Welcome
SIFMA’s 4th Annual Risk Management Conference will address risk management, with an emphasis on operational risk management, at financial services firms. The conference is a must for industry professionals responsible for risk management, at both the corporate and business unit levels, as well as internal and external auditors, legal and compliance professionals, strategic planners, and operations professionals.
We will emphasize tactical ideas that can be implemented in the near term, as well as strategic thinking that will help you elevate your firm’s risk management program. One component is to discuss how to successfully integrate risk management functions with business units and internal control functions.
Some of the specific issues that will be addressed include:
- Chief Risk Officer Perspectives
- Regulatory Views on Risk Management
- Operational Risk Management
- Convergence of Risk Management with Other Control Functions
- Operational Risk Management and Forensic Reviews
This will be an exceptional strategic and educational conference designed for senior management and business managers from the Broker/Dealer, Hedge Fund, Asset Management, Audit, Consulting, and Regulatory communities. The Conference begins with breakfast at 7:45 a.m. on Wednesday, June 25, and concludes at 4:45 p.m.
For more information, please contact:
John Maurello
jmaurello@sifma.org
(212) 313-1241
or
Blaike Hannay
bhannay@sifma.org
(212) 313-1247
For sponsorship information and opportunities, please contact:
Kevin Fox
kfox@sifma.org
(212) 313-1292