1996 Comment Letters

12/31/96
Possible Amendments to the Net Capital Rule
12/26/96
Proposed Rule Change Regarding SEC Order Handling Rules
12/23/96
NASD Notice to Members 96-60
12/10/96
FASB Statement No. 125
12/09/96
Proposed Rule Change by New York Stock Exchange, Inc.
11/13/96
Securities Act Concepts and Their Effects on Capital Formation
11/12/96
Rule 10304 of the Code of Arbitration Procedure of the NASD
11/04/96
Letter Regarding NASDR Taping Proposal
10/03/96
Letter Regarding Eligibility Rule
09/30/96
Comments on Docket No. R-0841
09/03/96
Comments on Dockets Nos. R-0701 and R-0932
08/23/96
SEC Proposed Trading Practice Rules - Addendum
08/02/96
Comments on Docket No. R-0923
08/01/96
Proposed NAqcess System
07/26/96
Use of Electronic Media for Delivery of Information
07/16/96
SEC Proposed Trading Practice Rules
06/10/96
Letter to Members of Congress on MFN Trade Status for China
05/07/96
FASB: Additional Information on Mortgage Dollar Rolls
04/11/96
Financial Reporting Cycle and Debt-Equity Ratio Requirements
02/26/96
SEC Proposed Order Execution Obligations
01/25/96
Brokerage Firm Use of Electronic Media
 

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