2005 TESTIMONY

Committee on Banking, Housing and Urban Affairs - United States Senate

  • Testimony of Ira D. Hammerman, Senior Vice President and General Counsel, the SIA, "Examining the Financial Services Industry's Responsibility to Prevent Identity Theft and Protect Sensitive Consumer Financial Information" - September 22, 2005
  • Testimony of the Securities Industry Association, "Examining the Commodity Futures Modernization Act of 2000 and Recent Market Developments" - September 8, 2005
  • Testimony of Marc E. Lackritz President, Securities Industry Association Before the Committee on Banking, Housing and Urban Affairs United States Senate, "Regulation NMS and Recent Market Developments," - May 18, 2005

Committee on Financial Services - U.S. House of Representatives

  • Testimony Of Marc E. Lackritz, President, Securities Industry Association Before the Subcommittee on Domestic and International Monetary Policy, Trade and Technology, "The US-EU Economic Relationship: What Comes Next?" - June 16, 2005
  • Testimony of Marc E. Lackritz, President, Securities Industry Association, Before the House Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises, "A Review of the Securities Arbitration System," - March 17, 2005

Missouri Senate Financial and Governmental Organizations and Elections Committee

  • Testimony of Kim Chamberlain, Vice President and Counsel, State Government Affairs, Securities Industry Association, Before the Senate Financial and Governmental Organizations and Elections Committee - February 21, 2005

Wisconsin State Legislature

  • Testimony of Kim Chamberlain, Vice President and Counsel, State Government Affairs, Securities Industry Association, Before the Assembly Committee on Colleges and Universities - February 22, 2005

2004 TESTIMONY

Committee On Banking, Housing, and Urban Affairs

  • Written Testimony - "Regulation NMS and Developments in Market Structure" - July 22, 2004  
  • Senate Testimony of Steven Judge, Senior Vice President, Government Affairs, Securities Industry Association: "Examination Of The Gramm-Leach-Bliley Act Five Years After Its Passage" - July 13, 2004  
  • Senate Testimony of Chet Helck, President, Raymond James Financial, Inc, Before The Committee on Banking, Housing, And Urban Affairs - "Review Of Current Investigations And Regulatory Actions Regarding The Mutual Fund Industry: Fund Costs And Distribution Practices" - March 31, 2004
  • Senate Testimony of William A. Bridy, President, Financial Data Services, Inc., Before The Committee on Banking, Housing, And Urban Affairs - "Review of Current Investigations and Regulatory Actions Regarding the Mutual Fund Industry: Fund Operations and Governance" - March 2, 2004

Committee on Energy and Commerce - U.S. House of Representatives

  • Statement For The Record on Behalf Of The Financial Services Coordinating Council - American Bankers Association American, Council of Life Insurers American Insurance Association, Securities Industry Association Before The Subcommittee on Commerce, Trade And Consumer Protection - September 28, 2004

Committee on Finance - United States Senate

  • Statement of Charles Toth on Behalf of The College Savings Foundation And The Securities Industry Association - Higher Education Financing In Strengthening U.S. Competitiveness In A Global Economy
    - July 22, 2004

Committee on Financial Services - U.S. House of Representatives

  • Testimony of Marc E. Lackritz, President, Securities Industry Association Before Subcommittee on Oversight & Investigations "Diversity In The Financial Services Industry And Access To Capital For Minority-Owned Businesses: Challenges And Opportunities" - July 15, 2004
  • Testimony of Michael J. Alix, Senior Managing Director, Bear Stearns & Co, Inc. Before The Subcommittee on Financial Institutions And Consumer Credit - "The New Basel Accord: Private Sector Perspectives" - June 22, 2004
  • Testimony of Richard E. Thornburgh, Chairman, Securities Industry Association, The U.S.-EU Financial Markets Dialogue: Transatlantic Good News - June 17, 2004
  • Statement of Marc E. Lackritz, President, Securities Industry Association Before The Subcommittee On Capital Markets, Insurance And Government Sponsored Enterprises - "Investing For The Future: 529 State Tuition Savings Plans" - June 2, 2004

Committee On Governmental Affairs

  • US Senate Testimony of Marc E. Lackritz, President, SIA, Before The Subcommittee on Financial Management, The Budget, And International Security - "Oversight Hearing On Mutual Funds: Hidden Fees, Misgovernance And Other Practices That Harm Investors" - January 27, 2004

Missouri House Financial Services Committee

  • Written Testimony Of Kim Chamberlain, Vice President And Counsel, State Government Affairs, For The SIA, Supporting Missouri H.B. 959; Equal Tax Treatment To All Qualified 529 Plans - January 27, 2004

Missouri Senate Financial and Governmental Organization Committee

  • Testimony of Kim Chamberlain, Vice President And Counsel, State Government Affairs, For The SIA Before The Missouri Senate Financial And Governmental Organization Committee Supporting Missouri S.B. 933; Equal Tax Treatment To All Qualified 529 Plans - February 2, 2004

Wisconsin State Legislature