| File Name |
File Type |
Size |
| |
|
|
| Task force Roster as of October 2006 |
Excel |
119kb |
| ALD Project Plan - from August 2004 |
PDF |
20kb |
| ALD Project Plan - final version from November 2005 |
PDF |
16kb |
| NYSE Information Memo 05-39 - June 2005 |
PDF |
17kb |
| NYSE Information Memo 6-21 update to memo 05-39 - April 2006 |
PDF |
14kb |
| NASD Notice to Members 05-45 - June 2005 |
PDF |
37kb |
| NASD Update to Notice 05-45 - December 2005 |
Word |
25kb |
| |
| Phase 1 Credit Surveys |
| |
|
|
| Credit Re-Approval Process Progress - All surveys |
PDF |
27kb |
| |
| ALD Related Presentations |
| |
|
|
| ALD Forum - December 2005 |
PDF |
531kb |
| Presentation to SEC - August 2004 |
PDF |
951kb |
| Presentation to SEC - April 2005 |
PDF |
551kb |
| Update for SEC - August 2005 |
PDF |
170kb |
| Update for SEC - May 2006 |
PDF |
521kb |
| Presentation to SEC - November 2005 |
PDF |
546kb |
| Presentation at TBMA Securities Lending Conference - Dec. 2004 |
PDF |
167kb |
| Presentation at IMN Beneficial Owners Conference - Feb. 2005 |
PDF |
575kb |
| Presentation SIA - SLD - March 2005 |
PDF |
618kb |
| Presentation at RMA Securities Lending Conference - October 2005 |
PDF |
523kb |
| Presentation at SIA Operations Update Conference - Nov. 2005 |
PDF |
523kb |
| Presentation at TBMA Securities Lending Conference - Dec. 2005 |
PDF |
523kb |
| Presentation to SIA - SOD Luncheon - January 2006 |
PDF |
565kb |
| Presentation at IMN Beneficial Owners Conference - February 2006 |
PDF |
516kb |
| Presentation at SIA Operations Conference - May 2006 |
PDF |
935kb |
| Presentation at SIA - ALD Conference - July 20, 2006 |
PDF |
3058kb |
| Presentation at RMA Securities Lending Conference - October 2006 |
PDF |
514kb |
| |
ALD Task force Meeting Notes |
| |
| 1. All task force Related Meeting Notes |
| |
|
|
| All Task force Meeting notes from 2005 |
Word |
520kb |
| All Task force Meeting notes January - June 2006 |
Word |
128kb |
| All Task force Meeting notes July - September 2006 |
Word |
164kb |
| Post Production All Task force Meeting notes October - November 2006 |
Word |
371kb |
| |
| 2. Capital Working Group Related Meeting Notes |
| |
|
|
| Capital Working Group Meeting Notes from 2004 |
Word |
160kb |
| Capital Working Group Meeting Notes from 2005 |
Word |
271kb |
| Capital Working Group Meeting Notes from 2006 |
Word |
244kb |
| |
| 3. Credit Working Group Related Meeting Notes |
| |
|
|
| Credit Working Group Meeting Notes from 2004 |
Word |
299kb |
| Credit Working Group Meeting Notes from 2005 |
Word |
137kb |
| Credit Working Group Meeting Notes from 2006 |
Word |
205kb |
| |
| 4. Infrastructure and Testing Working Groups Related Meeting Notes |
| |
|
|
| Infrastructure Working Group Notes from 2004 and 2005 |
Word |
335kb |
| Testing Working Group and related notes from 2005 |
Word |
448kb |
| Phase 1 Weekly Testing Status reports from 2005 |
Word |
256kb |
| Testing Working Group and related notes from January - June 2006 |
Word |
344kb |
| Testing Working Group and related notes from July - Sept. 2006 |
Word |
306kb |
| Parallel Testing Group A Meeting Notes - July - August 2006 |
Word |
465kb |
| Parallel Testing Group B Meeting Notes - August 2006 |
Word |
213kb |
| Parallel Testing Group C Meeting Notes - August - Sept. 2006 |
Word |
206kb |
| Daily Production Testing Calls - October 2006 |
Word |
154kb |
| |
| 5. Legal Working Group Related Meeting Notes |
| |
|
|
| Legal Working Group Meeting notes from 2004 - 2006 |
Word |
180kb |
