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Publications

Understanding Your Brokerage Account Statements

Produced by The North American Securities Administrators Association, Inc. (NASAA) in cooperation with the Securities Industry and Financail Markets Association (SIFMA), the brochure details the common features of most account statements, and features a step-by-step checklist on how to review them. The brochure also includes a frequently asked questions section and an extensive glossary of investment terms that account holders may come across while reviewing their statements.

Price: Free

PDF available for individual use only (English Version)
Entender Sus Declaraciones De la Cuenta De Corretaje (PDF Spanish Version)