Research/Securities Industry Research
SIFMA Research Reports - 2005
Approximately each month, this publication will feature a selection of articles on the securities industry, securities markets, operational issues and managerial topics of interest to securities and financial services industry senior management, policymakers, academics, and investors among others. Also included is a statistical review of monthly activity in the US primary and secondary capital markets and related economic statistics.
Contact: Paul Rainy
Price: Free
Research Reports 2005
"The Year in Review / The Year Ahead"
Vol. VI, No. 12 (12/20/05)
"SEC Proposed Guidance on Client Commission Arrangements and Practices"
Vol. VI, No. 11 (12/05/05)
Plus...
- Monthly Statistical Review
- Securities Industry Employment Update
"U.S. Economic Update"
Vol. VI, No. 10 (11/1/05)
Plus...
- Risk Management Update
- Monthly Statistical Review
"Securities Industry Update: Wall Street Doesn't Take a Holiday"
Vol. VI, No. 9 (09/30/05)
Plus...
- SIA Research Management Conference: Reflections on Two Years Since the Global Settlement
- Monthly Statistical Review
"The Costs of Compliance in the U.S. Securities Industry"
Vol. VI, No. 8 (08/31/05)
Plus...
- Monthly Statistical Review
"Autopilot 401(k)s: How to Boost U.S. Retirement Savings"
Vol. VI, No. 7 (07/29/05)
Plus...
- Securities Industry Mid-Year Update: 2005
- Monthly Statistical Review
"Market Structure and Reg NMS: New World, New Rules"
Vol. VI, No. 6 (06/29/05)
Plus...
- Regional Firms: Increasingly Retail-Oriented, But Holding Their Own
- Monthly Statistical Review
"Update on Research Analyst Related Issues"
Vol. VI, No. 5 (05/27/05)
Plus...
- The Effects of Market Technology, Globalization and Competition on Domestic Market Development and Regulation
- Credit Rating Agencies
- Monthly Statistical Review
"Economic Outlook: Slowing Growth, Rising Inflation And Continued Inaction"
Vol. VI, No. 4 (04/28/05)
Plus...
- Prime Brokerage: Of Prime Importance to the Securities Industry
- Securities Industry Profitability Update: Final 2004 Results and Detailed 2005 Forecasts
- Monthly Statistical Review and First Quarter Wrap-Up
"Employment Trends in the Securities Industry: Winners and Losers as Employment Recovers"
Vol. VI, No. 3 (04/06/05)
Plus...
- Monthly Statistical Review
"Let's Make Dividend Tax Reform A Permanent Success"
Vol. VI, No. 2 (03/08/05)
Plus...
- Are U.S. Retirement Savings Adequate?
- Monthly Statistical Review
"The Year in Review/The Year Ahead, Securities Industry 2004 Performance and 2005 Outlook"
Vol. VI, No. 1 (01/25/05)
Plus...
- Year-End 2004 Statistical Review