Fee-based Brokerage Accounts
(Rule 202(a)(11)-1) Related Links
DC Circuit Order Grants Stay of the FPA Court Decision until October 1 - pdf, June 25, 2007
SEC Release: Commission Seeks Time for Investors and Brokers to Respond to Court Decision on Fee-Based Accounts - May 14, 2007
U.S. Court of Appeals for the D.C. Circuit Opinions
- United States Court of Appeals for the District of Columbia Circuit: Financial Planning Association vs. SEC - Released: 03/30/2007, pdf
