• US
• EUROPE
• ASIA

• SIFMA Events
• Contact SIFMA

• About SIFMA

  • The SIFMA Organization
  • SIFMA Board and Officers
  • SIFMA Steering Committees
  • SIFMA Regional Boards
  • SIFMA Member Directory
  • SIFMA Senior Management
  • SIFMA Staff
  • SIFMA Affiliates/Divisions
  • Join SIFMA

• Capital Markets

  • Capital Markets Group
  • Fixed Income Markets
  • Risk/Prime Brokerage/Capital
  • Equity Markets
  • Interdealer Brokers
  • Capital Markets
  • Regional Capital Markets
  • Credit Rating Agency Task Force
• Private Client
• Asset Management

• Legislative

  • Current Hill Activities NEW
  • Federal Issues
  • International Issues
  • State Issues
  • Testimony
  • Legislative Correspondence
  • Landmark Legislation/Primer
  • Washington Weekly
  • PAC

• Media

  • Press Releases
  • SIFMA SmartBrief
  • FAQs
  • Public Statements
  • In the Media

• Regulatory/Legal

  • Issues
  • Comment Letters
  • White Papers
  • Amicus Briefs
  • Litigation
  • Self-Reg Materials
  • Regulatory Proposals
  • Regulatory Resources
  • Regulatory Update

• Research

  • Market Research
  • Statistical Tables
  • Surveys

• Services

  • Holiday Schedule
  • Standard Forms/Documentation
  • Business Continuity Planning
  • Technology/Operations
  • Publications
  • Conference Presentations
  • Affinity Programs
  • Marketing Opportunities
  • Strategic Partnership
  • Legal Elite Partnership
  • eSources
  • Industry Education
  • HR/Diversity Resources
  • Career Center
• Investor Education
• Emergency Alerts

2008 Private Client Group Steering Committee Roster

• James R. Allen, Chairman and CEO, J.J.B. Hilliard, W.L. Lyons, Inc
• Deborah M. Castiglioni, CEO, Cutter & Company Brokerage, Inc.
• William Dwyer, President, Independent Advisor Services, LPL Financial Services
• G. Douglas Edwards, President and COO, Morgan Keegan & Company, Inc.
• Arthur F. Grant, President, Cadaret Grant & Co., Inc.
• Chet Helck, President and Chief Operating Officer, Raymond James Financial
• Marten Hoekstra, Head of Wealth Management USA, UBS
• Charles D. Johnston, President and CEO, Global Private Client Group, Smith Barney
• William A. Johnstone, President & CEO, Davidson Companies
• Ronald J. Kruszewski, Chairman and CEO, Stifel, Nicolaus & Company
• Alexandra Lebenthal, CEO, Alexandra & James
• Paul E. Purcell, President & CEO, Robert W. Baird & Co., Inc.
• Daniel Sontag, SVP - Head of American CRG, Merrill Lynch
• Joseph E. Sweeney, President, Financial Planning, Products and Services, Ameriprise Financial, Inc.
• James D. Weddle, Managing Partner, Edward Jones

Staff Adviser:
John J. Maurello, Managing Director Private Client Group, Securities Industry and Financial Markets Association