State Issues

Updates

SIFMA Sends Letter to MA Gov Patrick Encouraging Delay in Third Party Vendor Certification Requirements - November 10, 2008

South Dakota Anti-Short Selling Measure Fails - November 4, 2008

City of Chicago - Executive Compensation Ordinance - October 9, 2008

SIFMA Sends Letter in Opposition to Section 5 of CA Budget - September 22, 2008

South Dakota Anti-Short Selling Measure #9 - September 5, 2008

NC Governor Signs Subprime Related Bill - August 19, 2008

ITC Technical Corrections Bill--including some of SIFMA's suggestions--Sent to NY Governor - July 1, 2008

Florida Office of Financial Regulation Proposes Senior Designation Rule - June 20, 2008
SIFMA Position: The Florida Office of Financial Regulation proposed a senior designation rule, which is based on the NASAA model. SIFMA, as a matter of policy, does not oppose senior designation rules modeled on the NASAA rule. We will monitor the rule through the process and keep you posted on any developments.

SIFMA writes to California Senate in opposition to CA A.B. 2940, An Act to add Title 25 to the Government Code, relating to retirement - June 19, 2008

SIFMA letter to California State Assembly Re: AB 2359, An act to amend Section 2953 of the Civil Code, relating to loans - June 11, 2008

SIFMA Sends Comments on Proposed Amendments to the State of Washington's Securities Laws Regarding Custody Requirements for Investment Advisers - June 11, 2008

SIFMA sends letter in opposition to CA AB 2940 - April 8, 2008

SIFMA Sends Letter of Opposition to California AB 1967 - April 4, 2008

SIFMA and ASF send letter of opposition to the Minnesota Subprime Foreclosure Deferment Act of 2008 - March 14, 2008.

Subprime Foreclosure Deferment Act of 2008 introduced in the Minnesota House and Senate - March 5, 2008
- View Bill (H.F. 3612)
- View Bill (S.F. 3396)

 

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