Gramm-Leach-Bliley
RESOURCES
- SIFMA Comments to FTC On Issues Relating To Combating Identity Theft In Response To The Federal Identity Theft Task Force's Request For Public Comment - pdf, January 19, 2007
- SIA State Tax Committee Letter to the Honorable Sheldon Silver, New York State Assembly, Re: Gramm Leach Bliley Act Tax Transitional Provisions - Feb 27, 2006, pdf 5.0
- SIA State Tax Committee Letter to the Honorable Joseph L. Bruno, New York State Senate, Re: Gramm Leach Bliley Act Tax Transitional Provisions - Feb 27, 2006, pdf 5.0
- NASD Response Letter to Mr. Sorcher and Ms. Miller Regarding Inquiries Concerning Certain Interpretive Positions Pertaining to the Implementation of Title II of the Gramm-Leach-Bliley Act of 1999 (“GLBA”) - pdf 5.0, Dec. 12, 2005
- The SIA Comments To The FTC Regarding Notice Of Proposed Rulemaking Under The CAN-SPAM Act, Project No. R411008 - pdf 5.0, June 27, 2005
- SIA Comments To The SEC On The Commission's Notice Of Proposed Rulemaking Under The FACT Act With Regards To Disposal Of Consumer Report Information - pdf 5.0, 10/20/04
- SIA Comments To The SEC On The Proposed Regulation B Under Section 3(A)(4) Of The Securities And Exchange Act Of 1934 - pdf 5.0, September 1, 2004
- SIA Comments To The SEC In Response To Amendment To Proposed Chief Executive Officer Certification Requirement, Which Propose New NASD Rule 3013 And Accompanying Interpretative Material - pdf 5.0, August 24, 2004
- Supplement To SIA's Comments To The SEC On The Proposed Regulation S-AM - pdf 5.0, August 18, 2004
- NASD Response to SIA's Request for the Implementation of Title II of the Gramm-Leach-Bliley Act - pdf 5.0, August 5, 2004
- The ABA and the SIA Letter In Regards To NASD Registration Requirements: Bank Employees - pdf 5.0, June 22, 2004
- SIA Comments To The SEC On The Interagency Proposal To Consider Alternative Forms Of Privacy Notices Under The Gramm-Leach-Bliley Act - pdf 5.0, March 29, 2004
- Study on GLBA Information Sharing - pdf 4.0 - posted May 1, 2002
- Transactions Between Banks and their Affiliates (Docket Nos. R-1103 and R-1104) - pdf 4.0 - posted 8/16/01
- Interim Final Rules for Banks Under Sections 3(a)(4) and 3(a)(5) of the Securities and Exchange Act of 1934, Release No. 34-44291, File No. S7-12-01 - pdf 4.0 - posted 7/18/01
- Proposal Regarding Real Estate Brokerage and Management Activities of Financial Holding Companies, Docket No. R-1091 - pdf 4.0 - posted 5/02/01
- SIA Proposed Risk-Based Capital Rule for Nonfinancial Equity Investments - pdf 4.0 - posted 4/16/01
- Request for Delay in Mandatory Compliance With Title II of the Gramm-Leach-Bliley Act - pdf 4.0 - posted 3/14/01
- Interim Rules for Financial Holding Companies -Docket Nos. R-1092, R-1094 -pdf 4.0 - posted 2/20/01
- Final Rule Governing Merchant Banking Activities - pdf 4.0 - posted 1/30/01
- Federal Banking Agencies on the Proposed Insurance Consumer Protection Rules Issued Pursuant to the Gramm-Leach-Bliley Act - pdf 4.0 - posted 10/05/00
- Merchant Banking and Capital Requirement Rules - Docket Nos. R-1065, R-1067 - pdf 4.0 - posted 5/22/00
- Summary of Merchant Banking and Capital Requirement Rules - Docket Nos. R-1065, R-1067 - pdf 4.0 - posted 5/22/00
- Interim Rules for Financial Activities - Docket No. R-1062 - pdf 4.0 - posted 5/12/2000
- Privacy Provisions - Docket No. R-1058 - File No. S7-6-00 - pdf 4.0 - posted 3/31/00
- Federal Banking Agencies on the Proposed Rules Implement the Financial Privacy Provision of the GLB Act - pdf 4.0 - posted 3/31/00
- Interim Rules for Financial Holding Companies - Docket No. R-1057 -pdf 4.0 - posted 3/27/00
- Financial Subsidiaries and Operating Subsidiaries - Docket No. 00-03 - pdf 4.0 - posted 2/24/00
- Senate Testimony of Steven Judge, Senior VP, Government Affairs, SIA: "Examination Of The Gramm-Leach-Bliley Act Five Years After Its Passage" - 7/13/2004
- Statement Of The Securities Industry Association On The Promotion Of Capital Availability To American Businesses - posted 4/04/01
- Gramm-Leach-Bliley Review: Has the Promise of Less Regulation Lead to More Rules? - pdf 4.0 - posted 5/13/02
- Does the Term "Bank Broker-Dealer" Still Have Meaning? - pdf 4.0 - posted 5/13/02
- No Turning Back - Now A Year Old, The Gramm-Leach-Bliley Act Has Changed The Industry Forever - pdf 4.0 - posted 12/11/00
- Summary and Overview of the Gramm-Leach-Bliley Act - pdf 4.0 - posted 10/99