Research/Securities Industry Research

SIFMA Research Reports - 2007

Approximately each month, this publication will feature a selection of articles on the securities industry, securities markets, operational issues and managerial topics of interest to securities and financial services industry senior management, policymakers, academics, and investors among others. Also included is a statistical review of monthly activity in the US primary and secondary capital markets and related economic statistics. Research Reports now includes the Research Quarterly.

Contact: Paul Rainy

Price:     Free

Current Issue:

"NYSE-Reporting Firms: Housing And Mortgage Crisis Caught Up With Profits In 3Q’07" Vol. II, No. 12 (12/28/07)
Plus:

  • Middle Market Report
  • Securities Industry Employment Update

"Research Quarterly" Vol. II, No. 11, (11/29/07)


 

"Securities Industry And Financial Markets Global Addendum 2007"Vol. II, No. 10  (11/07)


 

"Industry Results Strong in the 2Q'07; Challenging Third Quarter" Vol. II, No. 9 (9/28/07)
Plus:

  • Middle Market Report
  • Industry Statistics

Research Quarterly - Vol. II, No. 8 (9/29/07)

Research Quarterly - Vol. II, No. 8 (August 29, 2007)


"Regional Firms Decrease in Number but Maintain Their Economic Value" Vol. II, No. 7 (7/27/ 2007)
Plus:

  • SIFMA Research Analyst Symposium: Putting the Pieces Together
  • Securities Industry Employment Update
  • Industry Statistics

"Securities Industry Reports Lower Profits in 1Q'07" Vol. II, No. 6 (06/ 27/2007)
Plus:

  • Middle Market Report
  • Municipal Bond Credit Report
  • Key Statistics

"Research Quarterly" Vol. II, No. 5 (5/16/2007)

Research Quarterly - May 2007 (pdf)



"Securities Industry Financial Results: 2006" Vol. II, No. 4 (5/2/2007)
Plus:

  • “Securities Industry Employment and Compensation Trends”

"Securities Industry Reports Strong 4Q'06 Profits Completing A Record Year"
(3/27/ 2007)


"The Street, The City and The State: The Securities Industry’s Importance to New York City and State"
Vol. II, No. 3 (3/22/2007)
Plus:

  • “Monthly Statistical Review”

"Securities Industry Employment Update"
Vol. II, No. 2 (2/28/2007)
Plus:

  • “Monthly Statistical Review”

 

 


"Self-Regulation in Financial Markets: Results of an Exploratory Survey"
Vol. II, No. 1 (1/29/2007)
Plus:

  • Monthly Statistical Review and Year-End Wrap-Up