Statistical Data/Charts
U.S. Securities Industry Financial Results
Quarterly and annual financial results of the U.S. securities industry (since 2001) are available below in Excel format. Presented are aggregated income statement, selected balance sheet, and employment data on the U.S. domestic broker-dealer operations of all NASD and New York Stock Exchange (NYSE) member firms doing a public business derived from their Financial and Operational Combined Uniform Single (FOCUS) Report filings.
Contact: Charles Bartlett
View Online: U.S. Securities Industry Financial Results - Excel Format
NOTE: For total U.S. securities industry employment figures, as reported by the U.S. Department of Labor, Bureau of Labor Statistics, see "Securities Industry Employment."
Sources for additional information:
(1) Securities Industry DataBank (financial data since 1980 for NYSE member firms, aggregated into 16 firm categories); and
(2) Expanded Securities Industry DataBank (financial data since 2001 for NASD-reporting firms, aggregated into 14 sub-categories).