Research/Securities Industry Research
SIFMA Research Reports - Research Reports 2006
Approximately each month, this publication will feature a selection of articles on the securities industry, securities markets, operational issues and managerial topics of interest to securities and financial services industry senior management, policymakers, academics, and investors among others. Also included is a statistical review of monthly activity in the US primary and secondary capital markets and related economic statistics.
Contact: Paul Rainy
Price: Free
"Measuring Global Market Share - The Competitiveness of New York City as a Financial Center"
Vol. 1, No. 3 (12/13/2006)
Plus:
- A Public/Private Partnership for the Development of Governors Island
- U.S. Securities Industry 3Q'06 Results
- Monthly Statistical Review
"Securities Industry and Financial Markets Fact Book, Global Addendum"
Vol. I, No. 2 (11/2006)
"Basel II: An Update on U.S. Implementation"
Vol. I, No. 1 (11/ 1/ 2006)
Plus...
- Economic and Industry Update
- Monthly Statistical Review and Third Quarter Wrap-Up
"Economic Update"
(10/04/06)
"Industry Results Remain Strong in 3Q'06, Though Down From Near-Record First-Half Levels"
Vol. VII, No. 10 (9/26/06)
Plus...
- Securities Industry Employment Update
- Monthly Statistics Review
"Turning Points: The Outlook for the U.S. Economy and the U.S. Securities Industry"
Vol. VII, No. 9 (8/24/06)
Plus...
- Monthly Statistical Review
"Securities Industry Profits Surge in 1Q'06, and Remained Strong in 2Q '06"
Vol. VII, No. 8 (7/27/06)
Plus...
- Mid-Year Update: Market Structure and OTC Derivatives
- Monthly Statistical Review and Second Quarter Wrap-Up
"Retirement Savings: By the Numbers"
Vol. VII, No. 7 (6/27/06)
Plus...
- "Monthly Statistical Review"
"NASD-Member Firms Profits Rebound in 1Q'06 After Slump in 4Q'05"
Vol. VII, No.6 (6/7/06)
Plus...
- Securities Industry Employment and Compensation Trends"
"Enhanced Disclosure in Public Reporting: Annual Survey"
Vol. VII, No. 5 (5/19/06)
Plus...
- NYSE Monthly Statistical Review
"Exchange Traded Fund Update"
Vol. VII, No. 4 (4/25/06)
Plus ...
- NYSE Member Firms Report Slump in 4Q'05 Domestic Profits"
- Monthly Statistical Review and First Quarter Wrap-Up"
"Research Management Issues: How Are the Rules Working?"
Vol. VII, No. 3 (3/14/06)
Plus...
- "Securities Industry and Economic Update"
- "Monthly Statistical Review"
"The Costs of Compliance in the U.S. Securities Industry"
Vol. VII, No. 2 (2/22/06)
"Securities Industry's Goals And Objectives for the Doha Development Round of the World Trade Organization Negotiations"
Vol. VII, No. 1, (1/30/06)
Plus...
- "Securities Industry Update: 3Q'05 Profits of $5.01 Billion Reported"
- "Model Behavior"
- "Monthly Statistical Review"