Surveys: Report on Prices Charged Retail Clients - 2007
Summary Tables
| Waive IRA Fees in Special Situations | ||
| Yes (%) | No (%) | |
| All Firms | 77.4 | 22.6 |
| Group I | 66.7 | 33.3 |
| Group II | 100.0 | 0.0 |
| Group III | 70.0 | 30.0 |
| Pay Interest on Free Credit Balances | ||
| Yes (%) | No (%) | |
| All Firms | 58.6 | 41.4 |
| Group I | 66.7 | 33.3 |
| Group II | 60.0 | 40.0 |
| Group III | 50.0 | 50.0 |
| Percent Of Client Assets by Account Type | ||||
| All Firms | Group I | Group II | Group III | |
| (%) | (%) | (%) | (%) | |
| Fee-Based Brokerage Account | 3.4 | 0.0 | 10.3 | 0.0 |
| Non-discretionary Advisory Account | 32.6 | 40.3 | 23.4 | 35.3 |
| Separate Account Manager Wrap Account | 26.3 | 10.9 | 30.6 | 32.5 |
| Mutual Fund Wrap Account | 21.5 | 23.4 | 14.0 | 26.5 |
| Rep as Discretionary Portfolio Manager Wrap Account | 16.1 | 25.4 | 21.6 | 5.7 |
| All Fee-Based Accounts (Total) | 100.0 | 100.0 | 100.0 | 100.0 |