Surveys: Report on Training and Continuing Education Program - 2004

Participating Firms

Allstate Financial Services, LLC
Ameritrade
Ariel Capital Mgmt
Banc of America Investment Services, Inc.
Bear Stearns & Co., Inc.
C.L. King & Associates
Cadaret Grant & Co., Inc.
Citibank
CNBS, LLC
Credit Suisse First Boston, LLC
D.A. Davidson & Co.
Edward Jones
Federated Investors
First Montauk Securities Corp
First Tennessee Brokerage
H&R Block
Harris direct
Hill, Thompson, Magid & Co., Inc.
Hilliard Lyons
Howe Barnes Investments, Inc.
JPMorgan Securities Inc.
Janney Montgomery Scott, LLC
Janus Capital Group
Jefferson Pilot Securities Corp
Legg Mason
Lehman Brothers
McNally Financial Services Corporation
Merrill Lynch
Midwestern Securities Trading Co., LLC
MONY Group, An AXA Financial Company
Moors & Cabot
Morgan Keegan & Co., Inc.
National City
NBCN
Nuveen Investments
OptionsXpress, Inc.
Park Avenue Securities, LLC
Parker Hunter Inc.
Piper Jaffray
RBC Dain Rauscher
RW Baird & Co.
Scott & Stringfellow
Scottrade, Inc.
SIG
Signal Hill Capital Group
Southwest Securities
Stifel, Nicolaus & Co, Inc.
T.Rowe Price Associates
TD Securities (USA), LLC
TD Waterhouse
Tower Square Securities, Inc.
Turning Point Securities, LLC
UBS Securities LLC
Vectormex Inc.
Wachovia Securiteis
Wells Fargo Brokerage Services, LLC