Self-Regulatory Materials
Self-Regulation and Supervisory Practices Committee Meeting Materials
For questions contact Allison Sample.
About SIFMA
-
Capital Markets Group
- Capital Markets Home (CMG)
- Capital Markets Committee
- Regional Capital Markets
- Municipal
- MBS and Securitized Products
- Corporate Credit Markets
- Government & Federal Agency Securities
- Funding
- Equity Markets
- Risk/Prime Brokerage/Capital
- Interdealer Brokers
- Institutional Brokerage
- Credit Rating Agency Task Force
- Securitization Working Group
- U.S. Covered Bonds Council
- Options Markets
- Private Client Group
- Asset Management Group
-
Government Affairs
-
Office of the General Counsel
-
Research
-
Press Room
-
Conferences and Events
- Securities Industry Institute
-
SIFMA Foundation
-
Newsletters, Subscriptions and Publications
Services
- Emergency Alerts
More Information
Self-Regulation and Supervisory Practices Committee Meeting Materials
White Papers:
Mutual funds: (12b-1 fees) Mutual Fund Distribution and Shareholder Servicing Practices White Paper (pdf)
Copyright © 2009 SIFMA. All rights reserved. | Terms and Conditions of Use | Privacy Policy | Site Map