E-Mail and Electronic Records
RELATED LINKS
- Securities and Exchange Commission
- Release No. 34-44992 Books and Records Requirements for Brokers and Dealers Under the Securities Exchange Act of 1934
http://www.sec.gov/rules/final/34-44992.htm- Release No. 34-44238 Commission Guidance to Broker-Dealers on the Use of Electronic Storage Media under the Electronic Signatures in Global and National Commerce Act of 2000 with Respect to Rule 17a-4(f)
http://www.sec.gov/rules/interp/34-44238.htm