OTC Derivatives Resource Center



Resources


SIFMA Resources

 Derivatives Watch 

 Derivatives Watch
Bi-Weekly Newsletter. Updates on legislative and regulatory developments in derivatives markets.
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Other Resources

 Dodd-Frank Act

 Agency Proceedings  

 

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Industry Basics

How is the U.S. Financial Industry Regulated?

The financial regulatory system has federal, state, and private institutions. Generally, federal regulators deal with national issues and state regulators operate in their jurisdictions.

Industry Glossary

Know the terms.
Understand the industry.