Featured Event

Series 99 Operations Professional Qualification Examination

Series 99 Operations Professional Qualification Examination

June 21-22, 2012

New York, NY

Obtain the essential information to pass the Operations Professional Qualification Examination as a "covered persons: as defined by FINRA Rule 1230.

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Chicago Educational Seminar

Chicago Educational Seminar

June 14, 2012

Chicago, IL

Join us at a conference highlighting key industry and regulatory trends effecting the credit and margin industry.

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Corporate Actions Section Summer Golf Outing

Corporate Actions Section Summer Golf Outing

June 25, 2012

Branchburg, NJ

Join us for our summer golf outing, which includes golf, buffet breakfast, cocktails, dinner and prizes.

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SIFMA SmartBrief: Operations and Technology Edition

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