Straight Through Processing

PROCESS FLOWS

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T+3 FLOW DIAGRAMS (pdf 4.0)

Certificate of Deposit	Institutional Equity, Non-US Customer Purchase
CMO-REMIC	Institutional Fixed Income
Corporate Actions	Corporate Medium Term Note
Corporate Bond	Municipal Bond
Equity - Streetside	Municipal Bond, When Issued
Equity Institutional Prime Broker	Mutual Fund
Equity Retail DVP	Step Out
Institutional Equity	Unit Investment Trust

T+1 FLOW DIAGRAMS (pdf 4.0)

The T+1 process flows that are posted on this page were created in January 2002, and are still a work-in-progress. These flow diagrams do not include changes to the Institutional Transaction Processing Model published in May 2002, changes affecting other participant types (streetside and retail), or changes affecting the various products. These flow diagrams should be used in conjunction with the most current STP project documents available (i.e., the final ITPC Model, RTTM specifications, work produced by the TBMA, etc.).

Please refer to the STP project documentation available in the PMO Updates area.

If you have any STP project-related questions, send an e-mail to: STP@sifma.org.

Certificate of Deposit	Institutional Equity With Market Practice Table
CMO-REMIC	Institutional Fixed Income
Corporate Actions	Corporate Medium Term Note
Corporate Bond	Municipal Bond
Equity - Streetside	Mutual Fund
Equity Retail DVP	Unit Investment Trust