Industry Education: Professional Conduct Program
Continuing Education Credits
A certificate of completion will be presented at the conclusion of each seminar.
Continuing Legal Education
SIFMA has been certified by the New York State Continuing Legal Education Board as an accredited provider of continuing legal education in the State of New York. This program provides 3 NY CLE ethics credits.
Fee reduction may be available for qualified registrants.
Certified Financial Planners
This program provides 3 general CFP credits. You must apply directly to the CFP Board for your CFP credits, and provide a copy of the PCP Seminar Overview and your certificate of completion.
Firm Element
Credit for Firm Element Continuing Education is determined by your firm. Please consult your training or compliance department by providing a copy of the PCP Seminar Overview and your certificate of completion for their consideration.
Other
To receive CE credits for other designations (i.e., CPA) please contact your local board and provide a copy of the PCP Seminar Overview and your certificate of completion for their consideration.