MSRB Notice 2008-11
Welcome
The Municipal Securities Rulemaking Board (MSRB) and The Securities Industry and Financial Markets Association (SIFMA) will be holding a compliance seminar regarding MSRB rules. Members of the MSRB legal staff will discuss recent MSRB initiatives and will be available to answer questions on a variety of topics. This seminar is open to all members of the municipal securities community and there is no charge for attending. CLE credit is anticipated to be available.
The seminar will be held on Tuesday, April 29, 2008 from 3:00 - 5:00pm, with a reception to follow. It will take place at the Mid-America Club, located at 200 E. Randolph Drive, 80th Floor, Chicago, IL.
Please follow the link below to download seminar materials:
MSRB/SIFMA Notebook
Please note that this document is linked. Click on the agenda item to go to the respective notice. In any notice, please click on the MSRB logo to return to the agenda.
Topics Will Include:
- Electronic Municipal Market Access System – EMMA
- Auction Rate Securities
- Bond Insurance Ratings
- Real-Time Transaction Reporting
- Rule G-27
- Rule G-37
- Rule G-36
- Rule G-11
- Rule G-40
In addition, FINRA will discuss:
- Auction Rate Securities (Update)
- Municipal Trade Reporting Compliance
Examinations – 2008
Who Should Attend:
This seminar is open to members of the municipal securities community.
This event is closed to the press.