Straight Through Processing
REPORTS / PAPERS
Letters
PMO Updates
Presentations
Reports
White Papers / Models
- STA and SIA Letter Re: Endorsement of Paperless Legal Transfers - pdf 5.0, April 26, 2006
- Comments To The SEC On STP Issues, Re: SEC Concept Release: Securities Transactions Settlement - pdf 5.0, November 10, 2004
- SIA Comment Letter Regarding SEC Concept Release on Securities Transaction Settlement - pdf 5.0, June 16, 2004
- STP Corporate Actions Subcommittee SEC Letter - Recommendations To Achieve Greater Efficiencies In The Processing Of Corporate Actions - Pursuant To Changes To Regulation M-A - pdf 5.0, April 7
- Letter to the SEC Regarding the Immobilization and Dematerialization of Physical Securities - pdf 5.0, August 20, 2003
- Physical Securities Update: SEC Letter Re: Physical, Physicals and DRS Report, Cost Analysis Report
- Arthur Levitt Letter to Industry Regarding T+1 - Posted March 2, 2001
- SIA Letter Requesting Registration of T+1 Project Manager - Posted 02/27/01
- STP Program Accomplishments - pdf 4.0 - August 30, 2002
- Don Kittell Speech on STP/T+1 Program Overview at the STP/T+1 Settlement Conference - pdf 4.0 - May 20, 2002
- Don Kittell Speech on STP/T+1 Project Overview at Operations Conference - pdf 4.0 - May 7, 2002
- Assessing the Road to T+1
- T+1 Business Case
- Securities Industry Immobilization & Dematerialization Implementation Guide – The Phase Out of Stock Certificates, Version 2.0, pdf 5.0
- SIA STP Corporate Actions Subcommittee Working Group - STP Recommendations on Corporate Actions Physical Securities, DRS, and Payments Processing - pdf 5.0
- Concept Release: Securities Transactions Settlement; Request for Comment - March 11
- STP Standards Overview Document - A synopsis of the structure and current challenges of standard reference data and messages impacting STP - pdf 5.0 - January 2004
- STP Payments Processing Subcommittee - BCP Best Practices for Payments - December 5, 2003 - pdf 5.0
- Business Practices & Matching Implementation User Requirements Document - Final Version August 2003 - pdf 5.0
- Please refer to Institutional Transaction Processing Model pdf 4.0 - posted May 30, 2002
- SIA/Gartner STP Survey Results - pdf 5.0 - July 2003
- STP Business Practices & Matching Implementation Omgeo CTM Migration Scenarios - pdf 5.0
- SIA Physical Securities Subcommittee Letter to DTCC Supporting DRS and NFE - April 16, 2003 - pdf 5.0
- Corporate Actions Liability Survey Executive Summary - March 2003 - pdf 5.0
- Physical Securities Update: SEC Letter Re: Physical, Physicals and DRS Report, Cost Analysis Report
- STP Institutional Oversight Committee Project Charter - pdf 5.0 - December 17, 2002
- Physical Securities Subcommittee - Final Draft Report on Defining "Return to the System Prior to Entering a Sale" - pdf 5.0 - November 27, 2002
- GSTP TFM Migration Scenarios - pdf 5.0 - November 15, 2002
- SIA Interoperability Guiding Principles - pdf 4.0 - November 14, 2002
- Asset Manager Survey Results - pdf 4.0 - October 1, 2002
- ACH Assessment Survey Results - June 4, 2002
- NSCC Important Notice - Elimination of 6 Digit Date Files & Local Print - 02/01/01 - pdf 4.0 - posted March 5, 2001
October 2006
- Global Treasury Management Steering Committee's Check 21 Update - pdf, October 2006
March 2004
- White Paper: Payments Processing Committee, Educational Review: Understanding "Check 21" and Its Current Status – pdf 5.0, March 12, 2004
December 2003
October 2003
May 2003
January 2003
- STP Securities Lending White Paper Release - pdf 5.0 - January 17, 2003
August 2002
- Payments White Paper - Revision - pdf 4.0 - August 30, 2002
July 2002
- Foreign Exchange Subcommittee White Paper - July 16, 2002
- Foreign Exchange White Paper Frequently Asked Questions - posted July 31, 2002
May 2002
- Institutional Transaction Processing Model pdf 4.0 - posted May 30, 2002
Please refer to Business Practices & Matching Implementation User Requirements Document - Final Version August 2003 - pdf 5.0
February 2002
- Commissions Working Group - White Paper - pdf 4.0 - posted February 26, 2002
- DTCC White Paper - Straight Through Processing: A New Model For Settlement - pdf 4.0 - Posted February 14, 2002
- Securities Lending Subcommittee Update - pdf 4.0 - posted February 12, 2002
October 2001
- SIA T+1 Corporate Actions Subcommittee White Paper - pdf 4.0 - posted October 16, 2001
July 2001
June 2001
- T+1 Market Data Subcommittee White Paper - pdf. 4.0
March 2001
December 2000
- Streetside SubCommittee White Paper
Please email comments to: tmcarthy@dtcc.com
August 2000
- T+1 Business Case Final Report - Version 1.2 - pdf 4.0
Please email comments to: Diane Frimmel
June 2000
- Syndicate Electronic Storage & Access to Information Committee V 1.1
Please email comments to: Steven.Kelly@msdw.com
- Securities Dematerialization White Paper Version 1.6
- Appendix A & B
Please email comments to: kesslerrj@agedwards.com
May 2000