Partners Corner
Thank You To Our Partners
- Broadridge Financial Solutions, Inc.
- First Clearing Correspondent Services
- MarketAxess Corporation
- National Financial
- PriceMetrix Inc.
- Tullett Prebon
Broadridge Financial Solutions, Inc.
One Park Avenue
New York NY 10016
Phone 888.237.1900
www.Broadridge.com
Broadridge is a leading full-service outsourcing provider to the global financial industry, capable of meeting the most demanding requirements for efficient, secure and scalable operational support. Our reach spans the world, and encompasses an extensive array of services - from account opening and securities transaction processing to correspondent clearing to document management and investor communications as well as full operational staff outsourcing. A steadfast source of processing support, we help financial services institutions and public companies increase productivity, streamline operations, enter new markets with new products more quickly, drive down back-office costs and better manage risk. Today's dynamic business environment calls for this kind of reliable and efficient multi-dimensional support. Our wealth of solutions and deep expertise let you focus on differentiating your firm in today's complex and competitive global marketplace.
First Clearing Correspondent Services
Riverfront Plaza, 901 East Byrd Street
Richmond, VA 23219
1-888-FCC-CLEAR
david.l.williams@firstclearing.com
www.firstclearing.com
Unlimited potential. Clear thinking. The single most compelling business challenge today is no longer how to squeeze more from less. It’s how to profitably grow your business while maintaining a competitive market position. In an inherently complex industry, we are striving to add clarity and innovation built on an unmatched knowledge of the retail investment business. In fact, helping you find ways to better run, grow and protect your business is as much a part of our culture as precise transaction processing and proactive service. Our core competencies can help identify new operating efficiencies while our value-added services can help you remain competitive in the marketplace. Contact us to learn more about how we can provide clear thinking for your business.
MarketAxess Corporation
140 Broadway, 42nd Floor
New York, NY 10005
Phone 212.813.6000
www.marketaxess.com
MarketAxess operates one of the leading platforms for the electronic trading of corporate bonds and certain other types of fixed-income securities, serving as an electronic platform through which our more than 675 active institutional investor clients can access the liquidity provided by our broker-dealer clients.
MarketAxess' multi-dealer trading platform allows our institutional investor clients to simultaneously request competitive, executable bids or offers from multiple broker-dealers, and to execute trades with the broker-dealer of their choice. MarketAxess offers our clients the ability to trade U.S. high-grade corporate bonds, European high-grade corporate bonds, credit default swaps, agencies, high yield and emerging markets bonds.
Through Corporate BondTicker™, MarketAxess also provides data and analytical tools that help our clients make trading decisions, and we facilitate the trading process by electronically communicating order information between trading counterparties. Our DealerAxess® trading service allows dealers to trade fixed-income securities with each other on our platform.
National Financial
200 Seaport Boulevard, Z2P
Boston, MA 02210
Phone 212-335-5953
www.nationalfinancial.com
National Financial, a Fidelity Investments Company, offers Integrated Brokerage Solutions® to nearly 340 clients ranging from retail broker/dealers to institutional investment firms. Collectively, National Financial’s clients have more than 86,000 brokers. As of June 30, 2007, National Financial custodied over $693 billion in assets representing more than 5.5 million customer accounts. Integrated Brokerage Solutions incorporates innovative technology, products and programs, supported by dedicated client service professionals and industry alliances. This holistic, solutions-oriented approach is designed to help client firms attain competitive advantage by driving growth, creating efficiency and managing risk. For more information about National Financial and Integrated Brokerage Solutions, please visit www.nationalfinancial.com.
PriceMetrix Inc.
40 University Avenue
Suite 200, Toronto, ON, M5J 1T1, Canada
www.pricemetrix.com
PriceMetrix focuses exclusively on improving the overall business of investment firms by helping individual financial advisors to become better ‘CEOs’ of their business. PriceMetrix ValueOne Program is a patented combination of business intelligence reports, practice management tools, and expert services designed solely to enable advisors and managers, at all levels, to proactively identify and close client, product and pricing opportunities. PriceMetrix customers typically realize increases in assets, revenue and fee-based advisory business, as well as improvements in household quality and pricing
Founded in 2000, PriceMetrix has its principal place of business in Toronto, Ontario, and services a broad range of clients within Canada and the United States.
Tullett Prebon
155 Bishops Gate
London EC2M3TQ
www.tullettprebon.com
Tullett Prebon Information is the leading provider of independent real-time price information from the wholesale inter-dealer brokered financial and commodity markets. Tullett Prebon Information is a wholly owned subsidiary of Tullett Prebon, www.tullettprebon.com.
Tullett Prebon operates as an intermediary in wholesale financial markets facilitating the trading activities of its clients, in particular commercial and investment banks. The business now covers seven major product groups: Volatility, Rates, Non Banking & Sterling Cash, Treasury, Energy, Credit & CDS, and Equities and is a principal source of market information for TPI.
Tullett Prebon has its principal offices in London, New York, Hong Kong, Singapore and Tokyo, with other offices, joint ventures and affiliates in Bahrain, Bangkok, Buenos Aires, Calgary, Frankfurt, Jakarta, Kuala Lumpur, Luxembourg, Manila, Mumbai, Paris, Salk Lake City, Santiago, Sao Paulo, Seoul, Shanghai, Sydney, Toronto, Warsaw and Zurich.
About SIFMA
SIFMA serves as the single powerful voice for strengthening markets and supporting investors. Partnering with SIFMA offers your firm continuous visibility within our membership, comprised of more than 600 securities firms, banks and asset management firms, in the U.S. and around the world.