Research/Securities Industry Research
SIFMA Research Reports - 2003
Approximately each month, this publication will feature a selection of articles on the securities industry, securities markets, operational issues and managerial topics of interest to securities and financial services industry senior management, policymakers, academics, and investors among others. Also included is a statistical review of monthly activity in the US primary and secondary capital markets and related economic statistics.
Contact: Paul Rainy
Price: Free
Research Reports 2003
"New Business Models for Securities Research"
Vol. IV, No. 12 (12/24/03)
Plus...
- End-of-Year Statistical Review
- Securities Industry Employment
"Securities Industry Update: NYSE Member Firms Report $3.0 Billion in 3Q 2003 Profits"
Vol. IV, No. 11 (12/08/03)
Plus...
- Trading Gains
- Monthly Statistical Review
"Sovereign Debt Crises: An Integrated Approach to Crisis Prevention, Mitigation and Resolution" Vol. IV, No. 10 (10/31/03)
"Economic and Securities Industry Outlook"
Vol. IV, No. 9 (10/6/03)
Plus...
- Securities Industry Employment
- Monthly Statistical Review
“Going Private: Responding to the Small Cap Dilemma”
Vol. IV, No. 8 (08/21/03)
Plus...
- Global Reactions to Basel II
- SIA Comment Letter on the Third Consultative Paper on the 2003 Basel Capital Accord
- Securities Industry Employment
- Monthly Statistical Review
"Market Structure: In the Spotlight, Again"
Vol. IV, No.7 (07/24/03)
Plus…
- Grading Fiscal Policy: Assessing the Initial Impact of the Jobs and Growth Tax Relief and Reconciliation Act of 2003
- Securities Industry Update: Turning the Corner
- Securities Industry Employment
- Monthly Statistical Review
"The Threat of Deflation: There Be Dragons Here"
Vol. IV, No. 6 (6/12/03)
Plus...
- Hedge Fund Update
- Securities Industry Update: Fixed Income to the Rescue
- Monthly Statistical Review
"After the Bubble Has Burst: New Regulations for Research Analysts in the U.S."
Volume IV, No. 5 (5/30/03)
Plus...
- "The New York Securities Industry: Wall Street’s Importance to New York State and City", by George R. Monahan
"Comment Letter on the G-30 Global Clearing and Settlement Report"
Volume IV, No. 4 (4/24/03)
Plus...
- Statement for the Record by Marc E. Lackritz, President, Securities Industry Association, before the Subcommittee on Domestic and International Monetary Policy, Trade and Technology, House Financial Services Committee, United States House of Representatives: "Opening Trade in Financial Services - The Chile Singapore Example," April 1, 2003
- Reviving the Monterrey Consensus, by Frank A. Fernandez
- Record Securities Industry Job Losses Continue to Mount: New Employment Classification System Widens New York's Securities Job Losses to 19%, by George R. Monahan
- Monthly Statistical Review and First Quarter Roundup, by Grace Toto
"SIA Update and Outlook"
Volume IV, No. 3 (03/31/03
"The State of Hedge Funds"
Volume IV, No. 2 (03/10/03)
Plus...
- Monthly Statistical Review
"Defending the Dividend"
Volume IV, No. 1 (1/31/03)
Plus...
- 2002 Securities Industry Profitability Update
- Fee Accounts, Turnkey Asset Management Programs, and the Booming Separately Managed Accounts Market
- Monthly Statistical Review
- Securities Management Conference, March 6th