifma.org/advocacy/letters/enterprise-regulatory-capital-framework-amendments 2023-05-12T15:38:34+00:00 https://www.sifma.org/advocacy/amicus-briefs/in-re-fairfield-sentry 2023-05-15T12:22:01+00:00 https://www.sifma.org/advocacy/letters/enterprise-single-family-social-bond-policy 2023-05-17T17:47:47+00:00 https://www.sifma.org/advocacy/letters/authority-to-require-supervision-and-regulation-of-certain-nonbank-financial-companies-joint-trades 2023-05-23T15:44:21+00:00 https://www.sifma.org/advocacy/letters/need-for-continued-mifid-ii-relief-overview-of-key-issues-and-challenges-under-the-advisers-act 2023-05-23T17:14:10+00:00 https://www.sifma.org/advocacy/letters/impact-of-mifid-ii-research-provisions 2023-05-23T17:19:08+00:00 https://www.sifma.org/advocacy/amicus-briefs/schwab-v-guerrero 2023-05-24T15:15:41+00:00 https://www.sifma.org/advocacy/letters/improvements-to-income-tax-disclosures 2023-05-30T12:59:29+00:00 https://www.sifma.org/advocacy/amicus-briefs/kahle-v-cargill-inc 2023-05-31T18:14:11+00:00 https://www.sifma.org/advocacy/letters/secure-2-0-provisions 2023-06-05T13:11:20+00:00 https://www.sifma.org/advocacy/letters/rule-10-proposal-joint-trades 2023-06-05T21:01:15+00:00 https://www.sifma.org/advocacy/letters/regulation-s-p-privacy-of-consumer-financial-information-and-safeguarding-customer-information-joint-trades 2023-06-05T21:13:23+00:00 https://www.sifma.org/advocacy/letters/review-of-bank-secrecy-act-regulations-and-guidance 2023-06-12T16:48:01+00:00 https://www.sifma.org/advocacy/letters/beneficial-ownership-information-reports 2023-06-12T16:49:32+00:00 https://www.sifma.org/advocacy/letters/fincen-notice-of-proposed-rulemaking-on-beneficial-ownership-information-access-and-safeguards-and-use-of-fincen-identifiers-for-entities 2023-06-12T16:50:15+00:00 https://www.sifma.org/advocacy/letters/fincen-nprm-on-beneficial-ownership-information-reporting-requirements 2023-06-12T16:51:15+00:00 https://www.sifma.org/advocacy/letters/fincen-beneficial-ownership-registry 2023-06-12T16:51:46+00:00 https://www.sifma.org/advocacy/letters/joint-trades-on-anti-money-laundering-program-effectiveness 2023-06-12T16:53:29+00:00 https://www.sifma.org/advocacy/letters/maloney-amendment-in-2021-ndaa 2023-06-12T16:54:24+00:00 https://www.sifma.org/advocacy/letters/anti-money-laundering-program-effectiveness 2023-06-12T16:55:11+00:00 https://www.sifma.org/advocacy/letters/joint-trades-on-the-passage-of-the-anti-money-laundering-act-of-2020 2023-06-12T16:56:00+00:00 https://www.sifma.org/advocacy/letters/efforts-to-modernize-the-aml-cft-regulatory-system 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https://www.sifma.org/advocacy/letters/sifma-and-sifma-amg-submit-comments-to-the-treasury-on-aml-program-and-suspicious-activity-report-filing-requirements 2023-06-12T18:09:26+00:00 https://www.sifma.org/advocacy/letters/sia-and-other-associations-submit-comments-to-fincen-on-aml-due-diligence-programs-for-certain-foreign-accounts 2023-06-12T18:09:59+00:00 https://www.sifma.org/advocacy/letters/sia-fia-and-ici-submits-comments-to-the-fatf-on-fatf-consultation-paper-on-aml-standards 2023-06-12T18:10:44+00:00 https://www.sifma.org/advocacy/letters/regulation-systems-compliance-and-integrity 2023-06-13T20:00:35+00:00 https://www.sifma.org/advocacy/letters/supplemental-information-and-reopening-of-comment-period-for-amendments-to-exchange-act-rule-3b-16-regarding-the-definition-of-exchange 2023-06-14T00:47:05+00:00 https://www.sifma.org/advocacy/letters/supplemental-information-and-reopening-of-comment-period-for-amendments-to-exchange-act-rule-3b-16-regarding-the-definition-of-exchange-sifma-amg 2023-06-14T00:48:13+00:00 https://www.sifma.org/advocacy/letters/gfma-submits-letter-on-mifid-ii-unbundling-requirement 2023-06-22T13:58:46+00:00 https://www.sifma.org/advocacy/letters/sifma-and-iib-on-proposed-guidance-for-new-york-state-regulated-banking-and-mortgage-organizations-relating-to-management-of-material-financial-risks-from-climate-change 2023-06-22T19:18:52+00:00 https://www.sifma.org/advocacy/letters/request-for-public-comment-regarding-proposed-rule-192-joint-trades 2023-06-22T19:20:43+00:00 https://www.sifma.org/advocacy/letters/sifma-cba-aba-and-bpi-on-enhanced-financed-emission-disclosures 2023-06-22T19:24:29+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-on-the-names-rule-amendments-proposal 2023-06-22T19:24:56+00:00 https://www.sifma.org/advocacy/letters/sifma-and-sifma-amg-on-certain-information-providers-acting-as-investment-advisers 2023-06-22T19:25:30+00:00 https://www.sifma.org/advocacy/letters/enhanced-disclosures-by-certain-investment-advisers-and-investment-companies-about-esg-investment-practices 2023-06-22T19:26:44+00:00 https://www.sifma.org/advocacy/letters/request-for-public-comment-regarding-proposed-rule-192-conflicts-of-interest-relating-to-certain-securitizations-sifma-sifma-amg-and-bpi 2023-06-27T20:23:22+00:00 https://www.sifma.org/advocacy/letters/financial-services-industry-comment-on-omb-2022-0014-and-omb-2022-0011 2023-06-27T21:40:04+00:00 https://www.sifma.org/advocacy/letters/roth-catch-up-contribution-provision-in-secure-2-0-act 2023-06-30T14:11:47+00:00 https://www.sifma.org/advocacy/letters/derivatives-clearing-organization-risk-management-regulations-to-account-for-the-treatment-of-separate-accounts-by-futures-commission-merchants-sifma-amg 2023-07-03T16:51:49+00:00 https://www.sifma.org/advocacy/letters/request-for-extension-to-the-comment-period-for-covered-clearing-agency-resilience-and-recovery-and-wind-down-plans-joint-trades 2023-07-03T16:54:34+00:00 https://www.sifma.org/advocacy/amicus-briefs/macquarie-infrastructure-corp-v-moab-partners-l-p 2023-07-05T15:12:34+00:00 https://www.sifma.org/advocacy/amicus-briefs/cantor-fitzgerald-lp-v-ainslie 2023-07-06T15:24:06+00:00 https://www.sifma.org/advocacy/letters/joint-consultation-paper-on-the-review-of-sfdr-delegated-regulation-sifma-amg 2023-07-12T15:39:22+00:00 https://www.sifma.org/advocacy/letters/forthcoming-proposal-to-implement-the-basel-agreement-of-2017-joint-trades 2023-07-13T11:34:58+00:00 https://www.sifma.org/advocacy/letters/request-to-extend-the-mifid-ii-no-action-letter 2023-07-14T14:58:56+00:00 https://www.sifma.org/advocacy/letters/reopening-of-comment-period-for-proposed-rulemaking-on-modernization-of-beneficial-ownership-reporting-sifma-and-sifma-amg 2023-07-20T15:14:16+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-on-sec-proposed-amendments-to-beneficial-ownership 2023-07-20T15:23:14+00:00 https://www.sifma.org/advocacy/letters/making-multinationals-pay-their-fair-share-integrity-and-transparency-sifma-amg 2023-07-21T15:41:29+00:00 https://www.sifma.org/advocacy/letters/section-603-of-secure-2-0-act-joint-trades 2023-07-24T14:35:48+00:00 https://www.sifma.org/advocacy/letters/extension-request-for-the-proposed-accounting-standard-update-financial-instruments-credit-losses-topic-326-purchased-financial-assets 2023-07-27T13:29:26+00:00 https://www.sifma.org/advocacy/letters/authority-to-require-supervision-and-regulation-of-certain-nbfcs 2023-07-27T22:56:50+00:00 https://www.sifma.org/advocacy/letters/amendments-to-pcaob-auditing-standards-related-to-a-companys-noncompliance-with-laws-and-regulation 2023-08-07T13:18:20+00:00 https://www.sifma.org/advocacy/letters/finra-seeks-comment-on-concept-proposal-for-a-liquidity-risk-management-rule 2023-08-11T14:13:45+00:00 https://www.sifma.org/advocacy/letters/cybersecurity-requirements-for-financial-services-companies-2 2023-08-14T19:19:07+00:00 https://www.sifma.org/advocacy/letters/section-6418-transfer-of-certain-credits-under-internal-revenue-service 2023-08-14T19:31:06+00:00 https://www.sifma.org/advocacy/amicus-briefs/murray-v-ubs 2023-08-15T19:46:52+00:00 https://www.sifma.org/advocacy/amicus-briefs/wildman-et-al-v-deutsche-bank-et-al 2023-08-18T16:37:52+00:00 https://www.sifma.org/advocacy/letters/position-reporting-of-large-security-based-swap-positions-sifma-amg 2023-08-22T20:13:43+00:00 https://www.sifma.org/advocacy/letters/comments-on-proposed-capital-substituted-compliance-for-eu-nonbank-swap-dealers-sifma-isda-and-iib 2023-09-01T13:50:41+00:00 https://www.sifma.org/advocacy/letters/position-reporting-of-large-security-based-swap-positions-sifma-iib-and-isda 2023-09-01T13:52:49+00:00 https://www.sifma.org/advocacy/letters/comments-supporting-capital-substituted-compliance-for-mexican-nonbank-swap-dealers-sifma-and-isda 2023-09-01T13:56:53+00:00 https://www.sifma.org/advocacy/letters/climate-related-financial-risk 2023-09-01T13:59:03+00:00 https://www.sifma.org/advocacy/letters/request-for-comment-on-an-application-for-a-capital-comparability-determination-from-the-financial-services-agency-of-japan 2023-09-01T14:00:04+00:00 https://www.sifma.org/advocacy/letters/sec-sbs-ef-comment-letter 2023-09-01T14:02:48+00:00 https://www.sifma.org/advocacy/letters/sec-proposed-amendments-to-beneficial-ownership 2023-09-01T14:04:54+00:00 https://www.sifma.org/advocacy/letters/prohibition-against-undue-influence-over-chief-compliance-officers 2023-09-01T14:07:28+00:00 https://www.sifma.org/advocacy/letters/position-reporting-of-large-security-based-swap-positions 2023-09-01T14:10:36+00:00 https://www.sifma.org/advocacy/letters/prohibition-against-fraud-manipulation-or-deception-in-connection-with-security-based-swaps 2023-09-01T14:13:15+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-on-security-based-swap-position-reporting-requirements 2023-09-01T14:14:51+00:00 https://www.sifma.org/advocacy/letters/iosco-consultation-report-on-liquidity-risk-management-tools 2023-09-05T14:48:02+00:00 https://www.sifma.org/advocacy/letters/financial-stability-board-consultation-report-on-liquidity-risk-management-of-open-end-funds 2023-09-05T14:48:51+00:00 https://www.sifma.org/advocacy/letters/notice-of-filing-of-amendment-to-the-national-market-system-plan-governing-the-cat-sifma-amg 2023-09-05T18:24:41+00:00 https://www.sifma.org/advocacy/letters/notice-of-filing-of-amendment-to-the-national-market-system-plan-governing-the-cat 2023-09-06T16:47:59+00:00 https://www.sifma.org/advocacy/letters/joint-industry-plan-notice-of-filing-of-amendment-to-the-national-market-system-plan-governing-the-consolidated-audit-trail 2023-09-06T16:51:03+00:00 https://www.sifma.org/advocacy/letters/order-instituting-proceedings-to-determine-whether-to-approve-or-disapprove-an-amendment-to-the-national-market-system-plan-governing-the-cat-sifma-and-fif 2023-09-06T16:54:36+00:00 https://www.sifma.org/advocacy/letters/financial-instruments-credit-losses-topic-326-purchased-financial-assets 2023-09-07T14:39:22+00:00 https://www.sifma.org/advocacy/letters/daily-computation-of-customer-and-broker-dealer-reserve-requirements-under-the-broker-dealer-customer-protection-rule 2023-09-11T13:15:09+00:00 https://www.sifma.org/advocacy/letters/request-for-re-proposal-of-regulatory-capital-rule-to-remedy-administrative-procedure-act-violations-joint-trades 2023-09-12T15:32:26+00:00 https://www.sifma.org/advocacy/amicus-briefs/camelot-event-driven-fund-v-morgan-stanley-et-al 2023-09-15T20:03:09+00:00 https://www.sifma.org/advocacy/letters/anprm-on-potential-amendments-to-the-risk-management-program-sifma-and-isda 2023-09-19T15:40:50+00:00 https://www.sifma.org/advocacy/letters/revised-draft-form-w-9 2023-09-22T17:57:36+00:00 https://www.sifma.org/advocacy/letters/conflicts-of-interest-associated-with-the-use-of-predictive-data-analytics-by-broker-dealers-and-investment-advisers-joint-trades 2023-09-26T01:31:02+00:00 https://www.sifma.org/advocacy/letters/negative-impacts-of-the-safeguarding-proposal-on-investors-market-participants-and-the-financial-markets-joint-trades 2023-09-26T01:39:46+00:00 https://www.sifma.org/advocacy/letters/sec-and-cftc-clearing-agency-margin-and-recovery-and-wind-down-planning-sifma-and-sifma-amg 2023-09-27T00:01:44+00:00 https://www.sifma.org/advocacy/letters/introduction-of-the-uniform-treatment-of-custodial-assets-act 2023-09-27T18:00:35+00:00 https://www.sifma.org/advocacy/letters/provisions-pertaining-to-u-s-investments-in-certain-national-security-technologies-and-products-in-countries-of-concern 2023-09-28T23:13:29+00:00 https://www.sifma.org/advocacy/letters/request-for-extension-of-comment-period-for-reg-122793-19 2023-10-02T14:16:12+00:00 https://www.sifma.org/advocacy/letters/margin-requirements-for-uncleared-swaps-for-swap-dealers-and-major-swap-participants-sifma-sifma-amg-and-isda 2023-10-12T15:34:37+00:00 https://www.sifma.org/advocacy/letters/request-for-a-delay-to-the-compliance-date-for-new-block-thresholds-and-cap-sizes-sifma-amg 2023-10-12T17:04:11+00:00 https://www.sifma.org/advocacy/letters/quantitative-impact-study-of-the-potential-effects-of-proposed-regulatory-capital-rules-joint-trades 2023-10-16T13:13:23+00:00 https://www.sifma.org/advocacy/amicus-briefs/kelley-v-bmo-harris-bank-n-a 2023-10-16T13:22:40+00:00 https://www.sifma.org/advocacy/letters/rfi-secure-2-0-reporting-and-disclosure 2023-10-16T16:08:59+00:00 https://www.sifma.org/advocacy/letters/conflicts-of-interest-associated-with-the-use-of-predictive-data-analytics-by-broker-dealers-and-investment-advisers 2023-10-23T15:19:26+00:00 https://www.sifma.org/advocacy/letters/request-for-extension-of-comment-period-for-notice-of-proposed-rulemaking-on-personal-financial-data-rights-joint-trades 2023-10-27T21:19:39+00:00 https://www.sifma.org/advocacy/testimony/testimony-on-examining-the-secs-agenda 2023-11-03T12:57:20+00:00 https://www.sifma.org/advocacy/letters/retirement-security-rule-definition-of-an-investment-advice-fiduciary-and-related-exemptions-joint-trades 2023-11-08T16:58:34+00:00 https://www.sifma.org/advocacy/amicus-briefs/napfm-et-al-v-sec 2023-11-09T12:58:37+00:00 https://www.sifma.org/advocacy/amicus-briefs/petroleos-de-venezuela-s-a-v-mufg-union-bank-n-a 2023-11-10T00:15:59+00:00 https://www.sifma.org/advocacy/amicus-briefs/macquarie-infrastructure-corp-v-moab-partners-l-p-2 2023-11-21T14:34:47+00:00 https://www.sifma.org/advocacy/letters/section-871m-transition-rules 2023-11-28T14:17:43+00:00 https://www.sifma.org/advocacy/letters/open-end-fund-liquidity-risk-management-programs-and-swing-pricing-sifma-and-sifma-amg 2023-11-30T22:01:52+00:00 https://www.sifma.org/advocacy/letters/joint-trades-request-for-interim-extension-of-the-july-2024-submission-date-for-triennial-filers 2023-11-30T22:04:42+00:00 https://www.sifma.org/advocacy/letters/proposed-guidance-for-resolution-plan-submissions-of-foreign-triennial-full-filers 2023-11-30T22:05:54+00:00 https://www.sifma.org/advocacy/letters/finra-proposal-on-treasury-transaction-public-dissemination 2023-12-01T16:23:10+00:00 https://www.sifma.org/advocacy/letters/proposed-revisions-to-nasaa-broker-dealer-model-rule 2023-12-01T17:02:23+00:00 https://www.sifma.org/advocacy/letters/proposed-revisions-to-cfp-board-sanctions-guidelines 2023-12-01T21:31:03+00:00 https://www.sifma.org/advocacy/letters/proposed-amendment-to-prohibited-transaction-class-exemption-84-14-joint-trades 2023-12-08T22:00:58+00:00 https://www.sifma.org/advocacy/testimony/testimony-on-retirement-security-rule-definition-of-an-investment-advice-fiduciary 2023-12-12T20:23:54+00:00 https://www.sifma.org/advocacy/letters/proposed-amendments-to-rule-4-7-sifma-amg 2023-12-13T14:02:01+00:00 https://www.sifma.org/advocacy/amicus-briefs/puerto-rico-electric-power-authority-v-assured-guaranty 2023-12-19T15:30:21+00:00 https://www.sifma.org/advocacy/letters/required-rulemaking-on-personal-financial-data-rights 2023-12-20T19:42:12+00:00 https://www.sifma.org/advocacy/letters/proposed-regulations-940-c-m-r-38-00 2023-12-20T21:09:07+00:00 https://www.sifma.org/advocacy/letters/proposed-regulation-under-the-employee-retirement-income-security-act-of-1974-sifma-and-sifma-amg 2024-01-02T19:15:36+00:00 https://www.sifma.org/advocacy/letters/proposed-rule-change-to-establish-the-2024-rate-card-fees-for-dealers-and-municipal-advisors-pursuant-to-msrb-rules-a-11-and-a-13-joint-trades 2024-01-03T14:00:46+00:00 https://www.sifma.org/advocacy/letters/eu-sustainable-finance-disclosures-regulation-sifma-amg 2024-01-03T18:29:37+00:00 https://www.sifma.org/advocacy/letters/volume-based-exchange-transaction-pricing-for-nms-stock 2024-01-05T20:18:55+00:00 https://www.sifma.org/advocacy/letters/supplemental-comments-on-safeguarding-advisory-client-assets-sifma-and-sifma-amg 2024-01-10T18:52:07+00:00 https://www.sifma.org/advocacy/letters/long-term-debt-requirements-sifma-and-sifma-amg 2024-01-11T20:33:14+00:00 https://www.sifma.org/advocacy/letters/large-banking-organizations-and-banking-organizations-with-significant-trading-activity 2024-01-16T13:04:47+00:00 https://www.sifma.org/advocacy/letters/regulatory-capital-rule-large-banking-organizations-and-banking-joint-trades 2024-01-16T13:10:24+00:00 https://www.sifma.org/advocacy/letters/large-banking-organizations-and-banking-organizations-with-significant-trading-and-gsib-surcharge-proposal-sifma-amg 2024-01-17T13:55:47+00:00 https://www.sifma.org/advocacy/letters/risk-based-capital-surcharges-for-global-systemically-important-bank-holding-companies-systemic-risk-report-sifma-and-isda 2024-01-17T20:45:31+00:00 https://www.sifma.org/advocacy/letters/large-banking-organizations-and-banking-organizations-with-significant-trading-activity-sifma-and-isda 2024-01-17T20:48:22+00:00 https://www.sifma.org/advocacy/letters/regulatory-capital-rule-amendments-applicable-to-large-banking-organizations-and-to-banking-organizations-with-significant-trading-activity-sifma-and-fia 2024-01-17T20:53:35+00:00 https://www.sifma.org/advocacy/letters/proposed-amendments-to-cftc-regulation-1-25-sifma-amg 2024-01-17T21:22:22+00:00 https://www.sifma.org/advocacy/letters/large-banking-organizations-and-banking-organizations-with-significant-trading-activity-muni-joint-trades 2024-01-18T01:00:33+00:00 https://www.sifma.org/advocacy/letters/proposed-rule-change-to-amend-msrb-rule-g-12-to-promote-the-completion-of-allocations-confirmations-and-affirmations-by-the-end-of-trade-date 2024-01-19T02:43:38+00:00 https://www.sifma.org/advocacy/letters/proposed-rule-change-to-establish-the-2024-rate-card-fees-for-dealers-and-municipal-advisors-pursuant-to-msrb-rules-a-11-and-a-13 2024-01-25T13:40:24+00:00 https://www.sifma.org/advocacy/letters/request-for-comment-on-retrospective-rule-review-of-rule-g-12c-on-inter-dealer-confirmations-and-related-interpretive-guidance 2024-01-25T20:14:47+00:00 https://www.sifma.org/advocacy/letters/msrb-notice-2022-07-and-finra-regulatory-notice-22-17-proposals-to-shorten-fixed-income-trade-reporting-timeframes 2024-01-26T15:23:28+00:00 https://www.sifma.org/advocacy/letters/foster-financial-literacy-resolution 2024-01-26T17:35:47+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-financial-literacy-among-investors 2024-01-26T17:48:20+00:00 https://www.sifma.org/advocacy/letters/sifmas-foundation-for-investor-education-submits-comments-to-the-financial-literacy-education-commission-on-youth-financial-education 2024-01-26T17:49:09+00:00 https://www.sifma.org/advocacy/testimony/testimony-on-improving-financial-literacy-working-together-to-develop-private-sector-coordination-and-solutions 2024-01-26T17:49:27+00:00 https://www.sifma.org/advocacy/testimony/testimony-from-hearing-improving-financial-literacy-working-together-to-develop-private-sector-coordination-and-solutions 2024-01-26T17:50:04+00:00 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https://www.sifma.org/advocacy/letters/form-u5-defamation-claims-for-money-damages-recommendations-to-improve-the-fairness-of-adjudications 2024-02-20T16:59:27+00:00 https://www.sifma.org/advocacy/letters/irs-notice-2024-2-miscellaneous-changes-under-the-secure-2-0-act-of-2022 2024-02-20T17:16:21+00:00 https://www.sifma.org/advocacy/letters/notice-of-proposed-rulemaking-regarding-operational-resilience-framework-for-futures-commission-merchants-swap-dealers-and-major-swap-participants-joint-trades 2024-02-21T18:08:00+00:00 https://www.sifma.org/advocacy/letters/request-for-information-on-impacts-of-msrb-rules-on-small-firms 2024-02-27T14:25:43+00:00 https://www.sifma.org/advocacy/letters/sros-fam-4-exemptive-request 2024-03-01T14:34:23+00:00 https://www.sifma.org/advocacy/amicus-briefs/eccles-v-shamrock-capital-advisors 2024-03-04T15:04:56+00:00 https://www.sifma.org/advocacy/letters/public-country-by-country-reporting-sifma-amg 2024-03-04T21:29:28+00:00 https://www.sifma.org/advocacy/letters/consolidated-audit-trail-cat-fee-filings-from-the-self-regulatory-organizations 2024-03-06T23:17:39+00:00 https://www.sifma.org/advocacy/letters/hfsc-full-committee-markup 2024-03-11T17:25:07+00:00 https://www.sifma.org/advocacy/letters/discussion-draft-to-codify-certain-sec-no-action-letters-that-exclude-brokers-and-dealers-compensated-for-certain-research-services-from-the-definition-of-investment-adviser 2024-03-11T17:48:38+00:00 https://www.sifma.org/advocacy/letters/the-improving-disclosure-for-investors-act-of-2023 2024-03-11T18:00:18+00:00 https://www.sifma.org/advocacy/letters/expanding-access-to-capital-act-of-2023 2024-03-11T18:24:38+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-members-of-us-congress-in-support-of-the-passage-of-h-r-3606-the-jumpstart-our-business-startups-act-jobs-act 2024-03-11T19:18:46+00:00 https://www.sifma.org/advocacy/amicus-briefs/mfa-et-al-v-sec 2024-03-12T23:52:07+00:00 https://www.sifma.org/advocacy/letters/federal-power-act-section-203-blanket-authorizations-for-investment-companies-sifma-amg 2024-03-26T15:30:59+00:00 https://www.sifma.org/advocacy/letters/proposed-agency-information-collection-activities-comment-request-sifma-and-isda 2024-03-26T20:42:02+00:00 https://www.sifma.org/advocacy/letters/automatic-portability-transaction-regulations 2024-03-28T20:24:40+00:00 https://www.sifma.org/advocacy/letters/operational-resilience-framework-for-futures-commission-merchants-swap-dealers-and-major-swap-participants-gfma 2024-04-03T14:03:03+00:00 https://www.sifma.org/advocacy/letters/operational-resilience-framework-for-futures-commission-merchants-swap-dealers-and-major-swap-participants-sifma-and-iib 2024-04-03T14:28:37+00:00 https://www.sifma.org/advocacy/letters/application-for-a-capital-comparability-determination-submitted-on-behalf-of-nonbank-swap-dealers-subject-to-capital-and-financial-reporting-requirements-sifma-iib-and-isda 2024-04-03T19:05:55+00:00 https://www.sifma.org/advocacy/amicus-briefs/facebook-inc-v-amalgamated-bank 2024-04-05T16:37:59+00:00 https://www.sifma.org/advocacy/letters/regulatory-capital-rule-amendments-applicable-to-large-banking-organizations-and-to-banking-organizations-with-significant-trading-activity-sifma-and-isda 2024-04-08T17:35:41+00:00 https://www.sifma.org/advocacy/letters/basel-committee-on-banking-supervision-crypto-standard-amendments-consult-gfma 2024-04-09T16:54:46+00:00 https://www.sifma.org/advocacy/letters/update-on-the-guidelines-on-funds-names-using-esg-or-sustainability-related-terms-sifma-amg 2024-04-11T18:11:52+00:00 https://www.sifma.org/advocacy/letters/real-time-public-reporting-requirements-and-swap-data-recordkeeping-and-reporting-requirements-sifma-and-isda 2024-04-11T20:52:14+00:00 https://www.sifma.org/advocacy/letters/notice-of-proposed-rulemaking-on-aml-countering-the-financing-of-terrorism-program-and-suspicious-activity-report-filing-requirements 2024-04-16T13:41:32+00:00 https://www.sifma.org/advocacy/letters/access-to-americans-bulk-sensitive-personal-data-and-government-related-data-by-countries-of-concern 2024-04-19T13:25:51+00:00 https://www.sifma.org/advocacy/letters/bcbs-cpmi-iosco-consultative-report-dated-january-2024-on-transparency-and-responsiveness-of-initial-margin-in-centrally-cleared-markets 2024-04-22T14:42:35+00:00 https://www.sifma.org/advocacy/letters/regulations-to-address-margin-adequacy-and-to-account-for-the-treatment-of-separate-accounts-by-futures-commission-merchants-sifma-amg 2024-04-23T18:54:26+00:00 https://www.sifma.org/advocacy/letters/potential-reevaluation-of-certain-asset-managers-passive-investments-in-fdic-supervised-institutions-sifma-amg 2024-04-23T20:34:37+00:00 https://www.sifma.org/advocacy/letters/federal-power-act-section-203-blanket-authorizations-for-investment-companies-sifma-amg-2 2024-04-25T18:42:21+00:00 https://www.sifma.org/advocacy/letters/proposed-rule-change-to-amend-msrb-rule-g-47-on-time-of-trade-disclosure-to-codify-and-retire-certain-existing-interpretive-guidance-and-new-time-of-trade-disclosure-scenarios 2024-05-10T14:26:47+00:00 https://www.sifma.org/advocacy/amicus-briefs/lkq-corporation-v-rutledge 2024-05-10T22:36:22+00:00 https://www.sifma.org/advocacy/amicus-briefs/ryan-llc-et-al-v-ftc 2024-05-16T15:43:07+00:00 https://www.sifma.org/advocacy/letters/sec-instituting-proceedings-on-finra-and-the-mrsbs-proposals-to-shorten-trade-reporting-timelines-in-fixed-income-markets-sifma-and-sifma-amg 2024-05-17T20:48:06+00:00 https://www.sifma.org/advocacy/letters/proposed-enterprise-new-product-comment-request-freddie-mac-single-family-closed-end-second-mortgages 2024-05-22T17:24:44+00:00 https://www.sifma.org/advocacy/letters/secure-2-0-section-319-effectiveness-of-reporting-and-disclosure-requirements 2024-05-22T20:46:15+00:00 https://www.sifma.org/advocacy/letters/proposed-capital-substituted-compliance-for-eu-nonbank-swap-dealers-sifma-isda-and-iib 2024-05-23T15:23:44+00:00 https://www.sifma.org/advocacy/letters/extension-of-the-march-2025-submission-date-for-triennial-filers-joint-trades 2024-05-24T15:46:46+00:00 https://www.sifma.org/advocacy/letters/ficc-access-model-and-customer-protection-proposals 2024-05-27T20:21:42+00:00 https://www.sifma.org/advocacy/amicus-briefs/bank-of-america-v-u-s 2024-05-28T18:41:57+00:00 https://www.sifma.org/advocacy/letters/proposed-rule-change-to-adopt-the-finra-rule-6500-series 2024-05-29T01:37:53+00:00 https://www.sifma.org/advocacy/letters/proposed-amendments-to-s-5623-a-5290-sifma-and-sifma-amg 2024-05-29T17:25:54+00:00 https://www.sifma.org/advocacy/letters/doj-whistleblower-rewards-pilot-program 2024-06-03T23:40:40+00:00 https://www.sifma.org/advocacy/letters/excise-tax-on-repurchase-of-corporate-stock 2024-06-11T17:48:24+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comment-to-the-us-department-of-treasury-on-global-and-extraterritorial-financial-transaction-tax-proposals 2024-06-17T20:48:31+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-ec-on-the-enhanced-cooperation-agreement-for-the-financial-transaction-tax 2024-06-17T20:49:09+00:00 https://www.sifma.org/advocacy/letters/incentive-based-compensation-arrangements 2024-06-18T21:48:39+00:00 https://www.sifma.org/advocacy/letters/order-instituting-proceedings-to-determine-whether-to-approve-or-disapprove-a-proposed-rule-change-to-adopt-a-new-rule-regarding-order-and-execution-management-systems 2024-06-20T13:51:02+00:00 https://www.sifma.org/advocacy/letters/standards-for-covered-clearing-agencies-for-us-treasury-securities-and-application-of-the-broker-dealer-customer-protection-rule-sifma-amg 2024-06-21T18:35:39+00:00 https://www.sifma.org/advocacy/letters/proposed-rule-change-to-modify-the-gsd-rules-i-regarding-the-separate-calculation-collection-and-holding-of-margin-for-proprietary-transactions-and-that-for-indirect-participant-transactions-and 2024-06-21T18:36:29+00:00 https://www.sifma.org/advocacy/letters/proposed-rule-change-as-modified-by-partial-amendment-no-1-to-modify-the-gsd-rules-to-facilitate-access-to-clearance-and-settlement-services-of-all-eligible-secondary-market-transactions-in-u-s-tr 2024-06-21T18:37:02+00:00 https://www.sifma.org/advocacy/letters/standards-for-covered-clearing-agencies-for-us-treasury-securities-and-application-of-the-broker-dealer-customer-protection-rule-with-respect-to-us-treasury-securities 2024-06-21T18:39:23+00:00 https://www.sifma.org/advocacy/letters/long-term-debt-requirements-for-large-bank-holding-companies-certain-intermediate-holding-companies-of-foreign-banking-organizations-and-large-insured-depository-institutions-sifma-and-sifma-amg 2024-06-24T18:23:25+00:00 https://www.sifma.org/advocacy/amicus-briefs/ats-tree-services-v-ftc 2024-06-26T15:25:40+00:00 https://www.sifma.org/advocacy/letters/committee-markup-of-the-american-privacy-rights-act-joint-trades 2024-06-27T12:46:55+00:00 https://www.sifma.org/advocacy/letters/application-of-24x-national-exchange-llc-for-registration-as-a-national-securities-exchange 2024-06-28T17:04:42+00:00 https://www.sifma.org/advocacy/letters/cyber-incident-reporting-for-critical-infrastructure-act-of-2022-reporting-requirements-joint-trades 2024-06-28T20:25:54+00:00 https://www.sifma.org/advocacy/testimony/testimony-on-stress-testing-whats-inside-the-black-box 2024-07-01T16:05:19+00:00 https://www.sifma.org/advocacy/letters/supplemental-information-and-reopening-of-comment-period-for-amendments-to-exchange-act-rule-3b-16-regarding-the-definition-of-exchange-sifma-and-sifma-amg 2024-07-01T16:50:59+00:00 https://www.sifma.org/advocacy/letters/reports-by-financial-institutions-of-suspicious-transactions-and-fincen-form-111-suspicious-activity-report-joint-trades 2024-07-02T18:34:45+00:00 https://www.sifma.org/advocacy/letters/emir-3-initial-margin-model-validation-joint-trades 2024-07-05T14:59:16+00:00 https://www.sifma.org/advocacy/letters/open-end-fund-liquidity-risk-management-programs-and-swing-pricing-comments-on-proposal-to-amend-liquidity-risk-management-and-reporting-rules-sifma-amg 2024-07-11T17:59:13+00:00 https://www.sifma.org/advocacy/letters/open-end-fund-liquidity-risk-management-programs-and-swing-pricing-comments-on-proposal-to-mandate-swing-pricing-and-a-hard-close-sifma-amg 2024-07-11T17:59:27+00:00 https://www.sifma.org/advocacy/letters/money-market-fund-reforms-sifma-amg-and-ici 2024-07-11T17:59:42+00:00 https://www.sifma.org/advocacy/letters/sec-money-market-fund-proposal 2024-07-11T18:00:10+00:00 https://www.sifma.org/advocacy/letters/potential-reform-measures-for-money-market-funds 2024-07-11T18:00:37+00:00 https://www.sifma.org/advocacy/letters/joint-letter-on-posting-cash-and-money-market-funds-for-initial-margin 2024-07-11T18:01:07+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-sec-on-staff-memo-relating-to-money-market-fund-reform-and-adminests-to-form-pf 2024-07-11T18:01:21+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-money-market-fund-reform-and-amendments-to-form-pf 2024-07-11T18:01:33+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-fsb-on-the-fsbs-consultative-document-related-to-policy-recommendations-for-money-market-funds 2024-07-11T18:01:49+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-fsoc-on-recommendations-for-money-market-fund-reform 2024-07-11T18:02:04+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-sec-on-the-pwgs-report-on-money-market-fund-reform 2024-07-11T18:02:15+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-submits-comments-to-the-sec-on-money-market-reforms-in-the-presidents-working-group-report 2024-07-11T18:03:18+00:00 https://www.sifma.org/advocacy/letters/open-end-fund-liquidity-risk-management-programs-and-swing-pricing 2024-07-11T18:04:02+00:00 https://www.sifma.org/advocacy/letters/finra-report-cloud-computing-in-the-securities-industry 2024-07-17T15:41:16+00:00 https://www.sifma.org/advocacy/amicus-briefs/properties-of-the-village-v-ftc 2024-07-19T13:45:08+00:00 https://www.sifma.org/advocacy/letters/joint-notice-of-proposed-rulemaking-on-customer-identification-programs-for-registered-investment-advisers-and-exempt-reporting-advisers-sifma-and-sifma-amg 2024-07-22T22:56:08+00:00 https://www.sifma.org/advocacy/letters/proposed-rule-change-amending-section-302-00-of-the-nyse-listed-company-manual-to-exempt-closed-end-funds-registered-under-the-investment-company-act-of-1940-from-the-requirement-to-hold-annual-shareh 2024-07-30T19:04:03+00:00 https://www.sifma.org/advocacy/letters/certain-issues-relating-to-debt-reallocations-in-connection-with-divisive-reorganizations-reflected-in-rev-proc-2024-24-and-notice-2024-38 2024-07-30T19:14:56+00:00 https://www.sifma.org/advocacy/letters/proposed-rule-change-to-adopt-the-finra-rule-6500-series-sifma-amg 2024-07-31T23:39:14+00:00 https://www.sifma.org/advocacy/letters/request-to-engage-the-cftc-on-the-methodology-for-developing-block-thresholds-and-cap-sizes-joint-trades 2024-08-05T21:03:00+00:00 https://www.sifma.org/advocacy/letters/request-for-comment-on-gathering-and-display-of-bank-dealer-associated-persons-registration-and-qualification-information 2024-08-06T13:12:27+00:00 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2025-01-08T14:13:37+00:00 https://www.sifma.org/advocacy/letters/the-japan-securities-clearing-corporations-exemptive-order-from-registration-as-a-derivatives-clearing-organization-joint-trades 2025-01-13T20:08:43+00:00 https://www.sifma.org/advocacy/amicus-briefs/nasdaq-and-cboe-v-sec 2025-01-17T20:46:08+00:00 https://www.sifma.org/advocacy/letters/iosco-consultation-report-on-digital-engagement-practices-sifma-and-sifma-amg 2025-01-21T15:57:32+00:00 https://www.sifma.org/advocacy/letters/proposed-amendments-to-rule-801-sifma-and-sifma-amg 2025-01-21T16:53:00+00:00 https://www.sifma.org/advocacy/amicus-briefs/properties-of-the-village-v-ftc-2 2025-01-23T14:36:36+00:00 https://www.sifma.org/advocacy/letters/standards-for-covered-clearing-agencies-for-us-treasury-securities-and-application-of-the-broker-dealer-customer-protection-rule-with-respect-to-us-treasury-securities-joint-trades 2025-01-27T14:55:52+00:00 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https://www.sifma.org/advocacy/letters/recommendations-for-finra-arbitration 2025-07-11T18:28:22+00:00 https://www.sifma.org/advocacy/letters/proposed-rule-change-to-amend-finra-rule-3220 2025-07-14T15:47:23+00:00 https://www.sifma.org/advocacy/letters/fsoc-non-bank-guidance-joint-trades 2025-07-14T20:31:57+00:00 https://www.sifma.org/advocacy/letters/regulatory-notice-25-07-supporting-modern-member-workplaces 2025-07-15T14:07:37+00:00 https://www.sifma.org/advocacy/testimony/testimony-on-dodd-frank-turns-15-lessons-learned-and-the-road-ahead 2025-07-15T18:32:53+00:00 https://www.sifma.org/advocacy/letters/notice-of-filing-and-immediate-effectiveness-of-proposed-rule-change-to-amend-equity-7-sections-114-and118 2025-07-24T19:44:18+00:00 https://www.sifma.org/advocacy/amicus-briefs/in-re-the-boeing-company-securities-litigation-2 2025-07-28T15:27:20+00:00 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2025-11-12T16:16:44+00:00 https://www.sifma.org/advocacy/testimony/ronald-j-kruszewski-testifies-before-u-s-house-of-representatives-on-capital-formation 2025-11-12T16:17:15+00:00 https://www.sifma.org/advocacy/letters/hfsc-july-2021-markup 2025-11-13T00:56:39+00:00 https://www.sifma.org/advocacy/letters/finra-regulatory-notice-19-27 2025-11-13T00:57:28+00:00 https://www.sifma.org/advocacy/letters/h-r-1876-senior-security-act-of-2019 2025-11-13T00:58:08+00:00 https://www.sifma.org/advocacy/letters/h-r-6323-national-senior-investor-initiative-act-of-2018 2025-11-13T00:58:38+00:00 https://www.sifma.org/advocacy/letters/sifma-comments-to-the-honorable-kevin-brady-on-tax-reform 2025-11-13T01:00:44+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-minnesota-house-aging-and-long-term-care-committee-on-hf-3064 2025-11-13T01:03:50+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-minnesota-house-aging-and-long-term-care-committee-on-sf-2655 2025-11-13T01:07:18+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-vermont-department-of-financial-regulation-on-proposed-rule-v-s-r-8-5 2025-11-13T01:09:34+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-utah-senate-sponsor-on-state-run-retirement-legislation-sb-133 2025-11-13T01:13:25+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-alabama-state-house-on-hb-211-and-sb-220 2025-11-13T01:14:44+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-senate-committee-on-financial-institutions-on-sb-1332 2025-11-13T01:15:48+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-the-us-senate-leadership-on-the-stop-excessive-speculation-act 2025-11-13T01:16:55+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-associations-submit-comments-to-all-us-senators-on-the-stop-excessive-speculation-act 2025-11-13T01:17:44+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-us-department-of-treasury-on-distribution-issues-raised-by-the-pension-protection-act-of-2006 2025-11-13T01:20:15+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-california-state-senate-on-legislation-related-to-retirement 2025-11-13T01:22:29+00:00 https://www.sifma.org/advocacy/letters/sifma-and-other-groups-submit-comments-to-the-us-house-education-and-labor-committee-on-401k-disclosure-legislation 2025-11-13T01:24:22+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-practices-being-developed-to-deal-with-the-increasing-number-of-senior-investors 2025-11-13T01:25:14+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-secretary-of-massachusetts-on-the-use-of-senior-designations 2025-11-13T01:28:39+00:00 https://www.sifma.org/advocacy/court-filings/order-on-motions-for-entry-of-final-judgment-u-s-district-court-for-the-state-of-missouri-central-division 2025-11-13T18:41:49+00:00 https://www.sifma.org/advocacy/court-filings/order-on-motions-u-s-district-court-for-the-state-of-missouri-central-division 2025-11-13T18:42:07+00:00 https://www.sifma.org/advocacy/court-filings/complaint-filed-in-the-u-s-district-court-for-the-northern-district-of-texas-worth-division 2025-11-13T18:44:06+00:00 https://www.sifma.org/advocacy/court-filings/complaint-filed-in-the-u-s-district-court-for-the-state-of-missouri 2025-11-13T18:44:12+00:00 https://www.sifma.org/advocacy/court-filings/complaint-us-district-court-for-the-state-of-texas-on-dols-fiduciary-rule 2025-11-13T18:44:33+00:00 https://www.sifma.org/advocacy/court-filings/co-plaintiffs-support-complaint-filed-in-the-u-s-district-court-for-the-state-of-texas-on-dols-fiduciary-rule 2025-11-13T18:44:50+00:00 https://www.sifma.org/advocacy/court-filings/complaint-filed-in-the-u-s-district-court-for-the-state-of-texas-on-dols-fiduciary-rule 2025-11-13T18:45:06+00:00 https://www.sifma.org/advocacy/court-filings/sifma-and-isda-complaint-filed-in-the-u-s-district-court-for-the-district-of-columbia-on-cftcs-rule-on-position-limits 2025-11-13T18:45:15+00:00 https://www.sifma.org/advocacy/letters/feedback-on-sustainability-disclosure-requirements-sdr-and-investment-labels 2025-11-13T19:02:26+00:00 https://www.sifma.org/advocacy/court-filings/sifma-isda-and-iib-filed-motion-to-modify-briefing-schedule-and-page-limitations-in-legal-challenge-to-the-cftc-regarding-certain-swap-regulations 2025-11-13T19:06:24+00:00 https://www.sifma.org/advocacy/court-filings/sifma-isda-and-iib-filed-legal-challenge-to-the-cftc-interpretive-guidance-and-policy-statement-regarding-compliance-with-certain-swap-regulations 2025-11-13T19:07:47+00:00 https://www.sifma.org/advocacy/letters/kl-gates-llp-letter-to-the-uniform-law-commission-on-the-home-foreclosure-procedures-act 2025-11-13T19:08:53+00:00 https://www.sifma.org/advocacy/court-filings/sifma-application-for-review-of-action-taken-by-cat-llc-and-certain-sros-in-violation-of-exchange-act-sections-19d-and-19f 2025-11-13T19:09:57+00:00 https://www.sifma.org/advocacy/court-filings/sifma-reply-brief-regarding-procedures-to-be-applied-in-application-19d-proceedings 2025-11-13T19:10:05+00:00 https://www.sifma.org/advocacy/court-filings/sifma-consolidated-brief-in-response-to-order-regarding-19d-procedures 2025-11-13T19:10:12+00:00 https://www.sifma.org/advocacy/court-filings/sifma-19d-application-for-an-order-setting-aside-rule-changes-of-certain-sros-limiting-access-to-their-services 2025-11-13T19:10:19+00:00 https://www.sifma.org/advocacy/court-filings/sifma-and-isda-file-a-preliminary-injunction-with-a-us-district-court-on-the-cftcs-rule-on-position-limits 2025-11-13T19:10:48+00:00 https://www.sifma.org/advocacy/court-filings/motion-of-sifma-for-leave-to-intervene 2025-11-13T19:15:58+00:00 https://www.sifma.org/advocacy/court-filings/sifma-and-isda-petition-for-review-filed-in-the-u-s-court-of-appeals-for-the-d-c-circuit-on-cftcs-rule-on-position-limits 2025-11-13T19:16:58+00:00 https://www.sifma.org/advocacy/letters/responsible-officer-requirements-under-chapters-3-and-4 2025-11-13T19:20:06+00:00 https://www.sifma.org/advocacy/court-filings/sifma-application-for-an-order-setting-aside-rule-change-of-nyse-arca-limiting-access-to-its-services 2025-11-13T19:22:21+00:00 https://www.sifma.org/advocacy/court-filings/sifma-application-for-an-order-setting-aside-rule-changes-of-certain-sros-limiting-access-to-their-services 2025-11-13T19:24:43+00:00 https://www.sifma.org/advocacy/letters/fsoc-improvement-act-2025-joint-trades 2025-11-13T21:59:10+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-whistleblower-claims-in-arbitration 2025-11-17T15:56:14+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-arbitration-award-offsets 2025-11-17T16:01:45+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-nasd-regulation-on-the-arbitration-eligibility-rule 2025-11-17T16:02:36+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-a-us-house-judiciary-subcommittee-on-the-arbitration-fairness-act 2025-11-17T16:03:43+00:00 https://www.sifma.org/advocacy/letters/sifma-as-part-of-a-coalition-submits-comments-to-the-us-senate-judiciary-committee-on-the-arbitration-fairness-act 2025-11-17T16:04:26+00:00 https://www.sifma.org/advocacy/testimony/sifma-testimony-before-the-house-subcommittee-on-commercial-and-administrative-law-hearing-on-h-r-3010-the-arbitration-fairness-act-of-2007 2025-11-17T16:04:37+00:00 https://www.sifma.org/advocacy/letters/sifma-as-part-of-a-coalition-submits-comments-to-the-us-house-of-representatives-on-the-arbitration-fairness-act 2025-11-17T16:04:59+00:00 https://www.sifma.org/advocacy/letters/sifma-as-part-of-a-coalition-submits-comments-to-the-us-senate-on-the-arbitration-fairness-act 2025-11-17T16:05:14+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-cfpb-on-proposed-arbitration-rule 2025-11-17T16:06:05+00:00 https://www.sifma.org/advocacy/letters/discovery-of-insurance-information-in-arbitration 2025-11-17T16:07:57+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-a-proposal-regarding-the-arbitration-of-employment-discrimination-claims 2025-11-17T16:09:33+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-sec-on-a-proposed-rule-regarding-arbitration-of-employment-discrimination-claims 2025-11-17T16:09:56+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasdr-on-arbitration-of-employment-discrimination-claims 2025-11-17T16:10:21+00:00 https://www.sifma.org/advocacy/letters/sia-submits-comments-to-the-nasdr-on-arbitration-of-employment-discrimination-claims2 2025-11-17T16:10:37+00:00 https://www.sifma.org/advocacy/letters/proposed-amendments-to-the-margin-rule-regarding-when-issued-and-other-extended-settlement-transactions 2025-11-17T19:32:51+00:00 https://www.sifma.org/advocacy/letters/sifma-amg-recommendations-on-private-markets-regulatory-reforms 2025-11-17T19:50:35+00:00 https://www.sifma.org/advocacy/court-filings/netcoalition-i-ii-and-sec-19d-petition-materials 2025-11-17T20:16:04+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-finra-rules-governing-communications-with-the-public 2025-11-17T20:17:10+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-proposed-consolidated-finra-rules-governing-communications-with-the-public 2025-11-17T20:17:28+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-finra-on-proposed-amendments-to-rules-governing-communications-with-the-public 2025-11-17T20:17:49+00:00 https://www.sifma.org/advocacy/letters/sifma-submits-comments-to-the-sec-on-proposed-consolidated-finra-rules-governing-communications-with-public 2025-11-17T20:18:05+00:00 https://www.sifma.org/advocacy/letters/sifma-comment-on-proposal-to-amend-finra-rule-3110 2025-11-17T20:35:25+00:00 https://www.sifma.org/advocacy/letters/proposed-rulemaking-on-stress-test-transparency-and-capital-planning-requirements-joint-trades 2025-11-19T14:14:27+00:00 https://www.sifma.org/advocacy/amicus-briefs/citigroup-v-otto-candies 2025-11-20T16:18:15+00:00 https://www.sifma.org/advocacy/letters/broker-dealer-functions-supporting-proxy-distributions 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2026-03-03T15:09:47+00:00 https://www.sifma.org/advocacy/letters/supplemental-comments-on-digital-asset-markets-joint-trades 2026-03-03T15:10:18+00:00 https://www.sifma.org/advocacy/letters/reverse-stock-splits-and-fractional-share-round-ups 2026-03-03T15:11:27+00:00 https://www.sifma.org/advocacy/letters/form-1099-da 2026-03-03T15:11:53+00:00 https://www.sifma.org/advocacy/letters/information-reporting-and-withholding-with-respect-to-digital-asset-etfs 2026-03-03T15:12:53+00:00 https://www.sifma.org/advocacy/letters/providing-for-congressional-disapproval-under-chapter-8-of-title-5-united-states-code-of-the-rule-submitted-by-the-sec-relating-to-sab-121-joint-trades-2 2026-03-03T15:13:33+00:00 https://www.sifma.org/advocacy/letters/digital-asset-proceeds-from-broker-transactions 2026-03-03T15:13:57+00:00 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https://www.sifma.org/advocacy/letters/consultative-document-on-the-prudential-treatment-of-cryptoasset-exposures 2026-03-03T16:59:50+00:00 https://www.sifma.org/advocacy/letters/ensuring-responsible-development-of-digital-assets 2026-03-03T17:00:57+00:00 https://www.sifma.org/advocacy/letters/e-delivery-in-a-t1-environment 2026-03-03T17:44:43+00:00 https://www.sifma.org/advocacy/letters/e-delivery-investor-survey-results 2026-03-03T17:45:16+00:00 https://www.sifma.org/advocacy/letters/developing-a-framework-on-competitiveness-of-digital-asset-technologies 2026-03-03T17:46:36+00:00 https://www.sifma.org/advocacy/letters/prioritizing-investor-protection-and-existing-regulatory-frameworks-in-digital-assets-legislation 2026-03-03T17:47:41+00:00 https://www.sifma.org/advocacy/letters/second-consultation-on-the-prudential-treatment-of-cryptoasset-exposures 2026-03-03T17:54:21+00:00 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https://www.sifma.org/advocacy/letters/notice-of-filing-of-amendment-no-1-to-a-proposed-rule-change-to-allow-for-extended-trading-of-multi-listed-equity-options 2026-05-05T19:50:20+00:00 https://www.sifma.org/advocacy/letters/supplemental-request-for-immediate-extension-of-tick-size-and-access-fee-compliance-dates 2026-05-05T19:58:06+00:00 https://www.sifma.org/advocacy/letters/treasury-irs-trump-accounts-proposed-rule 2026-05-07T18:28:00+00:00 https://www.sifma.org/advocacy/letters/publication-or-submission-of-quotations-without-specified-information 2026-05-15T15:13:10+00:00 https://www.sifma.org/advocacy/letters/definition-of-equity-security 2026-05-18T14:10:53+00:00 https://www.sifma.org/advocacy/letters/cftc-sec-harmonization 2026-05-20T20:03:56+00:00 https://www.sifma.org/advocacy/letters/sunset-of-large-trader-reporting-ltr-for-physical-commodity-swaps-pursuant-to-regulation-20-9 2026-05-21T20:20:03+00:00 https://www.sifma.org/advocacy/amicus-briefs/in-re-firstenergy-corp 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https://www.sifma.org/news/blog/rethinking-trade-through-prohibitions-beware-of-the-market-structure-octopus 2025-11-19T16:50:09+00:00 https://www.sifma.org/news/blog/a-significant-shift-asset-manager-perspectives-on-the-secs-spring-2025-regflex-agenda 2025-11-19T16:51:11+00:00 https://www.sifma.org/news/blog/modernizing-delivery-why-its-time-for-the-sec-to-make-e-delivery-the-default 2025-11-19T16:52:15+00:00 https://www.sifma.org/news/podcasts/private-markets-in-focus-transparency-valuation-and-retirement 2025-11-19T16:57:43+00:00 https://www.sifma.org/news/blog/demystifying-private-markets-in-retirement-portfolios 2025-11-19T16:59:24+00:00 https://www.sifma.org/news/press-releases/sifma-updates-model-bond-purchase-agreements-for-negotiated-municipal-securities-underwritings 2025-11-19T17:03:23+00:00 https://www.sifma.org/news/blog/navigating-insider-threats-key-insights-from-sifmas-best-practices-guide 2025-11-19T17:05:35+00:00 https://www.sifma.org/news/speeches/the-new-ops-agenda-strategy-scale-and-resilience 2025-11-19T17:09:37+00:00 https://www.sifma.org/news/podcasts/rethinking-leverage-ratios-why-us-treasuries-should-be-exempt 2025-11-19T17:14:20+00:00 https://www.sifma.org/news/press-releases/sifma-appoints-saima-s-ahmed-executive-vice-president-and-general-counsel 2025-11-19T17:43:13+00:00 https://www.sifma.org/news/press-releases/u-s-treasury-central-clearing-survey-u-s-firms-have-high-degree-of-confidence-in-readiness-while-europe-and-asia-lag-regulatory-clarity-is-a-key-factor 2025-11-20T15:20:13+00:00 https://www.sifma.org/news/blog/6270-days-and-counting-whats-next-for-the-gses-and-u-s-housing-finance 2025-11-20T16:08:19+00:00 https://www.sifma.org/news/blog/modern-wealth-management-navigating-the-digital-evolution 2025-11-20T16:30:53+00:00 https://www.sifma.org/news/blog/promoting-a-stable-transparent-and-resilient-u-s-china-financial-relationship 2025-11-20T16:34:21+00:00 https://www.sifma.org/news/blog/top-10-takeaways-from-sifmas-2025-capital-markets-fact-book 2025-11-20T16:43:05+00:00 https://www.sifma.org/news/blog/enhancing-capital-efficiency-recognize-cross-product-netting-in-us-prudential-capital-rules 2025-11-20T16:47:49+00:00 https://www.sifma.org/news/blog/navigating-the-nuances-of-qccp-default-fund-contributions 2025-11-20T16:52:14+00:00 https://www.sifma.org/news/blog/reflections-from-sifma-and-napsas-world-elder-abuse-awareness-day-webinar-addressing-the-financial-exploitation-of-older-adults 2025-11-20T16:59:45+00:00 https://www.sifma.org/news/podcasts/sifmas-2025-priorities 2025-11-20T17:02:53+00:00 https://www.sifma.org/news/blog/the-cats-out-of-sync-why-the-audit-trail-needs-a-tune-up 2025-11-20T17:07:19+00:00 https://www.sifma.org/news/blog/strengthening-third-party-cyber-resilience-in-financial-services 2025-11-20T17:15:37+00:00 https://www.sifma.org/news/blog/reflections-from-sifmas-25th-annual-aml-conference 2025-11-20T17:19:16+00:00 https://www.sifma.org/news/blog/reforming-leverage-ratios-is-critically-necessary 2025-11-20T17:20:57+00:00 https://www.sifma.org/news/blog/building-trust-value-during-times-of-uncertainty 2025-11-20T17:23:51+00:00 https://www.sifma.org/news/press-releases/members-of-the-u-s-financial-sector-demonstrate-feasibility-of-multi-asset-and-cross-network-settlement-using-shared-ledger-technology 2025-11-20T17:30:18+00:00 https://www.sifma.org/news/podcasts/what-the-new-treasury-clearing-timeline-means-for-markets 2025-11-20T17:32:49+00:00 https://www.sifma.org/news/press-releases/sifma-conducts-successful-industry-wide-business-continuity-test-2025 2025-11-20T17:38:27+00:00 https://www.sifma.org/news/blog/congratulations-mary-our-2025-rauschman-award-recipient 2025-11-20T17:38:55+00:00 https://www.sifma.org/news/blog/promoting-deeper-cross-border-investment-between-the-us-and-japan 2025-11-20T17:42:59+00:00 https://www.sifma.org/news/blog/enhance-market-resilience-by-exempting-treasuries-from-leverage-ratios 2025-11-20T17:46:11+00:00 https://www.sifma.org/news/blog/whats-next-for-global-derivatives-trading 2025-11-20T17:46:11+00:00 https://www.sifma.org/news/blog/highlights-from-sifmas-2025-state-of-the-industry-briefing 2025-11-20T17:57:02+00:00 https://www.sifma.org/news/speeches/resiliency-through-unprecedented-market-turbulence 2025-11-20T17:59:26+00:00 https://www.sifma.org/news/blog/urgent-action-required-5-unresolved-issues-in-treasury-central-clearing-rules 2025-11-20T18:03:04+00:00 https://www.sifma.org/news/blog/no-risk-reduction-by-banks-will-not-cause-the-next-crisis 2025-11-20T18:17:17+00:00 https://www.sifma.org/news/blog/heard-at-ops-2024-series 2025-11-20T18:20:35+00:00 https://www.sifma.org/news/blog/bloomberg-markets-sifma-ceo-on-trends-in-capital-markets 2025-11-20T18:23:04+00:00 https://www.sifma.org/news/speeches/remarks-as-prepared-for-sifmas-2024-operations-conference-exhibition-wednesday 2025-11-20T18:24:03+00:00 https://www.sifma.org/news/speeches/remarks-as-prepared-for-sifmas-2024-operations-conference-exhibition-tuesday 2025-11-20T18:24:44+00:00 https://www.sifma.org/news/speeches/opening-remarks-as-prepared-for-sifmas-2024-operations-conference-exhibition-monday 2025-11-20T18:25:25+00:00 https://www.sifma.org/news/press-releases/vista-investor-survey-finds-high-satisfaction-and-trust-industry-mandate-clear-as-generational-divide-redefines-the-future-of-advice 2025-11-20T18:26:20+00:00 https://www.sifma.org/news/blog/the-diversity-inclusion-leadership-series 2025-11-20T18:30:32+00:00 https://www.sifma.org/news/blog/government-in-the-dark-sec-use-of-cat-data-in-rulemaking-raises-concerns 2025-11-20T18:56:50+00:00 https://www.sifma.org/news/blog/top-10-takeaways-from-sifmas-2024-capital-markets-fact-book 2025-11-20T19:00:48+00:00 https://www.sifma.org/news/blog/the-basel-iii-endgame-reforms-must-be-re-proposed-in-full 2025-11-20T20:19:10+00:00 https://www.sifma.org/news/blog/life-in-the-fixed-income-fast-lane 2025-11-20T20:50:14+00:00 https://www.sifma.org/news/blog/our-take-on-pwcs-assessment-of-the-us-basel-iii-endgame-proposal 2025-11-20T21:01:28+00:00 https://www.sifma.org/news/blog/fostering-liquidity-and-resiliency-in-us-treasury-markets 2025-11-20T21:16:12+00:00 https://www.sifma.org/news/blog/recognizing-world-elder-abuse-awareness-day 2025-11-20T21:23:29+00:00 https://www.sifma.org/news/blog/fostering-a-diverse-and-inclusive-financial-industry 2025-11-20T21:44:45+00:00 https://www.sifma.org/news/blog/navigating-the-2024-ipo-market-landscape 2025-11-20T21:48:44+00:00 https://www.sifma.org/news/blog/how-the-us-gsib-surcharge-and-basel-iii-endgame-proposals-would-adversely-impact-etf-markets 2025-11-20T21:52:40+00:00 https://www.sifma.org/news/blog/barrons-oped-for-too-many-young-people-investing-is-like-gambling-its-a-warning-sign 2025-11-21T14:30:31+00:00 https://www.sifma.org/news/press-releases/year-end-sifma-economist-roundtable-survey-forecasts-4q-4q-2-2-real-gdp-growth-and-one-to-two-fed-cuts-in-2026 2025-11-24T12:59:05+00:00 https://www.sifma.org/news/press-releases/sifma-statement-on-slr-reform-final-rule 2025-11-25T16:06:10+00:00 https://www.sifma.org/news/podcasts/inside-the-outlook-sifmas-2025-end-year-economist-survey 2025-11-25T21:43:39+00:00 https://www.sifma.org/news/blog/top-takeaways-from-sifmas-economist-roundtable-2025-year-end 2025-12-01T18:00:24+00:00 https://www.sifma.org/news/press-releases/proposed-2026-stress-test-scenarios-improve-transparency-but-leave-key-questions-on-fed-discretion 2025-12-02T13:23:28+00:00 https://www.sifma.org/news/press-releases/sifma-welcomes-house-passage-of-the-expanding-wksi-eligibility-act 2025-12-02T14:41:38+00:00 https://www.sifma.org/news/blog/assessing-the-empirical-validity-of-the-federal-reserves-2026-global-market-shock-scenarios 2025-12-03T16:54:02+00:00 https://www.sifma.org/news/blog/four-top-takeaways-from-sifmas-2025-state-of-the-industry-briefing 2025-12-05T13:45:00+00:00 https://www.sifma.org/news/blog/digesting-the-one-big-beautiful-bill-what-matters-most-to-capital-markets 2025-12-08T16:49:58+00:00 https://www.sifma.org/news/blog/fixing-the-registered-mortgage-backed-securities-market-reducing-risk-protecting-privacy-reviving-markets 2025-12-08T17:13:11+00:00 https://www.sifma.org/news/press-releases/business-trades-support-bank-capital-rule-reform-to-boost-economic-growth 2025-12-09T15:10:06+00:00 https://www.sifma.org/news/blog/general-marks-and-peter-tchir-on-geopolitics-markets-leadership 2025-12-11T15:12:42+00:00 https://www.sifma.org/news/speeches/setting-the-stage-with-stifel-ceo-and-sifma-chair-elect-ron-kruszewski 2025-12-11T15:46:12+00:00 https://www.sifma.org/news/blog/bloombergtv-inside-sifmas-2025-annual-meeting-with-ceo-ken-bentsen 2025-12-11T15:53:28+00:00 https://www.sifma.org/news/blog/the-state-of-the-economy-insights-from-sifmas-roundtable-of-economists 2025-12-11T16:00:39+00:00 https://www.sifma.org/news/blog/acting-cftc-chair-caroline-pham-on-harmonization-market-structure-and-the-crypto-sprint 2025-12-11T16:05:05+00:00 https://www.sifma.org/news/blog/sec-chair-atkins-on-protecting-investors-promoting-markets-powering-growth 2025-12-11T16:12:06+00:00 https://www.sifma.org/news/press-releases/sifma-applauds-u-s-house-passage-of-the-invest-act 2025-12-11T20:16:56+00:00 https://www.sifma.org/news/press-releases/sifma-fixed-income-market-close-recommendations-in-the-u-s-the-u-k-and-japan-for-the-christmas-day-and-u-k-boxing-day-holidays-2025 2025-12-12T16:35:05+00:00 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https://www.sifma.org/news/press-releases/sifma-welcomes-hfsc-mark-up-of-resolution-to-reestablish-the-task-force-on-monetary-policy-treasury-market-resilience-and-economic-prosperity 2025-12-17T22:35:53+00:00 https://www.sifma.org/news/press-releases/sifma-statement-on-confirmations-of-selig-hill-and-forst 2025-12-19T00:54:35+00:00 https://www.sifma.org/news/blog/strengthening-finra-arbitration-would-promote-fairness-efficiency-and-confidence 2025-12-19T16:31:19+00:00 https://www.sifma.org/news/blog/bank-of-americas-hari-gopalkrishnan-on-ai-innovation-and-the-customer-experience 2025-12-22T12:28:23+00:00 https://www.sifma.org/news/press-releases/sifma-fixed-income-market-close-recommendations-in-the-u-s-the-u-k-and-japan-for-the-u-s-martin-luther-king-day-2026 2026-01-05T20:03:05+00:00 https://www.sifma.org/news/press-releases/todd-klessman-joins-sifma-as-managing-director-financial-services-cyber-technology 2026-01-07T14:01:05+00:00 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