Research/Securities Industry Research
SIFMA Research Reports - 2002
Approximately each month, this publication will feature a selection of articles on the securities industry, securities markets, operational issues and managerial topics of interest to securities and financial services industry senior management, policymakers, academics, and investors among others. Also included is a statistical review of monthly activity in the US primary and secondary capital markets and related economic statistics.
Contact: Paul Rainy
Price: Free
Research Reports 2002
"Business Continuity Planning: A 2002 Roundup"
Volume III, No. 11 (12/27/02)
Plus...
- "2002 in Review & The Outlook for the New Year"
- "Monthly Statistical Review"
"Mergers and Acquisitions - The Next Wave"
Volume III, No. 10 (11/29/02)
Plus...
- "Update On The Debate: Market Data One Year After Seligman"
- "Bottom Formation: Securities Industry Update"
- "Monthly Statistical Review"
"The Wall Street Business Outlook"
Volume III, No. 9 (10/25/02)
Plus...
- Benchmarks: The Key To Knowing Where You Stand Relative To Your Peers And Competitors
- Survey Date: Employee Compensation And Turnover: Selected Trends On Exempt And Non-Exempt Employees: 1997-2002
- The Future Of Straight-Through Processing
- Online Trading Goes Offline
- Monthly Statistical Review And Third Quarter Roundup
"Broker Revenue Reeling - Quarterly Profits Plummet Another $1 Billion"
Volume III, No. 8 (9/30/02)
Plus...
- Update: International Securities Initiatives
- The Double Taxation of Dividends
- Analyst Update and Legal Alert
- Monthly Statistical Review
"Near-Term Market Outlook"
Volume III, No. 7 (7/31/02)
Plus...
- Securities Industry Profit Rebound Delayed Until 2003
- Market Structure Update
- Fee-Based Products Account for More Than One Quarter of Brokers' Gross Production, Up 30% From 2000
- Monthly Statistical Review
"Securities Industry Trends: Very Slow Growth Seen for Remainder of 2002"
Volume III, No. 6 (6/20/02)
Plus...
- Very Slow Growth Seen for Remainder of 2002
- The Stuttering State of the Economy
- Monthly Statistical Review
"Broker-Dealers And The USA Patriot Act: Anti-Money Laundering Compliance"
Volume III, No. 5 (5/23/02)
Plus...
- Explanation and Benefits of Fair Value Accounting
- Special Purpose Entities and the Securitization Markets
- Monthly Statistical Review
"Moving from Words to Action"
Volume III, No. 4 (4/22/02)
"Securities Industry Results: Slow Growth Seen for 2002; 2001 Estimates on the Mark"
Volume III, No. 3 (4/10/02)
Plus...
- New York Employment Benchmark Revisions: Counter-Intuitively, Securities Industry Job Losses Revised Downward
- Revisions Still Show Record Industry Job Losses For 2001
- Single Stock Futures: An Overview Of Market Structure And Regulation
- Monthly Statistical Review And First Quarter Roundup
"Six Months On - Update: The Impact of September 11th on the Securities Industry"
Volume III, No. 2 (3/11/02)
Plus...
- Large Investment Bank Margin And Roe Trends: The 20-Year
- Downtrend To Continue
- Operations In The Securities Industry
- Prices Charged Retail Clients
- 2001Monthly Statistical Review
"Data Patterns in IPOs, Explaining Cycles, Pricing and Post-IPO Performance"
Volume III, No. 1 (1/31/02)
Plus...
- Securities Industry 2001 Year in Review and 2002 Outlook
- Monthly Statistical Review