Press Releases

Release Date: November 8, 2007
Contact:
Travis Larson (703) 470-3193, tlarson@sifma.org

SIFMA Announces Board of Directors

Boca Raton, FL, November 8, 2007 – The following executives today were elected as directors of the board for the Securities Industry and Financial Markets Association (SIFMA). 

Directors elected for three-year terms concluding in 2010:

  • Samir Assaf, Deputy Head of Global Markets, Corporate, Investment Banking and Markets, HSBC Bank plc
  • Walter W. Bettinger II, President and COO, Charles Schwab & Co.
  • Marc Breillout, Managing Director – Head of Fixed Income, Currencies & Commodities (FICC), Societe Generale
  • Kent Christian, Managing Director and President, IBG Independent Brokerage Group, Wachovia Securities, LLC
  • G. Douglas Edwards, President and Chief Executive Officer, Morgan Keegan & Company, Inc.
  • Michele Faissola, Managing Director, Global Head of Rates, Deutsche Bank AG
  • John R. Gidman, Executive Vice President and Director, Loomis, Sayles & Company, L.P.
  • Abigail Johnson, President, Fidelity Employer Services Company, Fidelity Investments
  • William A. Johnstone, President and CEO, Davidson Companies
  • Sallie Krawcheck, Chairman and CEO Citi Global Wealth Management,
  • Thomas Montag, Managing Director, Global Co-Head, Securities Division, Goldman Sachs
  • Michael Ryan, Head of Institutional Securities, Credit Suisse
  • Neal Shear, Co-Head Institutional Sales and Trading, Global Head Fixed Income Division, Morgan Stanley
  • Daniel Sontag, SVP – Head of Americas CRG, Merrill Lynch
  • Thomas G. White, Chief Executive, MD, Head of Global Markets, Banc of America Securities LLC

Including the newly elected members, the complete board roster is as follows:

Concluding terms as directors in 2008

James Allen                           Hilliard, Lyons

Richard Brueckner                Pershing, LLC

Deborah Castiglioni             Cutter & Co.

Jerry del Missier                    Barclays Capital

Arthur Grant                           Cadaret, Grant

Chet Helck                             Raymond James Financial, Inc.

Noe Hinojosa             Estrada Hinojosa & Company, Inc.

Marten Hoekstra                   UBS

Peter Madoff                          Bernard L. Madoff Investment Securities

Blythe Masters                       JPMorgan Chase

Craig Overlander                  Bear Stearns

Suzanne Shank                     Siebert Brandford Shank

Concluding terms as directors in 2009

Bernard Beal                         M.R. Beal & Co.

Shigesuki Kashiwagi            Nomura Securities International

Alexandra Lebenthal Alexandra & James Co.

Jay Levine                              RBS Greenwich Capital

Bart McDade                         Lehman Brothers

Paul Purcell                            Robert W. Baird & Co.

John Taft                                RBC Dain Rauscher

James Weddle                      Edward Jones

Richard Weil                          PIMCO

Concluding terms as directors in 2010

Samir Assaf                           HSBC Bank plc

Walter W. Bettinger II            Charles Schwab & Co.

Marc Breillout                        Societe Generale

Kent Christian                        Wachovia Securities, LLC

G. Douglas Edwards            Morgan Keegan & Company, Inc.

Michele Faissola                   Deutsche Bank AG

John R. Gidman                    Loomis, Sayles & Company, L.P.

Abigail Johnson                    Fidelity Investments

William A. Johnstone            Davidson Companies

Sallie Krawcheck                  Citi Global Wealth Management

Thomas Montag                    Goldman Sachs

Michael Ryan             Credit Suisse

Neal Shear                             Morgan Stanley

Daniel Sontag                       Merrill Lynch & Co., Inc.

Thomas G. White                  Banc of America Securities LLC

Board members work together to formulate policies and complete initiatives that have short- and long-term implications for firms, investors, and the financial marketplace.  Member-firms voted for directors at the association’s annual meeting, which is being held in Boca Raton, FL, November 7-9. 

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The Securities Industry and Financial Markets Association brings together the shared interests of more than 650 securities firms, banks and asset managers. SIFMA's mission is to promote policies and practices that work to expand and perfect markets, foster the development of new products and services and create efficiencies for member firms, while preserving and enhancing the public's trust and confidence in the markets and the industry. SIFMA works to represent its members’ interests locally and globally. It has offices in New York, Washington D.C., and London and its associated firm, the Asia Securities Industry and Financial Markets Association, is based in Hong Kong.

 

More SIFMA News

If you are a member of the media or have questions regarding SIFMA news and activities, please contact SIFMA Strategic Communications and Media Relations:

In Washington,

Travis Larson

Jean Bunton

Ben Veghte

(ph) 202.962.7300
(fx) 202.962.7305

In New York,

Katrina Cavalli
(ph) 212.313.1181
(fx) 212.313.1126

Robin Francis
(ph) 212.313.1168
(fx) 212.313.1126

In Europe,

Claire Hunte
(ph) +44 (0) 20 7743 9339