Surveys: Report on Training and Continuing Education Program - 2004
The Report on Training and Continuing Education Programs provides a comprehensive view of firm-wide training and Firm Element/Continuing Education programs at firms in the Securities Industry.
The Report covers many specifics, including:
Staffing and Placement of Training Activities/Functions
- Responsible department/area of the firm
- Number of Professional and Support staff devoted to training
Training Programs for RRs, Supervisors, Sales Assistants, Home Office Managers, Operations Personnel
Firm Element/Continuing Education Training
- Delivery Mechanisms
- Continuing Education Budgets
- How Firm Element/CE courses are developed
- Tracking measures
Key Issues
- Most significant challenges
- Measuring the impact