Research/Securities Industry Research
SIFMA Research Reports - 2001
Approximately each month, this publication will feature a selection of articles on the securities industry, securities markets, operational issues and managerial topics of interest to securities and financial services industry senior management, policymakers, academics, and investors among others. Also included is a statistical review of monthly activity in the US primary and secondary capital markets and related economic statistics.
Contact: Paul Rainy
Price: Free
Research Reports 2001
The State of the Industry,
Volume II, No. 11, (12/20/01)
Plus...
- An Open Letter to the IMF
- Liquidity Measurement
- Managing Your Expectations
Changes in Risk and Risk Management,
Volume II, No. 10 (12/6/01)
Plus...
- China’s Capital Markets
- Securities Industry Employment Downturn
- Monthly Statistical Review
Restoring Industry Functionality After 9/11,
Volume II, No. 9 (11/2/01)
Plus...
- Third Quarter Securities Industry Performance
- Recession, Recovery, and Rebuilding: Budget Planning in Crisis
- Monthly Statistical Review
The Economic Impact of September Eleventh on the Securities Industry
Volume II, No. 8 (9/30/01)
Plus...
- Seligman Advisory Committee on Market Information: The Report
- RR Production & Earnings Reach Record Levels in 2000
- Monthly Statistical Review
The Roles and Responsibilities of Securities Analysts
Volume II, No. 7 (8/22/01)
Plus...
- Customer Complaints and Arbitrations: Behind the Numbers
- Seligman Advisory Committee on Market Information: Meeting Six
- SII Panel Proves Prescient
- Monthly Statistical Review
Securities Industry Second Quarter Performance,
Volume II, No. 6 (6/30/01)
Plus...
- The New York Securities Industry: Its Economic Impact On New York State & City
- Executive Compensation 1999 & 2000
- Monthly Statistical Review
Update on Market Structure Issues: SIA Market Structure Conference,
Volume II, No. 5 (5/31/01)
Plus...
- Update on Regulatory Initiatives in Risk Management
- Seligman Advisory Committee on Market Information: Meeting Five
- Monthly Statistical Review
Achieving Cross-Border Trade Processing Goals: Part 2: Proposed Solutions,
Volume II, No. 4 (4/30/01)
Plus...
- Developments in Global E-Finance
- Regulation FD: How is it Working?
- Seligman Advisory Committee on Market Information: Meeting Four
- Monthly Statistical Review
The Aging of the New Economy
Volume II, No. 3 (3/30/01)
Plus...
- Achieving Cross-Border Trade Processing Goals: Part I
- Seligman Advisory Committee on Market Information: Meeting Three
- Monthly Statistical Review
Securities Industry Outlook Brightens in 1Q 2001,
Volume II, No. 2, (2/28/01)
Plus...
- Update on Market Structure Issues
- Data Vendors: Challenges and Opportunities
- The New Basel Capital Accord: An Overview
- Monthly Statistical Review
Market Data: State of the Industry,
Volume II, No. 1, (01/31/01)