State Issues
- 529 Tax Parity Legislation
- Books and Records Requirements
- Expansion of Authority of State Attorneys General
- Illinois Pay to Play
- Investment Tax Credit
- Michigan Business Tax Amendments
- Michigan-Tax on Services
- Model Uniform Securities Act
- New Jersey Bureau of Securities Proposed Rules for Readoption of the Securities Statute
- New Jersey Identity Theft Regulations
- New York Gramm-Leach Bliley Tax Transition Rules
- New York State Regulations on Repurchase Agreements and Securities Loans
- NYS Martin Act Private Right of Action
- Naked Short Selling
- South Dakota Anti-Short Selling Measure #9
- State Registration Exemptions
- Subprime Legislation
Updates
SIFMA Sends Letter to MA Gov Patrick Encouraging Delay in Third Party Vendor Certification Requirements - November 10, 2008
South Dakota Anti-Short Selling Measure Fails - November 4, 2008
City of Chicago - Executive Compensation Ordinance - October 9, 2008
SIFMA Sends Letter in Opposition to Section 5 of CA Budget - September 22, 2008
South Dakota Anti-Short Selling Measure #9 - September 5, 2008
NC Governor Signs Subprime Related Bill - August 19, 2008
ITC Technical Corrections Bill--including some of SIFMA's suggestions--Sent to NY Governor - July 1, 2008
Florida Office of Financial Regulation Proposes Senior Designation Rule - June 20, 2008
SIFMA Position: The Florida Office of Financial Regulation proposed a senior designation rule, which is based on the NASAA model. SIFMA, as a matter of policy, does not oppose senior designation rules modeled on the NASAA rule. We will monitor the rule through the process and keep you posted on any developments.
SIFMA writes to California Senate in opposition to CA A.B. 2940, An Act to add Title 25 to the Government Code, relating to retirement - June 19, 2008
SIFMA letter to California State Assembly Re: AB 2359, An act to amend Section 2953 of the Civil Code, relating to loans - June 11, 2008
SIFMA Sends Comments on Proposed Amendments to the State of Washington's Securities Laws Regarding Custody Requirements for Investment Advisers - June 11, 2008
SIFMA sends letter in opposition to CA AB 2940 - April 8, 2008
SIFMA Sends Letter of Opposition to California AB 1967 - April 4, 2008
SIFMA and ASF send letter of opposition to the Minnesota Subprime Foreclosure Deferment Act of 2008 - March 14, 2008.
Subprime Foreclosure Deferment Act of 2008 introduced in the Minnesota House and Senate - March 5, 2008
- View Bill (H.F. 3612)
- View Bill (S.F. 3396)